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1 PHARMACOGENETICTESTING Pharmacogenetic Testing 4.3 Emerging Applications of Pharma- cogenetic Interest 19 4.4 Linking Human Genotyping to Clinical Applications 20 WendellW.Weber 4.5 Summary 20 UniversityofMichigan,AnnArbor,USA 5 Summary: Progress in Pharmacogenetic MaureenT.Cronin Testing 20 ACLARABiosciences,MountainView,USA Abbreviations and Acronyms 21 Related Articles 21 References 21 1 Introduction 2 1.1 Historical Highlights 2 1.2 The Emergence of Drugs are administered to patients with the intention Pharmacogenetics 3 of achieving a planned therapeutic response. Yet drug 1.3 The Scope of Pharmacogenetics 3 prescriptionisamedicalartbecauseofthewidevariationin 1.4 The Pharmacological Profile of individualresponsestostandarddrugdoses.Inthe1960s, Human Drug Response 4 thefieldofpharmacogeneticsemergedfromthededicated 1.5 The Genetic Profile of Human Drug workofasmallgroupofinvestigatorswhobegantoenrich Response 5 thedisciplineofpharmacologybyintegratingitwithhuman 1.6 The Rationale and Aims of genetics. Pharmacogenetics provides the experimental Pharmacogenetics 5 framework to understand variability in human reactions 1.7 Testing Pharmacogenetic Hypotheses 6 todrugs andother exogenous substances asafunction of 1.8 Summary 6 intrinsichumangeneticvariability.Thematurationofthe 2 The Changing Scene 7 humangenomeinitiativehasprovidedawealthofprimary 2.1 Human Protein Diversity 7 geneticinformationandfunctionalgenomicdatatofuelthe 2.2 Some Biochemical Generalizations 7 understandingofgeneticpolymorphismanditsfunctional 2.3 DNA Polymorphism: Some Practical consequences. Today, the field of pharmacogenetics is Matters 7 a well-integrated, worldwide network engaging a vast 2.4 Molecular Heterogeneity of Pharma- communityofacademicandindustrialscientists. cogenetic Interest 8 One hallmark of pharmacogenetics studies is the large 2.5 The Effect of Mutations on the amount of genetic data that must be accumulated and Gene Product 10 integrated for high-resolution drug-response genotyping 2.6 Summary 11 andsubsequentphenotype profiling.Thisneedforhighly 3 Genetic Profiling Using DNA parallel genetic analysis has, in turn, fueledademandfor Microarrays 11 technical innovation to provide the tools necessaryfor its 3.1 The Origin of DNA Microarrays 11 execution. The response has been a flurry of inventions 3.2 DNA Microarray Capabilities and in microfluidics and nanotechnology, some of which Limitations 13 are scaled down versions of existing technologies, such 3.3 Predictive Testing with DNA as capillary electrophoresis and mass spectrometry, and Microarray Assays 15 some are completely new inventions. Outstanding in 3.4 Emerging Applications of Microar- this technical revolution are DNA microarrays. Array ray Technologies 16 technology has emerged as the most versatile and widely 3.5 The Future of Microarrays and applied tool to support pharmacogenetics, for several Allied Technology 17 reasons:arrayshavethelargestandmostscalablecapacity 3.6 Summary 18 forparallelanalysis,theirinherentflexibilitypermitsthem 4 The Outlook for Genomics in Predictive to be used as independent analysis tools or as integrated Medicine 18 components of more complex microfluidic systems and, 4.1 Options for Treating Genetic finally, a wide variety of methods can be used to design Disorders 18 and fabricate them. Pharmacogenetics is experiencing a 4.2 Many Pharmacogenetic Polymor- periodofrapidgrowthanddefinition.Arrayshaveproven phisms are Exceptions to Experi- themselves to be a technology capable of responding to ence with Single Gene Disorders 18 the growing and changing needs of the current research EncyclopediaofAnalyticalChemistry EditedbyRobertA.Meyers.(cid:211) JohnWiley&SonsLtd,Chichester.ISBN0471976709 2 CLINICALCHEMISTRY environment and are likely to be equally important as somehow implicated in the detoxification of exogenous pharmacogeneticsmovesintotheclinicalarena. substances. During the intense flurry of research stim- ulated by the rediscovery of Mendel’s laws of heredity around 1900, Cuenot, from studies of mice, and Gar- 1 INTRODUCTION rod, from human studies, anticipated the connection of enzymes (‘‘diastases’’) with the genetic material. Obser- vations of physiological chemists, intrigued by the fate Drugs exert characteristic, reproducible effects when administered to individuals, and physicians have come of chemicals in human subjects, had shown by this time torelyonthemforthespecifictreatmentofmanyhuman that most drugs were excreted in forms that differed disorders. Most readers need not be convinced of the from those that were ingested. These observations, and societal importance of these agents, but patients and Garrod’s observations pertaining to a case of porphyria physicians alike know that one individual may respond brought on by the hypnotic drug sulfonal, led Garrod differently from another given the same dose of a drug. to conclude that the ability of individuals to transform Such person-to-person variation in drug response is not drugs into nontoxic conjugates, such as hippurates and a trivial matter. The analysis of the causes of natural glycuronates,protectedthemfromthepoisonous effects variation in human drug response, the central problem of these agents. Garrod was thus far ahead of his con- of pharmacogenetics, requires a basic understanding of temporaries in attributing unexpected drug responses of humanpharmacologyandhumangenetics. individuals to failure of their enzymes to detoxify these The initial researches of a small cadre of dedicated substances. investigators saw the emergenceof pharmacogenetics in These ideas regarding the detoxification of chemicals the1960sasanewfieldofexperimentalscienceprimarily surfaced again and again in Garrod’s writings and concerned with reactions to drugs and other exogenous teachings until the end of his life in the 1930s. He substances that occur because of a person’s distinctive observed that substances in foods, in certain drugs, and geneticmakeup.Thefieldhasgrown,particularlywithin in exhalations of animals and plants might produce the period from the late 1980s, into a well-integrated, effects in some persons wholly out of proportion to worldwide network engaging a vast community of any they produce in most persons..2/ During the 1920s academicandindustrialscientistswithexpertiseinabroad and 1930s, others began to scrutinize person-to-person spectrumofbasicandclinicalbiomedicaldisciplines.Until differences in the perception of odor and taste..3/ For recently,pharmacogeneticstudieswereusuallylimitedto example, studies of ‘‘taste blindness’’ to the bitter- a few individuals and families in a research setting, but tastingsubstancep-ethoxyphenylurea wasdemonstrated nowsuchaninvestigationmaybedirectedtowardalarge tobeaMendeliancharactertransmittedfromparentsto fractionofthehumangenomeandinvolvesimultaneous children as an autosomal trait. These deficits in sensory testing of multiple loci in many patients and healthy perception were the first indication of the high order of subjects. Such studies may, at times, be referred to as specificitytobeexpectedinhumanresponsetochemicals, pharmacogenomics. and the first to establish the heritable nature of such The establishment of laboratories dedicated to such responses..4/ large-scale pharmacogenetic testing is rapidly gaining By the time Garrod presented his ideas before the momentum. This action has the attention of physicians British Medical Association, chemists had identified vir- whoareinthefrontlineofpatientcare,ofthosewhoare tually every major type of conjugation reaction that responsibleforclinicallaboratoriesandofacademicand we know today. The exact dates of those discoveries pharmaceuticalscientistswhoareengagedinthediscov- is less relevant than the fact that they preceded by ery and clinical trial of new drugs. Because the genetics about 50 years the discovery of the other major cate- and the molecular basis of many pharmacogenetic traits gory of detoxifying enzymes (P450s), commonly known are well established, because advance testing holds out as the microsomal enzymes or the drug-metabolizing high promise of improved patient care, and because the enzymes. R.Tecwyn Williams, a pioneering pharma- high potential for acceptance by the biomedical com- cologist at St.Mary’s Medical School in London, saw munity, pharmacogenetics is in a strong position to link evidence for a new, far-reaching principle of drug humangenotypingandphenotypingrapidlywithclinical metabolism in the studies of the microsomal and con- application. jugating enzymes, namely that the metabolic disposition of drugs in humans and animals occurs in two phases: 1.1 HistoricalHighlights first, oxidation, reduction, and hydrolysis, then conjuga- In an address before the British Medical Association in tion,designatingthemasphaseIandphaseIImetabolism 1914,.1/ Archibald Garrod proposed that enzymes were respectively. 3 PHARMACOGENETICTESTING 1.2 TheEmergenceofPharmacogenetics distinction, the literature does not always adhere to this convention.Whenitisofinteresttoassessthecharacteris- Until around 1950, progress slowed, but then several ticsofagivenresponse,thecriteriatobemetindesigning breakthroughs foreshadowing important events to come andexecutingaproperstudytodeterminetheheritability were made. In 1948, hemoglobinopathies S and C were of the response in twins and families, and the distribu- identifiedandtheirmodeofinheritancewasdetermined. tionandincidenceofgenotypesandphenotypesinlarger Hemoglobin S, the first hereditary protein variant to populations, are, in fact, identical for pharmacogenetics be identified, was also the first example of a variant andecogenetics. protein in which replacement of a single amino acid Most well-studied polymorphisms derive from inves- residue within the protein molecule could be identified tigations of therapeutic agents, because these agents unequivocally with a change in the functional effect can be administered safely to individuals of all ages of the protein. In 1953, the double helix of DNA in defined amounts, and their disposition patterns can was described. A few years later, the chromosomes bemeasured.Historically,thedrug-metabolizingenzyme of humans were visualized and enumerated, and the polymorphisms are foremost in pharmacogenetics, and chromosomal basis of one form of cancer (chronic aficionadosrecognizethesetraitsasthecornerstoneofthe myeloid leukemia) was identified. Following closely on field..8/ However, since medical drugs and other exoge- thedemonstrationofpolymorphicformsofhemoglobinS nouschemicalsarebiotransformedbythesameenzymes, andCbyelectrophoresis,applicationofthistechniqueto unexpectedeffects,asGarrodnoted,mayextendtofood- plasma proteins showed that protein polymorphism was stuffs as well as to sporadic disorders associated with awidespreadphenomenonthatmeritedfurtherstudy. exposure to chemicals under occupational and indus- New technologies that became available in the 1950s, trialconditions.Theenzymesthatmetabolizeexogenous combinedwithamoregeneticapproachtoinvestigation, substances may also metabolize hormones and other disclosed new relationships between the genetic control endogenousmessengersthatregulatecellsignaling;con- ofresponsestoexogenoussubstancesandtheirmetabolic sequently,mutationsthataffectthosepathwaysmayalso fate. Landmark studies of unexpected responses to pri- cause differences in individual response. This evidence maquine,isoniazidandsuccinylcholine(suxamethonium) servesasanadditionalhallmarkofpharmacogeneticand were the first to establish a link between drug response ecogeneticphenomena.Therangeofsuchphenomenais and heredity. The confluence of pharmacology, genetics virtuallywithoutlimit. andbiochemistrynotedinArnoMotulsky’s1957seminal paper,.5/ concernedwithperson-to-person differences in The administration of two or more drugs in combi- nation may also set the stage for an unexpected drug drug response that arise because of the unique genetic response that depends on the genetic makeup of the constitutionofindividuals,markedthetruebeginningof recipient. The CYP2D6 (debrisoquine/sparteine oxida- pharmacogenetics as an experimental science. In 1962, tion)polymorphismisaparticularlyrichpotentialsource Werner Kalow published the first systematic account of of such interactions. This polymorphism affects the dis- the field, demonstrating the implications of heredity for position of more than 30 therapeutic agents including responses of microorganisms, insects, and vertebrates, including humans, to environmental chemicals..6/ Since b-adrenergic blockers, antidepressants, antiarrhythmics, neuroleptics, and various miscellaneous drugs such as then, the characteristics of many more human traits of phenformin,dextromethorphan,andcodeine.Combined pharmacogenetic interest, too many to chart here, have administrationoftwoormoreoftheseagentsmayresult demonstratedbeyondanydoubtthatheredityisaremark- inanaversiveinteraction. ableprognosticatorofunexpectedresponsetodrugsand Smoking represents another environmental hazard otherexogenoussubstances. that results in a variety of responses and disorders whichmaydependongeneticpredispositionofsmokers. 1.3 TheScopeofPharmacogenetics In individuals with a genetic defect in a -antitrypsin, 1 Hereditary differences in toxicity or efficacy that result smoking is the most important environmental factor from exposure to therapeutic agents are usually consid- affecting the rate of deterioration of lung function..9/ ered as being within the province of pharmacogenetics, Additionally, information is accumulating that a variant but if the unexpected response results from exposure to formorformsofCYP2A6mayexhibitimpairedcapacity other chemicals, or to physical, climatic or atmospheric to metabolize nicotine and may thereby protect against agents, it may be classified as ecogenetic..7/ Ecogenetics the effects of smoking by reducing the number of encompassesgeneticallyconditionedresponsestoexoge- cigarettessmoked..10;11/ nous substances from any source and, as such, would Genetic predisposition appears to be involved as include the pharmacogenetics of drugs used in medical a hypersusceptibility factor for workers exposed to practice. It should be noted, however, that, despite this complex mixtures of chemicals. The formation of 4 CLINICALCHEMISTRY aniline–hemoglobin adducts and excessive levels of 1.4 ThePharmacologicalProfileofHumanDrug methemoglobin can occur in those who are genetically Response ‘‘slow acetylators’’ after prolonged exposures to aniline Responses to a particular drug actually result from derivatives..12/ The sporadic occurrence of urinary blad- the physiological and biochemical attributes of cells der cancer in slow acetylators many years after lengthy that carry the necessary receptors in tissues of the exposuretothearomaticaminecarcinogens.13/employed recipient,buttheseresponsesaresubjecttomodification in the manufacture of dyestuffs, plastics and electrical by a variety of intrinsic and extrinsic influences..4/ materialsisacaseinpoint. The age, gender, weight and other physiological and Important clues to the role of heredity in unexpected pathophysiologicalattributesoftheindividual,including responses to drugs and other chemicals are provided by heredity, are important intrinsic factors that can modify individuals of different ethnogeographic origin. Perhaps drug responses in individuals. Foods and other dietary the most familiar example is ‘‘primaquine sensitivity’’ components, exogenous chemicals in household and occurring as a result of glucose-6-phosphate dehydroge- workplaceenvironments,theuseoftobaccoandalcohol, nase (G6PD) deficiency among African, Mediterranean anddrugs(prescriptionandnonprescription)themselves and Oriental persons. This is associated with sudden are some of the extrinsic factors that may affect these hemolysis, which occurs among susceptible males after responses. exposuretoanyofsome200drugs..14/Otherexamplesof Theresponseofanindividualfollowingadministration ethnicspecificityindrugresponseincludetheprotective of a drug (or after exposure to an exogenous chemi- effect against alcohol-induced liver disease of a variant cal) is a complex process that is difficult to analyze. By of aldehyde dehydrogenase (ALDH2) that is found in reducing this process to pharmacokinetic and pharma- JapanesebutnotCaucasians.15/ andtheprotectiveeffect codynamic mechanisms, pharmacologists have devised against alcohol-related birth defects of a variant form a somewhat idealized picture of the response, which of alcohol dehydrogenase (ADH-3) occurring among can be analyzed more readily. Pharmacokinetic mecha- African-Americans..16/ nismsarethosethataffecttheconcentrationofthedrug Whilemanyoftheexamples citedaboveindicate that at receptorsitesand its time course of action (absorp- unexpected responses to exogenous chemicals may be tion, distribution, and elimination by metabolism and mainlycausedbyasingle(monogenic)factor,experience excretion) in the individual, while pharmacodynamic showsthatvariationofmorethanonehereditaryelement mechanismsrefertoreceptor-mediatedandalliedevents. maycontributetotheoutcome.Oneexampletoillustrate Thismaneuveralsoprovidesaframeworkwellsuitedto thesynergismthatcanoccurbetweeninteractingfactors discussionofthepharmacologicalnuancesofvariationin is provided by a study of liver cancer caused by humandrugresponse. exposuretoaflatoxinandhepatitisBamongtheChinese. The response of an individual to most drugs can Aflatoxin exposure alone enhances the relative risk by be thought of as a train of events that begins when approximately twofold, while infection with hepatitis B the drug enters the bloodstream and ceases when the virus alone enhances the risk by approximately fivefold; drug and its metabolites are completely eliminated. however, combined exposure yields a 60-fold increase The administration of a drug, given in ordinary doses, in relative risk of liver cancer. Hepatitis B infection, is usually accompanied by a gradual rise in drug therefore, enhances the carcinogenic response among concentration in the blood that reaches a peak or Chinesetoaflatoxinby30-fold..17/ steady state; if no more drug is given, the concentration Nowadays, the scope for inherent variation in human steadily declines until the drug and its metabolites are responsetoexogenouschemicalsissogreat,andthepace eliminated. If the drug attains a concentration within of science so rapid, that it is difficult to stay abreast of the therapeutic range, the characteristic response is newdevelopmentsinthefield.Althoughmetabolicpoly- expected. If the concentration reaches a level above or morphisms of drug-metabolizing enzymes appear most below that range, either a toxic response or the absence frequentlyintheliterature,polymorphismsofothergenes of the expected response may occur. For unexpected of pharmacogenetic interest, such as those that encode responses, experience indicates that there are two likely receptors,clottingfactors,transportersandimmunologic explanations.Ifthedrugconcentrationinplasmaisabove responseproteins,appearincreasinglyfrequently.Inthe or below the therapeutic range, one would anticipate 1990s, recombinant DNA technology has contributed a pharmacokinetic mechanism is responsible for the immensely to our knowledge of pharmacogenetics by unexpected response, but if the concentration is within facilitating the development of sensitive and specific the therapeutic range, a pharmacodynamic defect is a diagnostic methods for collecting molecular information morelikelyexplanation. about unexpected responses to drugs and other exoge- Consequently, from the pharmacological viewpoint, noussubstances. unexpecteddrugresponsestodrugsandotherexogenous 5 PHARMACOGENETICTESTING substances may be regarded to a first approximation and techniques of human genetics, biochemistry, pop- as peculiarities resulting from a defect in either the ulation and molecular genetics, and epidemiology are pharmacokineticsorthepharmacodynamicsofthedrug. usedinconcerttoanalyzepharmacological,toxicological and epidemiological observations of individuals, twins, familiesandlargerpopulations. 1.5 TheGeneticProfileofHumanDrugResponse Geneticists, in contrast to pharmacologists, might con- 1.6 TheRationaleandAimsofPharmacogenetics sider a drug as an environmental agent on which Pharmacogenetic investigation often begins with an individualsexertimportantdifferentialeffects;therefore, anecdotalclinicalobservationononeorafewindividuals they might regard an unexpected drug response as a who have experienced an unexpected response to a reflection of a genetic difference between normal and specific drug, or with an epidemiological observation on abnormal responders..4/ Geneticists, as a rule, are more a group of individuals who have developed a disorder interested in looking for differences that discriminate associated with occupational exposure to a chemical individuals rather than focusing on universal similari- or complex mixture of chemicals..4/ The main goal of ties,andtheywouldseektoexplainanunexpecteddrug pharmacogenetics,simplyput,istouseknowledgegained response by drawing on the gamut of information from in understanding the influence of heredity on human thenormalandaffectedrespondersaswellasfromtheir sensitivity (or resistance) to exogenous chemicals to biologicalrelatives.Fromtheinformationobtained,they avoid the occurrence of such responses in susceptible wouldattempttodeterminetherelativecontributionsof persons.Therefore,whiletheearlydetectionofcancerof heredityandenvironmenttotheunexpectedresponse. environmentalorigin,forexample,maydolittletochange Genetic defectsthatcauseunexpecteddrugresponses the outcome in an affected person, identification of the occur sufficiently often in many populations to enable trait that led to its initiation may prevent its occurrence memberstobedividedintotwoormorerelativelycom- inothers. mon types of responder. Hereditary variation in which A number of practical problems can arise in the such sharply distinct qualities coexist in a given pop- design and execution of pharmacogenetic studies. A ulation is referred to as genetic polymorphism. This complete assessment of the causes of a given trait may term is usually used in genetics to refer to genetic loci be exceedingly difficult to achieve, may require the for which variants occur with a frequency of 1–2% or collaborationofscientistswithdifferingexpertiseormay greater, but in pharmacogenetics the definition is bet- require resources not readily available. For example, ter based on phenotype. This issue has been the source epidemiological evidence may suggest a disorder (say of some discussion.18;19/ and is considered further below bladdercancer)iscausedbyaparticularagent(oragents), (section2.3). To avoid contradictions between pharma- but the agent or agents usually cannot be identified cogenetic usage and genetic theory and concepts, this unequivocallysolelybyepidemiologicalevidence;clinical article will refer to the polymorphisms linked to human observation may suggest an adverse reaction is caused responses to drugs and other exogenous substances by a certain drug, but the physican who contemplates as‘‘pharmacogeneticpolymorphisms’’.Pharmacogenetic investigation of the reaction by further exposure of polymorphism may include variation produced by chro- humans to the offending drug may face insurmountable mosomalaberrations,whicharedetectablebycytogenetic ethical and methodological constraints; susceptibility to techniques,butmostresultfromsmaller,geniclesions. a toxicant can often be more thoroughly studied under To assess the contribution of heredity to pharmaco- highly controlled conditions in animals than in humans, genetic polymorphism, unexpected drug responses are butstudiesinanimalmodelsareslowandexpensive,and explored at all levels of gene action, from the gene animal responses do not necessarily translate closely to molecule itself, to the individual and their biological thoseinhumans. families,topopulationsofindividuals.Broadlyspeaking, Establishmentofdefinableend-pointsfortheinvestiga- hereditarydifferencesindrugresponsearecharacterized tionofspecificdifferencesbetweennormalandabnormal bytwotypesofinformation:thegeneticsthatcharacterize responders poses another problem. Consider the eval- the polymorphic phenotypes and their molecular basis. uation of drug treatment of hypertension as a case in The latter includes a description of the genetic hetero- point. In this instance, the definitive end-point would geneity at the level of DNA and of the protein variants bemeasuredbythedifferenceintheincidenceofstrokes that explain the trait. By studying a given trait from andcardiovasculardiseasebetweennormalandabnormal several points of view, the relative influence of human drugresponders,butthiswouldprobablyoccuryearsafter ecologyandheredityandthemechanismsbywhichthey the trait is recognized and modifying treatment under- occur are ascertained. For these purposes, the concepts taken. Another example of pharmacogenetic interest 6 CLINICALCHEMISTRY concerns the evaluation of individual variation in sus- certain drugs and of individuals who become ill after ceptibility to cancer associatedwith prolonged exposure prolonged exposure to toxic chemicals associated with a toanoccupationalcarcinogen.Thedefinitiveend-pointin specificoccupationoraparticularenvironment. thiscaseisthedifferenceincancerincidencemanyyears An important goal of studies with intermediate- and later between hypersusceptible and normal responders short-term biomarkers is validation of the markers exposedtothecarcinogen.Itisapparentthataccomplish- by demonstrating their correlation with definitive end- ment of trials to determine definitive end-points might points. It is reasonable to expect that these biomarkers requirestudiesextendingovermanyyearsinvolvingmany will enable differences in human susceptibilities to individuals and large populations, and the payoff is not exogenous chemicals to be detected, or suspected, at guaranteed. anearlystageofexposure,andtheliabilityofsusceptible Investigationswithmorelimitedgoalsdesignedtomea- persons to be predicted long before the definitive end- sure intermediate or short-term changes in biochemical point is reached. It follows that studies using such andmolecularmarkersmaylessensomeofthesedifficul- biomarkerscouldbeaccomplishedinamuchshortertime ties. Biological markers that can detect early and subtle andatamuchlowercostthanthoseaimedatdetermining differencesinindividualresponsewouldbenecessaryfor definitiveend-points. this purpose. The most suitable are markers that can be detectedinsmallsamplesoftissueorbodyfluidsthatare 1.7 TestingPharmacogeneticHypotheses accessibletosampling;theyshouldbeexpresseddifferen- tially in accordance with differences observed in normal Exploring the pharmacogenetics of unexpected drug and abnormal responders and they should have a low responses can be a formidable task. No hard and fast probabilityofspontaneouschange. rules exist to guide the investigator’s advance planning, Several advantages accrue to study designs thatfocus but there are some general principles that are widely on the use of intermediate- or short-term biomarkers. applicable..4/ Experience indicates that the response of First,the marker could be used to document and anindividualtoadruganditsinherentvariationarebest characterizetheheterogeneityinresponseofindividuals considered in light of the pharmacokinetic and pharma- to a given drug, and to determine its distribution in codynamic mechanisms that define the disposition and individuals, families, and other populations of interest. actions of drugs in individuals (see section1.4). Insights Thiswouldindicatethefrequencyofagiventrait,itsmode intothe relativeimportance ofthepharmacokinetic and of inheritance, and its ethnic and geographic specificity. pharmacodynamic phases of the response to the overall Second, the markers could be used to identify the genes variabilityintheresponsetoagivendruginaheteroge- andthemutationsresponsibleforthetraitinsusceptible neousgroupofdrugresponderscanoftenbegainedbya people. This information would reveal the molecular preliminarypharmacokineticanalysis. basisofthetraitandwouldaidinelucidatingdisordered In general, an experimental approach is almost physiologicalmechanism(s)thataccountfortheaberrant inevitably based on testing a main hypothesis and one response. It would shed light on the mechanism of the ormoreauxiliaryhypotheses..20/Thenovicemay,infact, response to the agent in normal (wild-type) responders. proceedwithonlyavaguenotionofthehypothesisbeing The marker would also be of further use in the tested, but skilled investigators know that it is advan- developmentofnoninvasive,inexpensivediagnostictests tageous to have thought about it explicitly. Auxiliary todeterminethephenotype andgenotypeofindividuals hypothesesaresetforthasreasonablealternativesincase for the trait. Third, for agents used in medical therapy, themainhypothesisprovesfalse.Investigatorsshouldalso identificationofthemolecularbasisofspecifictraitsand rememberthat,foreverydiscoverymadewithinnovative the elucidation of their underlying mechanisms would approaches, many important advances are made simply rationalizetheselectionofspecificagentsforsusceptible by recognizing that an established method or familiar (or resistant) individuals and make it possible to tailor technique devised for one application can be used for drug regimens to the individual patient. Fourth, since another. Insomecases,it ispossible for theinvestigator the exact cellular site that is defective must be known to design a single experiment that decides the fate of a for rational design of therapy, the information obtained givenhypothesis. in the first three study parameters would help to guide discovery of new drugs and to improve the design and 1.8 Summary conductoftheirclinicaltrial.Finally,studieswithmarkers could have wider implications for patient welfare by Individualdifferencesinhumanresponsestotherapeutic alertingphysicians,clinicalscientists,andothersengaged agents and other exogenous chemicals often result from in patient care to the importance of biomonitoring of some derangement of the genetic material that may be individuals who suffer sporadic illnesses while ingesting transmittedfromonegenerationtothenext.Thescientific 7 PHARMACOGENETICTESTING study of the effects of heredity on drug response is the single polypeptide chain that was affected by different province of pharmacogenetics. Its main purpose is to mutationsinthecodingregionmightthusberepresented explain the toxicological effects of the derangements byseveraldistinctalleles.Mosthemoglobinopathies, for by rigorous characterization of their biochemical and example, could be ascribed to missense, nonsense, or molecularbasis.Inthisway,itishopedtounderstandthe frameshiftmutationsofthecodingregionofglobingenes. causes of human susceptibility to exogenous substances Among the enzymopathies, observations suggested that and avoid the occurrence of unexpected drug responses allozymes(i.e.enzymesencodedbyallelicloci)generated insusceptiblepersons. bypointmutationsandsmalldeletionswouldusuallydis- playhighlyhomologousaminoacidstructuresandmight have similar enzymatic properties, whereas larger dele- 2 THECHANGINGSCENE tionsresultedindrasticallyshortened,nonfunctionalgene products,orthetotalabsenceoftheproduct. 2.1 HumanProteinDiversity Post-translational modifications were recognized as additional sources of the structural modification of Proteins are vital to virtually every process of biological proteins..22/ Should such a modification occur by an importance because of their capacity to bind other enzyme-mediated process, as had been established for proteins and small molecules with high sensitivity and oxidation of sulfhydryl groups or the addition of carbo- specificity..21/ The assortment of proteins that resides in hydrate or phosphate groups, or by the cleavage of the cellsandtissuesrequiresthatthesynthesisandtargeting polypeptide with loss of a terminal amino group, or a ofthesemoleculesiscarriedoutwithahighleveloffidelity largerpartofthechain,ittoocouldbesubjecttogenetic accordingtothewell-definedsetofinstructionsencoded variation. inthegenes.Thepropertiesofdistinctproteinsultimately Unfortunately, the available biochemical data were definethelinkthatexistsbetweenthegeneticconstitution inadequate to yield a detailed picture of the molecular ofagivenindividual andhisorherresponsetodrugs.It basis of protein heterogeneity. For instance, a change followsthatastructuralalterationinagivengene,oran that alters the charge on a protein can be detected by errorincarryingouttheprogramofinstructionsencoded electrophoresis, but since two-thirds of amino acid sub- in the gene, might reasonably be expected to change stitutionsareneutral,theywillnotchangethenetcharge the structure or the amount of the protein synthesized, on the protein and will not be detected in this way. As or its final destination. Briefly, mutation could cause an a consequence of the inability of the standard meth- unexpecteddrugresponse. ods of protein characterization to distinguish variation The occurrence of G6PD deficiency, succinylcholine owing to genetic variation at the level of translation sensitivity and isoniazid acetylation polymorphism, fromthatwhichoccurspost-translationally,ornongenet- detectedinthe1950s,wasregardedasaseriousthreatto ically,information regardingthegenetic basisofprotein drug usagein medical therapy, requiring further investi- diversitywasverymeager. gation. Examination of the pharmacological defect and moleculargeneticbasisofunexpecteddrugresponsesset the agenda for subsequent research, and studies quickly 2.3 DNAPolymorphism:SomePracticalMatters showed that changes in protein structure resulting from The analysis of genomic DNA reveals that the human geneticchangealteredhumandrugresponsivenesswher- genomeishighlypolymorphic.Sitesthatexhibitalterna- everitwassought,amongproteinswithwidelydisparate tive sequences at a particular chromosomal site can be functions,inhealthanddisease. used as genetic markers for the site, or for the chromo- somebearingthesite.Threetypesofpolymorphicsiteare 2.2 SomeBiochemicalGeneralizations usefulforidentifyingindividualswhoarepredisposedto Bythe1970s,Harrisandcolleagueshadsoughttoexam- unexpecteddrugresponses:thosewithingenesthatdeter- ine the genetic causes of human protein diversity from mine drug response, those within short variable DNA the biochemical, chromatographic and electrophoretic repetitivesequences(knownasvariablenumbertandem characteristics of proteins associated with certain sin- repeat (VNTR)) and those within microsatellites. When gle gene disorders..22/ Certain hemoglobinopathies and such a site is associated with a given trait and tracked enzymopathiesprovidedthebestmodelsforthispurpose within families and larger populations, it can provide becauseinformationaboutstructuralgenemutationswas information about inheritance patterns and the preva- matchedbyphysiologicalandpathologicaldata.Evidence lence of the trait. Polymorphic sites can be studied by suggestedthatmutations mightrangefromasinglebase restriction fragment (Southern) analysis to survey chro- change within the coding region of a gene to large dele- mosomalsitesforpolymorphism,orbyDNAsequencing tions that removed a large part, or all, of a gene. A to determine the precise location of base changes that 8 CLINICALCHEMISTRY defineapolymorphism.Southernanalysiscannotresolve at the CYP2D6 locus, while the other seven enzymes polymorphisms that differ by only one or a few bases, revealed none. This study and others (see references andneithercanitidentifythepolymorphicbase,whereas in Skoda etal..27/) show that DNA polymorphisms are the size and boundaries of the polymorphic site can be often functionally silent at the protein level, having no preciselydeterminedwiththepolymerasechainreaction detectablephenotypiceffect. (PCR) used in DNA sequencing. This second approach It follows that information about a given genotype is essentially a refinement of the first and is preferredin is insufficient for unambiguous identification unless manyapplications. combined with information about the associated phe- Since the development of molecular techniques, notype. Further evidence pointing to the importance remarkableprogresshasbeenmadetowardidentification of identification of phenotypes arises from numer- ofgenesresponsibleforpharmacogeneticpolymorphisms ous sources. These include studies of the potential and toward understanding the molecular basis of quite dissociation of phenotype from genotype observed in a few of these polymorphisms at the DNA level. Most certain races.28;29/ and in certain families,.30/ the lack of of the progress has related to traits attributed to a sin- resolution of heterozygous and homozygous subjects by gle polymorphic gene, many of which have been cloned standard metabolic phenotyping procedures,.30/ the dif- and sequenced..23/ For some, the gene of interest has ferent phenotypes for different substrates for a given been expressed in heterologous expression systems in polymorphism,.31;32/ structure–functionrelationships,.33/ quantitiessufficientforbiochemicalandpharmacological gene–geneinteractions,.34/andthepatternsofdisease.35/ characterization. associated with polymorphisms attributed to genes with The VNTRs or minisatellites of the human genome closelysimilarsequences. mayberepeated100timesormoreindifferentpersons. We should also point out that since the vast majority Many VNTRs, numbering in the thousands, are well ofpharmacogenetictraits,unlikemostgeneticallydeter- characterized.Restrictionfragmentanalysiswillproduce mined human disorders, usually cause no recognizable different size fragments proportional to the number of effectonthehealthofpredisposedindividuals,theimpor- repeats in the VNTR. Where the identification of traits tance of phenotype takes on added significance. Only hasbeenslowedforlackofasufficientnumberofsuitable whensusceptiblepersonssufferanunexpectedresponse genetic markers,the use of VNTRs should alleviate this from exposure to certain drugs, dietary constituents constraint..24/ or other environmental agents is their predisposition A number of genes have been found to incorpo- revealed.Fortunately, manyofthepolymorphisms asso- rate microsatellites within them..25/ Microsatellites are ciatedwithgeneticallyvariablehumandrug-metabolizing stretches of repetitive DNA sequences; if mutated, they enzymes, can be detected in advance with the aid of a are capable of disrupting cell function. Such mutations numberoftestprobesthataresuitableforhumanpheno- may serve as hereditary markers of genomic instability typingbyinvivoorexvivotestingprocedures.Apartial thatmayincreaseindividualsusceptibilitytocertaincan- listoftheseprobesispresentedinTable1. cers. For example, the loss of microsatellite DNA from For the reasons stated above, pharmacogenetic poly- the androgen receptor gene has been associated with morphismsmustbedefinedonphenotypicgrounds.Any prostatecancer.Thiseventisofpharmacogeneticinterest comprehensive description of a given pharmacogenetic becauseaparadoxicalresponsetoantiandrogentherapy polymorphismshouldincludeinformationaboutthephe- (i.e.stimulationoftumorgrowthinsteadoftheinhibition notype that characterizes the polymorphism and the expected)wasexhibitedbyapatient..26/ genotype(s)thatexplainthepolymorphism. The extent of protein diversity in natural populations is immense, but the abundance of DNA polymorphism in the human genome appears even greater. Analysis of 2.4 MolecularHeterogeneityofPharmacogenetic genomic DNA reveals the presence of a large number Interest of these polymorphisms. On average about 1 in 500 nucleotidesdiffersbetweentworandomlychosenalleles. Recombinant DNA techniques rapidly superseded stan- Onlyabout5–10%ofthesepolymorphismsisdetectedby dard methods of protein characterization for genetic restrictionanalysis,andfrequentlythesepolymorphisms analysis during the 1980s, and reports of the molecular areunrelated to aclinical phenotype. This phenomenon characteristicsofnumerousenzymes,includingtheP450 hasbeendemonstratedfortheCYP2D6polymorphismby (CYP450)enzymesofdrugmetabolism,soonappearedin Skoda and colleagues,.27/ who examined genomic DNA theliterature.Becauseoftheirspecificityforendogenous from 53 persons using a total of 20 restriction enzymes steroids, fatty acids, and prostaglandins, as well as for to fragment the DNA in different ways. Tests of 13 many drugs, environmental pollutants, and carcinogens, enzymes yielded 14 allele-specific polymorphic patterns theCYP450enzymeshadalreadyattractedagreatdealof 9 PHARMACOGENETICTESTING Table1 Testprobedrugsforhumanphenotypingofhumandrug-metabolizingenzymepolymorphisms Testprobe Refs. PhaseIenzymes Aldehydedehydrogenase Acetaldehyde 36 Alcoholdehydrogenase Ethanol 16 CYP1A2 Caffeine 8 CYP2A6 Nicotine,coumarin 11,37 CYP2C9 Warfarin 8,37 CYP2C19 Mephenytoin,omeprazole 8 CYP2D6 Dextromethorphan,debrisoquine,sparteine 8 CYP2E1 Chloroxazone,caffeine 8 CYP3A4 Erythromycin 8 CYP3A5 Midazolam 8 Serumcholinesterase Benzoylcholine,butrylcholine 38 Paraoxonase/arylesterase Paraoxon 39,40 PhaseIIenzymes Acetyltransferase(NAT1) Para-aminosalicylicacid 41 Acetyltransferase(NAT2) Isoniazid,sulfamethazine,caffeine 42 Dihydropyrimidinedehydrogenase 5-Fluorouracil 43 Glutathionetransferase(GST-M1) Trans-stilbeneoxide 44,45 Thiomethyltransferase 2-Mercaptoethanol,D-penicillamine,captopril 46 Thiopurinemethyltransferase 6-Mercaptopurine,6-thioguanine,8-azathioprine 47 UDP-glucuronosyltransferase(UGT1A) Bilirubin 48,49 UDP-glucuronosyltransferase(UGT2B7) Oxazepam,ketoprofen,estradiol,morphine 50,51 attentionamongbiochemicalpharmacologists.Addition- the inheritance of a given polymorphism and the expla- ally, metabolic studies conducted during the mid-1970s nationofthepolymorphismattheDNAlevel. with sparteine or debrisoquine suggested a polymor- AsTable2shows,moleculargeneticstudiesidentified phic variant of CYP450 might be responsible for the some of the molecular defects in CYP2D6* associated poor metabolism and unexpected responses of suscepti- with poor metabolism of sparteine and debrisoquine ble persons. Other studies with mephenytoin suggested some 11 years after the trait was discovered. CYP2D6* a variant of a distinctly different CYP450 appeared to (sparteine/debrisoquine oxidation) polymorphism has explain the poor metabolism and unexpected responses stimulatedanenormousamountofinvestigationandwe of susceptible persons to this drug. In 1982, the com- now know that this polymorphism results in three sepa- plete primary structure of a mammalian CYP450 was rable phenotypes: poor metabolizers, extensive metabo- reportedfromrecombinantDNAstudies,andthisbreak- lizers, and ultrarapid metabolizers. The CYP2D6* poor throughpromptedagreatdealoffurtherinvestigation..52/ metabolizers have an impaired capacity to metabolize A recent count shows that more than 150 isoforms of more than 30 drugs and are homozygous for an inactive CYP450havebeencharacterizedasproductsofdifferent or deficient CYP2D6 enzyme that has been modified by genes,andatleast30different humanCYP450enzymes truncationormissensemutationsofthegeneCYP2D6*. have been purified, cloned, sequenced and character- Incontrast,ultrarapidCYP2D6*metabolizerspossessan ized. Of these, less than ten (namely 1A1/1A2, 2A6, enhancedcapacitytometabolizethesedrugsbecausethey 2C19, 2D6, 2E6 and 3A4) are responsible for oxida- possessmorethanonecopyofanamplifiedCYP2D6*. tion of most drugs and other substrates in the human Pharmacogeneticpolymorphismiswellestablishedfor environment..8/ the genes of several other CYP450 enzymes including A chronology of selected human pharmacogenetic 1A1,2C9,and2C19,andisrapidlyaccumulatingfor1A2, polymorphismsthathavebeenidentifiedsincetheemer- 2A6, 2E1, and 3A4..8/ Most of the genetically variant gence of pharmacogenetics in the 1950s is given in CYP450 enzymes occur as high- and low-activity (or Table2. It includes a cross-section of polymorphisms: null) isoforms that may confer individual susceptibility several drug-metabolizing enzyme polymorphisms, sev- tothetoxiceffectsofenvironmentalchemicalsincluding eral receptor polymorphisms (e.g. malignant hyperther- carcinogens. Molecular genetic studies have identified mia, vasopressin resistance, insulin receptor resistance) thegenesthatencodetheseenzymesaswellasnumerous and polymorphisms of some other protein variants of allelicformsofthem. pharmacogeneticinterest.Thetablealsodrawsattention Table2 also lists several drug-conjugating enzymes. tothetimethatelapsedbetweentheinitialdescriptionof During the 1990s, considerable progress has also been 10 CLINICALCHEMISTRY Table2 Chronologyofpharmacogenetics Polymorphism Inheritancedescribed Mutationdescribed Elapsedtime (years) Succinylcholinesensitivity 1957–60 1990–92 33 G6PDdeficiency 1958 1988 30 LongQTsyndrome 1957–60 1991–97 34 Acetylation 1959–60 1989–93 30 Malignanthyperthermia 1960–62 1991–97 31 Glucuronosyltransferase 1966–69 1992–? 26 Vasopressinresistance 1969 1992 23 Aldehydedehydrogenase 1969 1988 16 Debrisoquineoxidation 1977 1988–93 11 Retinoicacidresistance 1970 1991–93 21 Thiopurinemethyltransferase 1980 1995 15 Mephenytoinoxidation 1984 1993–94 9 Glutathionetransferase 1986 1990 4 Fructoseintolerance 1986 1988–95 2 Insulinreceptorresistance 1988 1988–93 0 Androgenresistance 1990 1990 0 Glucocorticoidremediablealdosteronism 1992 1992 0 madeinthemoleculargeneticanalysisoftheseenzymes. 2.5 TheEffectofMutationsontheGeneProduct Prominent members of this group are the polymorphic Mutations have been observed to have two main effects forms of acetyltransferases, glucuronosyltransferases, on the gene product: they can cause the production glutathione-S-transferases and thiopurine methyltrans- of a structurally variant protein with altered functional ferase. propertiesortheproductionofafullyfunctionalprotein Receptorproteinsrepresentanothersubsetofproteins in altered amounts, usually reduced, although traits (seeTable2)withenormouspotentialtoinfluencehuman attributable to increased amounts of protein have been sensitivitytoexogenoussubstances..4/Comparativelyfew described..53;54/ Mutations that cause the synthesis of receptor polymorphisms have been studied so far, since structurally variant proteins usually occur within the this group of proteins has not yet been explored in coding region of the gene, whereas mutations located thedepthachievedwiththedrug-metabolizingenzymes. within the promoter and other regulatory sequences Priortothe1980s,theexistenceofreceptorsandreceptor usually alter protein quantity. Most pharmacogenetic subtypes was customarily defined by differences in their polymorphisms result from point mutations, or other interactionswithdrugs,butthisapproachdidnotachieve small genic lesions that lead to a functional change in outstandingsuccessinestablishingreceptorheterogeneity a given protein, or loss of all or most of a gene. As on a molecular plane. Based on their location and these polymorphisms occur at specific genetic loci and mechanisticfeatures,twomaintypesofpharmacological within specific regions of the gene, the ability to detect receptor are recognized: those that are located in the anddeterminetheassociatedspecificstructuralchange(s) cytoplasm and with a locus of action within the cell allowsfordiagnosis. nucleus,andthosethatinsertintothecellsurfaceandspan Knowledge of the biochemical, pharmacological or themembrane.Cellsurfacereceptorsareinvolvedinthe toxicologicalfeaturesassociatedwithanunusualpheno- actions of most drugs and endogenous first messengers; typecansometimesleadtoinferencesabouttheidentity being on the cell surface, they can bind biogenic of the gene and the properties of the allelic variants amines, protein and polypeptide hormones, autocoids, responsible for the phenotype. Many pharmacogenetic neurotransmitters and environmental chemicals. The polymorphismswerecharacterizedbythisapproachlong nuclear (cytoplasmic)receptors,bycomparison,interact beforemoleculargenetictechniquesweredeveloped.For withrelativelyfew,albeitimportant,firstmessengersthat example, observation of low levels of urinary acetylated can enter the cell, such as the steroid hormones. The metabolites of isoniazid suggested that an acetyltrans- techniques of molecular biology have enabled sufficient ferase, or acetyltransferases, with impaired capacity to amountsofagivenproteintobeproducedforbiochemical acetylate isoniazid accounted for the isoniazid-induced and pharmacological characterization and have greatly nerve damage seen in susceptible patients. Biochemical refined and extended the genetic analysis of receptor studiesdocumentedthepresenceoffunctionallyimpaired heterogeneity. forms of this drug-conjugating enzyme, which led to the

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