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University of Bern Faculty of Business, Economics and Social Sciences Institute of Political Science Personality and Politics in Context The Interaction of Personality Traits and Contextual Factors in Shaping Political Behavior and Attitudes Inaugural dissertation submitted by Kathrin Ackermann in fulfillment of the requirements for the degree of Doctor rerum socialium at the Faculty of Business, Economics and Social Sciences of the University of Bern. Submitted by Kathrin Ackermann born in Buchen (Odenwald), Germany Bern, 16.12.2016 Original document saved on the web server of the University Library of Bern This work is licensed under a Creative Commons Attribution-Non-Commercial-No derivative works 2.5 Switzerland licence. To see the licence go to http://creativecommons.org/licenses/by-nc-nd/2.5/ch/ or write to Creative Commons, 171 Second Street, Suite 300, San Francisco, California 94105, USA. Copyright Notice This document is licensed under the Creative Commons Attribution-Non-Commercial-No derivative works 2.5 Switzerland. http://creativecommons.org/licenses/by-nc-nd/2.5/ch/ You are free: to copy, distribute, display, and perform the work Under the following conditions: Attribution. You must give the original author credit. Non-Commercial. You may not use this work for commercial purposes. No derivative works. You may not alter, transform, or build upon this work.. For any reuse or distribution, you must take clear to others the license terms of this work. Any of these conditions can be waived if you get permission from the copyright holder. Nothing in this license impairs or restricts the author’s moral rights according to Swiss law. The detailed license agreement can be found at: http://creativecommons.org/licenses/by-nc-nd/2.5/ch/legalcode.de The faculty accepted this work as dissertation on 06.04.2017 at the request of the two advi- sors Prof. Dr. Markus Freitag (University of Bern) and Prof. Dr. Thorsten Faas (University of Mainz), without wishing to take a position on the view presented therein. Contents Contents List of Figures IV List of Tables VI Acknowledgements VIII Preface X Summary XI 1 Introduction 1 1.1 Personality, Context and Politics . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 Personality and Politics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 1.2.1 Conceptualizing and Measuring Personality – The Five Factor Model 5 1.2.2 Personality and Politics - State of the Art and Research Gap . . . . 13 1.3 Person and Situation - Bringing Contextual Factors In . . . . . . . . . . . . 17 1.3.1 The Role of Situation in Personality Research . . . . . . . . . . . . . 17 1.3.2 The Role of Context in Research on Political Behavior and Attitudes 18 1.3.3 The Role of Context in the Study of Personality and Politics . . . . 19 1.4 Studying Switzerland - Institutional and Structural Conditions . . . . . . . 24 1.4.1 Direct Democracy . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 1.4.2 Ethnic Diversity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26 1.5 Research Design . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 2 Direct Democracy, Political Trust and the Moderating Role of Personality Traits 31 2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 2.2 Direct Democracy and Institutional Trust . . . . . . . . . . . . . . . . . . . 33 2.3 The Five-Factor Model of Personality Traits . . . . . . . . . . . . . . . . . . 35 2.4 The Big Five Traits, Institutional Trust, and Direct Democracy . . . . . . . 36 2.5 Research Design, Measurement, and Method . . . . . . . . . . . . . . . . . 39 2.6 Empirical Findings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 2.7 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 3 Personality Traits, Political Protest and Direct Democracy as Political Context 52 3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 I Contents 3.2 The Big Five Personality Traits and Political Protest . . . . . . . . . . . . . 55 3.3 Bringing the Political Context in - The Role of Direct Democracy . . . . . . 57 3.4 Methods, Data and Measurement . . . . . . . . . . . . . . . . . . . . . . . . 60 3.5 Empirical Findings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62 3.6 Robustness Checks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 68 3.7 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 4 Personality Traits, Political Ideology and Direct Democracy as Informational Context 74 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75 4.2 Personality and Ideology - Only “Within the Limits of Civic Training”? . . 76 4.3 Direct Democracy as Informational Context . . . . . . . . . . . . . . . . . . 78 4.4 Methods, Data and Measurement . . . . . . . . . . . . . . . . . . . . . . . . 80 4.5 Empirical Findings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81 4.6 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85 5 Personality Traits and Attitudes toward Equal Opportunities for Immigrants in the Context of Diversity 87 5.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 88 5.2 The Five Factor Model of Personality . . . . . . . . . . . . . . . . . . . . . 90 5.3 Personality Traits and Attitudes toward Equal Opportunities for Immigrants 91 5.4 The Moderating Role of Contexts . . . . . . . . . . . . . . . . . . . . . . . . 93 5.5 Data and Method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96 5.6 Empirical Findings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 5.7 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103 6 Personality Traits and Attitudes toward an Open Society in the Context of Diversity 106 6.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107 6.2 Attitudes toward the Openness of Switzerland and their Psychological Foun- dations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108 6.3 Personality and Attitudes toward the Openness of Switzerland: Relation- ships and Differences across Perceived Ethnic Diversity . . . . . . . . . . . . 112 6.4 Data and Method . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115 6.5 Empirical Findings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 117 6.6 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121 7 Conclusion 123 7.1 Summary and Contribution . . . . . . . . . . . . . . . . . . . . . . . . . . . 123 II Contents 7.2 Limitations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 126 7.3 Future Pathways for the Study of Personality and Politics . . . . . . . . . . 127 Bibliography 130 A Appendix 159 A.1 Appendix Chapter 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 159 A.2 Appendix Chapter 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167 A.3 Appendix Chapter 3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 180 A.4 Appendix Chapter 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 191 A.5 Appendix Chapter 5 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 203 A.6 Appendix Chapter 6 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 209 Selbständigkeitserklärung 217 III List of Figures List of Figures 1.1 The Five Factor Theory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 1.2 The Analytical Framework . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 2.1 Direct Democracy, Personality Traits, and Institutional Trust in Switzerland 45 2.2 Moderating Effects of Personality Traits on the Relationship between Direct Democracy and Trust in the Cantonal Authorities . . . . . . . . . . . . . . 47 2.3 Moderating Effect of Agreeableness on the Relationship between Direct Democracy and Trust in the Cantonal Authorities (Fully Specified Model) . 48 3.1 Personality Traits and Political Protest in Switzerland - Predicted Proba- bilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 3.2 Predicted Probabilities to Take Part in Protest for Different Levels of Open- ness to Experience over the Number of Initiatives in the Swiss Cantons . . . 69 4.1 Personality Traits and Ideology in Switzerland . . . . . . . . . . . . . . . . 82 4.2 Personality Traits and Political Ideology within the Context of Direct Democ- racy (Subsample: Tertiary Education) . . . . . . . . . . . . . . . . . . . . . 84 5.1 Personality traits and attitudes toward equal opportunities for immigrants in Switzerland . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100 5.2 Marginal effects of conscientiousness on the attitude toward equal oppor- tunities for immigrants and the moderating contextual effect of perceived neighborhood diversity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102 6.1 Personality traits and attitudes toward the degree of openness of Switzerland118 6.2 Moderating contextual effects of neighborhood diversity . . . . . . . . . . . 120 A.1 BFI-S in the “Politics and Society in Switzerland” Data Set . . . . . . . . . 166 A.2 Coefficient Plot of the Interaction Effect of Direct Democracy and Agree- ableness on Trust in Local Authorities (Robustness Checks) . . . . . . . . . 171 A.3 Moderating Effects of Personality on the Relation between Direct Democ- racy and Trust in the National Government, separate models (based on model 26, 28 and 29 in Table A.6) . . . . . . . . . . . . . . . . . . . . . . . 178 IV List of Figures A.4 Moderating Effects of Personality on the Relation between Direct Democ- racy and Trust in the National Government, full model (based on model 30 in Table A.6) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 179 A.5 Moderating Effect of Direct Democracy on the Link between Openness to Experience and Political Protest - Difference in Predicted Probability . . . 183 A.6 Coefficient Plot of the Interaction Effect of Direct Democracy and Openness to Experience on Political Protest (Robustness Check: Manual Jackknifing) 184 A.7 Distribution of the Big Five Personality Traits per canton . . . . . . . . . . 188 A.8 Distribution of the Big Five Personality Traits by Educational Level) . . . . 196 A.9 Coefficient Plot of the Interaction Effect of Neuroticism and Direct Democ- racy on Ideology (Robustness Checks) . . . . . . . . . . . . . . . . . . . . . 201 V List of Tables List of Tables 1.1 The Five Factor Model of Personality . . . . . . . . . . . . . . . . . . . . . 7 2.1 Direct Democracy, Personality Traits, and Trust in Cantonal Authorities in Switzerland . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 3.1 Theoretical Expectations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60 3.2 Personality Traits, Direct Democracy and Political Protest in Switzerland . 64 A.1 Research on Personality and Politics 2006 - 2016 (Published Journal Articles Only) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 160 A.2 Factor Structure of Big Five Personality Traits in Switzerland . . . . . . . . 168 A.3 Variables, Operationalization, Descriptive Statistics and Source . . . . . . . 169 A.4 Direct Democracy, Personality Traits and Trust in Cantonal Authorities in Switzerland (Robustness Check: Interaction with Age Group . . . . . . . . 172 A.5 Direct Democracy, Personality Traits and Trust in Cantonal Authorities in Switzerland (Robustness Check: Interaction with Sex) . . . . . . . . . . . . 174 A.6 Direct Democracy, Personality Traits and Trust in the National Government in Switzerland . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 176 A.7 Variables, Operationalization and Descriptive Statistics . . . . . . . . . . . 181 A.8 Personality Traits, Direct Democracy and Political Protest in Switzerland (Robustness-Check: Zurich-Dummy (M8), Inclusion of Optional Referenda (M9) and Logarithmic Transformation of the Number of Initiatives (M10)) 185 A.9 Personality Traits, Direct Democracy and Political Protest in Switzerland (Robustness-Check: Additional Interactions) . . . . . . . . . . . . . . . . . . 186 A.10 Personality Traits, Direct Democracy and Political Protest in Switzerland (Robustness-Check: Protest as Count Variable) . . . . . . . . . . . . . . . . 190 A.11 Variables, Operationalization and Descriptive Statistics . . . . . . . . . . . 192 A.12 Personality Traits, Direct Democracy and Political Ideology (0 = left, 10 = right) in Switzerland . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 194 A.13 Personality Traits, Direct Democracy and Political Ideology (0 = left, 10 = right) in Switzerland (Subsample: Primary/ Secondary Education) . . . . . 197 A.14 Personality Traits, Direct Democracy and Political Ideology (0 = left, 10 = right) in Switzerland (Subsample: Tertiary Education) . . . . . . . . . . . . 199 VI List of Tables A.15 Personality Traits, Direct Democracy and Political Ideology (0 = left, 10 = right) in Switzerland (Subsample: Tertiary Education) - Robustness Check: Including Zurich-Dummy . . . . . . . . . . . . . . . . . . . . . . . . . . . . 202 A.16 Factor Structure of Big Five Personality Traits in Switzerland . . . . . . . . 204 A.17 Variables, Operationalization, Descriptive Statistics and Source . . . . . . . 205 A.18 Personality Traits, Neighborhood Diversity and Attitudes toward Equal Op- portunities for Immigrants in Switzerland . . . . . . . . . . . . . . . . . . . 207 A.19 Personality traits and attitudes toward the openness of Switzerland . . . . 210 A.20 Factor Structure of Big Five Personality Traits in Switzerland . . . . . . . . 212 A.21 Variables, Operationalization, Descriptive Statistics and Source . . . . . . . 213 A.22 Personality traits and attitudes toward the openness of Switzerland under control of political ideology . . . . . . . . . . . . . . . . . . . . . . . . . . . 215 VII

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