Personal Agency This page intentionally left blank Personal Agency The Metaphysics of Mind and Action E. J. Lowe 1 1 Great Clarendon Street, Oxford ox2 6dp Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide in Oxford New York Auckland Cape Town Dar es Salaam Hong Kong Karachi Kuala Lumpur Madrid Melbourne Mexico City Nairobi New Delhi Shanghai Taipei Toronto With offices in Argentina Austria Brazil Chile Czech Republic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore South Korea Switzerland Thailand Turkey Ukraine Vietnam Oxford is a registered trade mark of Oxford University Press in the UK and in certain other countries Published in the United States by Oxford University Press Inc., New York E. J. Lowe 2008 The moral rights of the author have been asserted Database right Oxford University Press (maker) First published 2008 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, or under terms agreed with the appropriate reprographics rights organization. Enquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above You must not circulate this book in any other binding or cover and you must impose the same condition on any acquirer British Library Cataloguing in Publication Data Data available Library of Congress Cataloging in Publication Data Data available Typeset by Laserwords Private Limited, Chennai, India Printed in Great Britain on acid-free paper by Biddles Ltd., King’s Lynn, Norfolk ISBN 978–0–19–921714–4 10 9 8 7 6 5 4 3 2 1 Preface I have been interested in the philosophy of action for more than thirty years. In fact, my very first venture into print—‘Neither Intentional nor Unintentional’, Analysis 38 (1978), pp. 117–18—was on the subject. In retrospect, it seems to me that since then I have gradually been putting together the parts of a complex jigsaw puzzle, which is at last made complete by the comprehensive account of human action defended in this book. Initially, I was primarily interested in understanding the distinction between intentional and unintentional action, largely on account of its moral significance. This then led me to examine the closely related notion of voluntariness. Partly through a study of John Locke’s views on the matter, I became convinced that a volitionist account of the nature of voluntary action must be correct. Because I was at the same time becoming increasingly attracted to a version of psychophysical dualism in the metaphysics of mind—a version that I now call non-Cartesian substance dualism—I also became interested in trying to overcome a popular line of argument in favour of physicalism, the argument from causal closure. Until this point, however, I felt relatively neutral on the question of free will—neutral, that is, between compatibilist and libertarian responses to this question—but my neutrality was finally overcome in favour of libertarianism once I became persuaded that only a thoroughly externalist account of reasons for action is defensible. The last piece in the jigsaw puzzle concerns the distinction between event causation and agent causation. For a long time, I considered that all causation is fundamentally event causation and that I could happily accommodate my volitionism within this broader view. More recently, however, I have come to the conclusion that all causation is fundamentally substance causation, with voluntary human action constituting a special case of this. It struck me as being, in effect, a gross category mistake to talk of events as literally being causes, when causal powers and liabilities manifestly belong to substances—that is, to persisting, concrete objects—rather than to events. According to my non-Cartesian substance dualism, human vi Preface persons—that is, human agents, for persons are necessarily also agents—are ‘individual substances’ of a distinct and irreducible kind. Following Locke, I regard the will as a power possessed by such agents, which is exercised by them whenever they engage in voluntary actions. However, whereas Locke is at best ambiguous on the question of wherein our freedom of action lies, I hold it to lie in the fact that our will is a spontaneous power, which we are able to exercise freely—freely, that is, in the libertarian sense—in the light of the reasons for action that our senses and intellects reveal to us. I do not, then, espouse the kind of position in the philosophy of action that normally goes under the description of ‘agent causalism’, for this is typically associated with a rejection of volitionism and an endorsement of the view that a human agent purely qua agent is a cause of his or her intentional actions—whereas I want to say that an agent always causes what he or she does voluntarily only by exercising his or her power of will. Accordingly, my position with regard to voluntary action steers a middle path between classical agent causalism on the one hand and, on the other, those versions of volitionism that take all causation to be, fundamentally, event causation. I explain all of this more fully in the Introduction. I have divided the chapters of this book into two Parts, to reflect the difference between those aspects of my current position that are relatively neutral concerning the distinction between event causation and agent causation, the question of free will, and the nature of reasons for action and those that commit me to the primacy of substance causation, libertarianism, and a thoroughgoing externalism of reasons. A reader who was convinced by the dualistic account of mental causation defended in Part I of the book might not necessarily be persuaded to accept the main doctrines advanced in Part II, even though I myself now regard the combination as a natural and compelling one. Many of the chapters have appeared in print in previous versions, but I have revised and rewritten them for the purposes of this book in an effort to make it an integrated monograph rather than just a collection of entirely independent papers. However, because the book’s chapters were originally independent papers and I didn’t wish to disrupt the internal thread of argument in each of them, there is inevitably some repetition of themes and arguments across the book from time to time. But even where this occurs, it is usually accompanied by some change of perspective, focus or context, and so will not, I hope, unduly distract the Preface vii reader. Furthermore, this method of proceeding means that the individual chapters, and certainly both Parts of the book, are still perfectly capable of being read independently of one another, which may suit the purposes of readers who are mainly interested only in some of the topics that the book covers. Acknowledgements Various chapters of this book are based upon the following previously published papers of mine—all of them relatively recent—and I am grate- ful to the editors and publishers concerned for permission to reproduce original material from them. I retain the titles of the original papers as the corresponding chapter titles so as to avoid possible confusion, but in many cases there are significant changes of content in the present versions. Chapter 1: ‘Self, Agency, and Mental Causation’, Journal of Conscious- ness Studies 6 (1999), pp. 225–39. Chapter 2: ‘Causal Closure Principles and Emergentism’, Philosophy 75 (2000), pp. 571–85. Chapter 3: ‘Physical Causal Closure and the Invisibility of Mental Causation’, in S. Walter and H.-D. Heckmann (eds), Physicalism and Mental Causation: The Meta- physics of Mind and Action (Exeter: Imprint Academic, 2003). Chapter 6: ‘Event Causation and Agent Causation’, Grazer Philosophische Studien 61 (2001), 1–20. Chapter 7: ‘Personal Agency’, in A. O’Hear (ed.), Minds and Persons (Cambridge: Cambridge University Press, 2003). Chapter 8: ‘Substance Causation, Persons, and Free Will’, in C. Kanzian, J. Quitterer, and E. Runggaldier (eds), Persons: An Interdisciplinary Approach (Vienna: Ho¨lder–Pichler–Tempsky, 2003). Chapter 9: ‘Rational Selves and Free- dom of Action’, in A. Corradini, S. Galvan, and E. J. Lowe (eds), Analytic Philosophy Without Naturalism (London and New York: Routledge, 2006). Chapter 10: ‘Needs, Facts, Goodness, and Truth’, in S. Reader (ed.), The Philosophy of Need (Cambridge: Cambridge University Press, 2006). In addition, I have based parts of the Introduction on my ‘Between Agent Causalism and Volitionism: AMiddle Path’, in F. Castellani and J. Quitterer (eds), Agency and Causation in the Human Sciences (Paderborn: Mentis, 2007). I am grateful to the publisher and editors for permission to do this. I have also based parts of Chapter 5 on material first published in my ‘Non- Cartesian Dualism and the Problem of Mental Causation’, Erkenntnis 65 (2006), pp. 5–23. I am grateful to the publisher, Springer, for permission to do this. Acknowledgements ix Most of the material in this book was first presented in the form of invited conference papers or lectures, as detailed below, and I am indebted to the organizers and audiences concerned for their encouragement and help in the genesis and improvement of it. The Introduction draws upon my paper ‘Between Agent Causalism and Volitionism: A Middle Path’, which was delivered at a conference on Agency and Causation in the Human Sciences, held in the University of Trento in June 2005. ‘Self, Agency, and Mental Causation’ was first presented to an audience in the University of Stirling in May 1997. ‘Causal Closure Principles and Emergentism’ was delivered at a conference on The Completeness of Physics, held in the University of London, School of Advanced Study, in May 1999. ‘Could Volitions be Epiphenomenal?’ was presented to a workshop on Epiphenomenalism at the conference of the Gesellschaft fu¨r Analytische Philosophie, held in the University of Bielefeld in September 2003. ‘The Self as an Emergent Substance’ was delivered at a conference on Emergence in Science and Philosophy held in the Catholic University of Milan in June 2007. ‘Event Causation and Agent Causation’ was presented to a workshop on Agents and their Actions at the conference of the Gesellschaft fu¨r Analytische Philosophie, held in the University of Bielefeld in September 2000. ‘Personal Agency’ was delivered as a Royal Institute of Philosophy Lecture in London in February 2002. ‘Substance Causation, Persons, and Free Will’ was an invited paper presented at the International Wittgenstein Symposium, held in Kirchberg, Austria, in August 2002. ‘Rational Selves and Freedom of Action’ was presented at a conference on Analytic Philosophy without Naturalism, held in the Catholic University of Milan in June 2003. ‘Needs, Facts, Goodness, and Truth’ was presented at the Royal Institute of Philosophy conference on The Philosophy of Need, held in the University of Durham in September 2003. Finally, I should especially like to express my gratitude to Peter Momtchiloff of Oxford University Press for all his help and encour- agement and to several anonymous readers for the Press for their careful and constructive advice. I am also very grateful to Susan Lowe, Tim Lowe, Maria Alvarez, and Meghan Griffith for commenting on all or part of a late version of the manuscript. I have made various amendments as a consequence.