PASSIVE, ACTIVE, AND DIGITAL FILTERS © 2006 by Taylor & Francis Group, LLC PASSIVE, ACTIVE, AND DIGITAL FILTERS Edited by Wai-Kai Chen University of Illinois Chicago, U.S.A. Boca Raton London New York A CRC title, part of the Taylor & Francis imprint, a member of the Taylor & Francis Group, the academic division of T&F Informa plc. © 2006 by Taylor & Francis Group, LLC Published in 2006 by CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2006 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group No claim to original U.S. Government works Printed in the United States of America on acid-free paper 10 9 8 7 6 5 4 3 2 1 International Standard Book Number-10: 0-8493-7277-1 (Hardcover) International Standard Book Number-13: 978-0-8493-7277-3 (Hardcover) Library of Congress Card Number 2005049927 This book contains information obtained from authentic and highly regarded sources. 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For organizations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Library of Congress Cataloging-in-Publication Data Passive, active, and digital filters / edited by Wai-Kai Chen. p. cm. Includes bibliographical references and index. ISBN 0-8493-7277-1 (alk. paper) 1. Electric filters, Digital. 2. Electric filters, Passive. 3. Electric filters, Active. I. Chen, Wai-Kai, 1936- TK7872.F5P375 2005 621.3815'324--dc22 2005049927 Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com Taylor & Francis Group and the CRC Press Web site at is the Academic Division of T&F Informa plc. http://www.crcpress.com © 2006 by Taylor & Francis Group, LLC Preface As circuit complexity continues to increase, the micro-electronic industry must possess the ability to quickly adapt to market changes and new technology through automation and simulations. The purpose of Passive, Active, and Digital Filters is to provide in a single volume a comprehensive reference work covering the broad spectrum of filter designs, from passive to active to digital. The book is written and developed for the practicing electrical engineers and computer scientists in industry, government, and academia. The goal is to provide the most up-to-date information in the field. Over the years, the fundamentals of the field have evolved to include a wide range of topics and a broad range of practice. To encompass such a wide range of knowledge, the book focuses on the key concepts, models, and equations that enable the design engineer to analyze, design, and predict the behavior of large-scale systems that employ various types of filters. While design formulas and tables are listed, emphasis is placed on the key concepts and theories underlying the processes. The book stresses fundamental theory behind professional applications. In order to do so, it is rein- forced with frequent examples. Extensive development of theory and details of proofs have been omitted. The reader is assumed to have a certain degree of sophistication and experience. However, brief reviews of theories, principles, and mathematics of some subject areas are given. These reviews have been done concisely with perception. The compilation of this book would not have been possible without the dedication and efforts of Professors Larry P. Huelsman and Yong-Ching Lim, and most of all the contributing authors. I wish to thank them all. Wai-Kai Chen Editor-in-Chief v © 2006 by Taylor & Francis Group, LLC Editor-in-Chief Wai-Kai Chen, Professor and Head Emeritus of the Depart- ment of Electrical Engineering and Computer Science at the University of Illinois at Chicago, is now serving as Academic Vice President at International Technological University. He received his B.S. and M.S. degrees in electrical engineering at Ohio University, where he was later recognized as a Distin- guished Professor. He earned his Ph.D. in electrical engineering at the University of Illinois at Urbana/Champaign. Professor Chen has extensive experience in education and industry and is very active professionally in the fields of circuits and systems. He has served as visiting professor at Purdue Uni- versity, University of Hawaii at Manoa, and Chuo University in Tokyo, Japan. He was Editor of the IEEE Transactions on Circuits and Systems, Series I and II, President of the IEEE Circuits and Systems Society, and is the Founding Editor and Editor-in- Chief of the Journal of Circuits, Systems and Computers. He received the Lester R. Ford Award from the Mathematical Asso- ciation of America, the Alexander von Humboldt Award from Germany, the JSPS Fellowship Award from Japan Society for the Promotion of Science, the Ohio University Alumni Medal of Merit for Distinguished Achievement in Engineering Education, the Senior University Scholar Award and the 2000 Faculty Research Award from the University of Illinois at Chicago, and the Distinguished Alumnus Award from the University of Illinois at Urbana/Champaign. He is the recipient of the Golden Jubilee Medal, the Education Award, the Meritorious Service Award from IEEE Circuits and Systems Society, and the Third Millennium Medal from the IEEE. He has also received more than a dozen honorary professorship awards from major institutions in China. A fellow of the Institute of Electrical and Electronics Engineers and the American Association for the Advancement of Science, Professor Chen is widely known in the profession for his Applied Graph Theory (North-Holland), Theory and Design of Broadband Matching Networks (Pergamon Press), Active Network and Feedback Amplifier Theory (McGraw-Hill), Linear Networks and Systems (Brooks/Cole), Passive and Active Filters: Theory and Implements (John Wiley), Theory of Nets: Flows in Networks (Wiley-Interscience), and The VLSI Handbook (CRC Press). vii © 2006 by Taylor & Francis Group, LLC Advisory Board Leon O. Chua University of California Berkeley, California John Choma, Jr. University of Southern California Los Angeles, California Lawrence P. Huelsman University of Arizona Tucson, Arizona ix © 2006 by Taylor & Francis Group, LLC Contributors Philip E. Allen Joseph B. Evans Jaime Ramirez-Angulo Georgia Institute of Technology University of Kansas New Mexico State University Atlanta, Georgia Lawrence, Kansas Las Cruces, New Mexico Rashid Ansari Igor Filanovsky Hari C. Reddy University of Illinois at Chicago University of Alberta California State University Chicago, Illinois Edmonton, Alberta, Canada Long Beach, California Edgar Sánchez-Sinencio Andreas Antoniou Norbert J. Fliege Texas A&M University University of Victoria University of Mannheim College Station, Texas Victoria, British Columbia, Canada Mannheim, Germany Tapio Saramäki Benjamin J. Blalock I-Hung Khoo Tampere University of Technology The University of Tennessee University of California Tampere, Finland Knoxville, Tennessee Irvine, California Rolf Schaumann Bruce W. Bomar Stuart S. Lawson Portland State University The University of Tennessee University of Warwick Portland, Oregon Tullahoma, Tennessee Coventry, England José Silva-Martinez A. Enis Cetin Yong-Ching Lim Texas A&M University Bilkent University National University of Singapore College Station, Texas Bilkent, Ankara, Turkey Singapore L. Montgomery Smith Wai-Kai Chen Wasfy B. Mikhael The University of Tennessee University of Illinois University of Central Florida Tullahoma, Tennessee Chicago, Illinois Orlando, Florida F. William Stephenson Virginia Polytechnic Institute and A. G. Constantinides Stephen W. Milam State University Imperial College RF Micro-Devices Blacksburg, Virginia London, England Carrollton, Texas Sawasd Tantaratana Artice M. Davis Truong Q. Nguyen Sirindhorn International Institute San Jose State University University of California of Technology San Jose, California San Diego, California Pathumthani, Thailand Meng Hwa Er P. K. Rajan Xiaojian Xu Nanyang Technological University Tennessee Tech University Imperial College Singapore Cookeville, Tennessee London, England xi © 2006 by Taylor & Francis Group, LLC Table of Contents 1 General Characteristics of Filters Andreas Antoniou.......................................1-1 2 Approximation Artice M. Davis...........................................................................2-1 3 Frequency Transformations Jaime Ramirez-Angulo..........................................3-1 4 Sensitivity and Selectivity Igor Filanovsky.........................................................4-1 5 Passive Immittances and Positive-Real Functions Wai-Kai Chen................5-1 6 Passive Cascade Synthesis Wai-Kai Chen..........................................................6-1 7 Synthesis of LCM and RC One-Port Networks Wai-Kai Chen.....................7-1 8 Two-Port Synthesis by Ladder Development Wai-Kai Chen.........................8-1 9 Design of Resistively Terminated Networks Wai-Kai Chen...........................9-1 10 Design of Broadband Matching Networks Wai-Kai Chen...........................10-1 11 Low-Gain Active Filters Philip E. Allen, Benjamin J. Blalock, and Stephen W. Milam....................................................................................................11-1 12 Single-Amplifier Multiple-Feedback Filters F. William Stephenson.............12-1 13 Multiple-Amplifier Biquads Norbert J. Fliege..................................................13-1 14 The Current Generalized Immittance Converter (CGIC) Biquads Wasfy B. Mikhael.....................................................................................................14-1 15 Higher-Order Filters Rolf Schaumann..............................................................15-1 xiii © 2006 by Taylor & Francis Group, LLC 16 Continuous-Time Integrated Filters Rolf Schaumann..................................16-1 17 Switched Capacitor Filters José Silva-Martinez and Edgar Sánchez-Sinencio......17-1 18 FIR Filters ..............................................................................................................18-1 18.1 Properties of FIR Filters Meng Hwa Er..............................................................................18-1 18.2 Window Techniques Meng Hwa Er...................................................................................18-6 18.3 Design of FIR Filters by Optimization Andreas Antoniou, L. Montgomery Smith, Bruce W. Bomar, Yong-Ching Lim, and Tapio Saramäki........................................18-16 19 IIR Filters...............................................................................................................19-1 19.1 Properties of IIR Filters Sawasd Tantaratana....................................................................19-1 19.2 Design of IIR Filters Sawasd Tantaratana.......................................................................19-10 19.3 Wave Digital Filters Stuart S. Lawson..............................................................................19-33 19.4 Lattice Filters Yong-Ching Lim.........................................................................................19-56 20 Finite Wordlength Effects Bruce W. Bomar.....................................................20-1 21 Aliasing-Free Reconstruction Filter Bank Truong Q. Nguyen......................21-1 22 VLSI Implementation of Digital Filters Joseph B. Evans..............................22-1 23 Two-Dimensional FIR Filters Rashid Ansari and A. Enis Cetin.....................23-1 24 Two-Dimensional IIR Filters A. G. Constantinides and Xiaojian Xu.............24-1 25 Symmetry and 2-D Filter Design Hari C. Reddy, I-Hung Khoo, and P. K. Rajan...............................................................................................................25-1 xiv © 2006 by Taylor & Francis Group, LLC 1 General Characteristics of Filters 1.1 Introduction.......................................................................1-1 1.2 Characterization.................................................................1-3 The Laplace Transform • The Transfer Function 1.3 Time-Domain Response....................................................1-6 General Inversion Formula • Inverse by Using Partial Fractions • Impulse and Step Responses • Overshoot, Delay Time, and Rise Time 1.4 Frequency-Domain Analysis...........................................1-10 Sinusoidal Response • Graphical Construction • Loss Function 1.5 Ideal and Practical Filters................................................1-14 1.6 Amplitude and Delay Distortion....................................1-15 1.7 Minimum-Phase, Nonminimum-Phase, and Allpass Filters...................................................................1-16 Minimum-Phase Filters • Allpass Filters • Decomposition of Nonminimum-Phase Transfer Functions 1.8 Introduction to the Design Process................................1-20 The Approximation Step • The Realization Step • Study of Imperfections • Implementation 1.9 Introduction to Realization.............................................1-22 Andreas Antoniou Passive Filters • Active Filters • Biquads • Types of Basic Filter University of Victoria, Canada Sections 1.1 Introduction An electrical filter is a system that can be used to modify, reshape, or manipulate the frequency spectrum of an electrical signal according to some prescribed requirements. For example, a filter may be used to amplify or attenuate a range of frequency components, reject or isolate one specific frequency component, and so on. The applications of electrical filters are numerous, for example, • To eliminate signal contamination such as noise in communication systems • To separate relevant from irrelevant frequency components • To detect signals in radios and TVs • To demodulate signals • To bandlimit signals before sampling • To convert sampled signals into continuous-time signals • To improve the quality of audio equipment, e.g., loudspeakers • In time-division to frequency-division multiplex systems 1-1 © 2006 by Taylor & Francis Group, LLC