Particles on Surfaces 1 Detection, Adhesion, and Removal Particles on Surfaces 1 Detection, Adhesion, and Removal Edited by K. L. Mittal IBM US Technical Education Thornwood, New York PLENUM PRESS • NEW YORK AND LONDON Library of Congress Cataloging in Publication Data Particles on surfaces I: detection, adhesion, and removal/edited by K. L. Mittal. p. cm. Proceedings of a symposium held in conjunction with the Seventeenth Annual Meeting of the Fine Particle Society, held July 28-August 2, 1986, in San Francisco, California. Bibliography: p. Includes index. ISBN-13: 978-1-4615-9533-5 e-ISBN-13: 978-1-4615-9531-1 DOl: 10.1007/978-1-4615-9531-1 1. Particles-Congresses. 2. Surfaces (Technology)-Congresses. I. Mittal, K. L. 1945- . II. Fine Particle Society. Meeting (17th: 1986: San Francisco, Calif.) TA418.78.P37 1988 88-28841 620'.43-dcI9 CIP Proceedings of a symposium on Particles on Surfaces: Detection Adhesion, and Removal, held in conjunction with the Seventeenth Annual Meeting of the Fine Particle Society, held July 28-August 2, 1986, in San Francisco, California © 1988 Plenum Press, New York Softcover reprint of the hardcover 1s t edition 1988 A Division of Plenum Publishing Corporation 233 Spring Street, New York, N.Y. 10013 All rights reserved No part of this book may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, microfilming, recording, or otherwise, without written permission from the Publisher PREFACE This volume chronicles the proceedings of the Symposium on Particles on Surfaces: Detection, Adhesion and Removal held under the auspices of the Fine Particle Society in San Francisco, July 28-August 2, 1986. The study of particles on surfaces is extremely important in many areas of human endeavor (ranging from microelectronics to optics to biomedical). A complete catalog of modern precision and sophisticated technologies where particles on surfaces are of cardinal importance will be prohibitively long, but the following eclectic examples should underscore the concern about particles on a variety of surfaces. In the semiconductor world of shrinking dimensions, particles which, a few years ago, were cosmetically undesirable but functionally innocuous can potentially be killer defects now. As the device sizes get smaller, there will be more and more concern about smaller and smaller particles. In the information storage technology, the gap between the head and the disk is very narrow, and if a particle is trapped in the gap that can have very grave consequences. The implications of particulate contamination on sensitive optical surfaces is all too manifest. So the particulate contamination on surfaces is undesirable from functional, yield and reliability points of view. This symposium was organized with the following objectives in mind: to bring together active practitioners in this field; to provide a forum for discussion of the latest research and development activities in this area; to provide opportunity for cross-pollination of ideas; and to highlight topics which needed intensified effort. The response to this Symposium was extremely gratifying and the general consensus was that a comprehensive symposium on this topic was both timely and needed. Concomitantly, the final technical program contained 51 papers covering various ramifications of particles on surfaces. Apropos, the program comprised both invited overviews and original research contributions. It should be recorded that there were enlightening (not exothermic) discussions both formally and informally throughout the duration of the Symposium. As for this proceedings volume, it contains a total of 28 papers divided into four sections as follows: General Papers; Particle-Substrate Interaction and Particle Adhesion; Particle Detection, Analysis and Characterization; and Particle Removal. The topics covered include: sources of particles and deposition of particles on surfaces; particle substrate interaction and factors which influence such interaction; particle adhesion measurement; various ways to detect, analyze and characterize. particles on surfaces; various ways to remove particles from a variety of surfaces; particle prevention and implications of particulate contamination on surfaces. It should be recorded here v that all papers were peer reviewed and suitably modified before acceptance and inclusion in this proceedings volume, as the peer review is a desideratum to maintain the standard of publications. May I add here that this is the Premier Volume on this topic and I certainly hope it will be valuable to both the neophyte interested in learning about particles on surfaces and to the veteran researcher who wishes to know the latest developments. Apropos, this volume is christened Volume 1 as the proceedings of the Second Symposium will be labelled Volume 2. As a matter of fact, based on the interest and tempo of activity in the world of particles on surfaces, we have decided to hold symposia on this topic on a biennial basis. Acknowledgements: First, it is my great pleasure to mention that this Symposium was jointly organized by yours truly and Dr. M.B. (Arun) Ranade and my sincere thanks are extended to him. Also my thanks go to the Fine Particle Society for sponsoring this event. Next I am thankful to the appropriate management of IBM Corporation, particularly A. Hermann, for allowing me to organize this symposium and to edit this volume. Special thanks are due to Lisa Honski of Plenum Publishing Corp. for her continued interest in this project. The time and effort of the reviewers is earnestly appreciated for making valuable comments. On a personal note, my thanks are extended to my wife, Usha, for helping me in many ways during the editing of this volume. Last, but not least, the co operation, contribution and patience of the contributors is gratefully acknowledged without which this book would not have seen the light of day. K.L. Mittal IBM U.S. Technical Education 500 Columbus Ave. Thornwood, NY 10594 CONTENTS PART I. GENERAL PAPERS Fine Particles on Semiconductor Surfaces: Sources, Removal and Impact on the Semiconductor Industry S.A. Hoenig..................................................... 3 Cleaning Semiconductor Surfaces: Facts and Foibles A. Khi1nani..................................................... 17 Effect of Chemical Cleaning Sequencing on Particle Addition/Reduction on Silicon Wafers C.A. Peterson................................................... 37 Measuring Aerosol Particle Concentration in Clean Rooms and Particle Areal Density on Silicon Wafer Surfaces R.P. Donovan, B.R. Locke and D.S. Ensor.... .... ............ ..... 43 Particulate Contamination on Wafer Surfaces Resulting From Hexamethy1disi1azane/Water Interactions M.A. Logan, D.L. O'Meara, J.R. Monkowski and H. Cowles...... .... 57 Contamination of Chip Surfaces by Particles During Destructive Physical Analysis of Integrated Circuit Devices J.J. Weimer, J. Kokosinski, M.R. Cook and M. Grunze.... ......... 69 Calculation of Hamaker Coefficients for Metallic Aerosols from Extensive Optical Data I.W. Osborne-Lee................................................ 77 Soiling Mechanisms and Performance of Anti-Soiling Surface Coatings E. F. Cuddihy.................................................... 91 Implications of Particulate Contamination in the Performance of Floppy Disks A.F. Lewis and R.J. Rogers...................................... 113 PART II. PARTICLE-SUBSTRATE INTERACTION AND PARTICLE ADHES~ON A Theoretical Review of Particle Adhesion R.A. Bowling.................................................... 129 vii The Electrostatic Force on a Dielectric Sphere Resting on a Conducting Substrate Wm. Y. Fowlkes and K. S. Robinson................................ 143 Electrostatic Charge Generation on Wafer Surfaces and Its Effect on Particulate Deposition M. Blitshteyn and A. Martinez............ ........................ 157 Toner Adhesion in Electrophotography M.H. Lee and A.B. Jaffe......................................... 169 Adhesion and Removal of Particles: Effect of Medium M.B. (Arun) Ranade, V.B. Menon, M.E. Mullins and V.L. Debler.... 179 Strong Adhesion of Dust Particles R. Williams and R.W. Nosker..................................... 193 Prevention of Strong Adhesion of Dust Particles R. W. Nosker and R. Williams..................................... 201 Dynamic Adhesion of Particles Impacting a Cylinder H. -C. Wang and W. John.......................................... 211 Crossed Fiber Models of the Particle-Surface Interaction W.S. Bickel and T.M. Wentze1.................................... 225 Sensitive New Method for the Determination of Adhesion Force Between a Particle and a Substrate G. L. Dybwad..................................................... 237 PART III. PARTICLE DETECTION, ANALYSIS AND CHARACTERIZATION Detection of Particles on Clean Surfaces J. Berger....................................................... 247 Detection of Particles Down to a "Few" Micrometers on Non-Specular Microelectronic Substrates and Other Surfaces C. Smith and T. Ross............................................ 253 Accurate Particle Counting for Bare Substrate Inspection L. Galbraith, G. Kren, A. Neukermans and G. Pecen........ ....... 269 Automated SEM/EDS Image Analysis of Particles on Filter Blanks G.J. Stone...................................................... 293 Particle Sizing and Counting with the Inspex EX20/20 C. Allemand..................................................... 307 PART IV. PARTICLE REMOVAL Methods for Surface Particle Removal: A Comparative Study J. Bardina...................................................... 329 Electrostatic Removal of Particles from Surfaces D.W. Cooper, H.L. Wolfe and R.J. Miller......................... 339 Electric Field Detachment of Charged Particles D.A. Hays....................................................... 351 VIii A New Approach to the Removal of Sub-Micron Particles From Solid (Silicon) Substrates A. F .M. Leenaars................................................. 361 About the Contributors............................................. 373 Index. ... . ... ......... .. ........... .. .. .. .. ... ... ... .. . .. . ... ... . .. 381 ix PART I. GENERAL PAPERS FINE PARTICLES ON SEMICONDUCTOR SURFACES: SOURCES, REMOVAL AND IMPACT ON THE SEMICONDUCTOR INDUSTRY Stuart A. Hoenig Department of Electrical and Computer Engineering University of Arizona Tucson, Arizona 85721 The impact of fine particles and organic contamination on device yield is very serious. We have investigated several technologies in this area. They include: 1) Application of thermophoresis for the prevention of surface contamination. 2) The use of electrets for collection of particles that might otherwise settle on surfaces. 3) The use of dry ice snow as a cleaning medium for the removal of particulates and organic contamination. INTRODUCTION Fine (less than 5 micrometers in diameter) particles are almost everywhere in the atmosphere but, in general, they do not significantly affect industrial processes. Semiconductor manufacturing operations involve a very special environment where particles and organic vapors can present serious problems in terms of loss of yield. The general use of High Efficiency Particle Absolute (HEPA) filters removes almost all of the particulates that come in with the "make up" air. The resultant clean room particle spectrum is wholly dependent upon the operation of the clean room and the personnel involved. Exposure of collection plates in opera'tional clean rooms has indicated that the major contaminant is lint from employee garments followed by hair, cosmetics and clusters of skin cellsl ,2. All of these entities are "employee related" and can be greatly reduced by proper gowning and attention to "clean room rules." This has been accomplished rather effectively in Japan, but many US facilities leave much to be desired. In this connection, it is interesting to note that hair, lint and clusters of skin cells will "not" be observed by the usual laser airborne particle counter and must be detected by optical microscopy or SEM scanning of witness plates. The problem here is associated with size (over 50 pm) or the long, slender, shape of the lint fragments. A study of particles observed on witness plates in clean rooms is presented in reference 3. A true measure of the contamination in a clean room will 3
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