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Michael T. Wright · Krystyna Kongats Editors Participatory Health Research Voices from Around the World Participatory Health Research Michael T. Wright • Krystyna Kongats Editors Participatory Health Research Voices from Around the World Editors Michael T. Wright Krystyna Kongats Catholic University of Applied Sciences School of Public Health Institute for Social Health University of Alberta Berlin, Germany Edmonton, AB, Canada ISBN 978-3-319-92176-1 ISBN 978-3-319-92177-8 (eBook) https://doi.org/10.1007/978-3-319-92177-8 Library of Congress Control Number: 2018948359 © Springer International Publishing AG, part of Springer Nature 2018 This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. Cover illustration: Different fabrics waving in the wind a metaphor for the voices of the world, all different in width and length and strength. Together they form an interesting colourful whole. Created by artist Janine Schrijver. This resonates with the cover of the Springer companion book entitled Participatory Research for Health and Social Well-being. Printed on acid-free paper This Springer imprint is published by the registered company Springer Nature Switzerland AG. The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland Preface: The Need for Participatory Health Research A wealth of international studies have documented that health is distributed in soci- ety according to a social gradient, with those of higher social status living longer and healthier than those of lower social status. Finding means to explain and remedy this disparity has become a central focus of public health research and practice (Marmot 2011; Jakab and Marmot 2012). The field of health promotion in particular is concerned with effecting change in the social environment for the purpose of improving health, particularly the health of socially marginalized groups. Here the necessity of addressing complex social processes at the collective level (community, neighborhood, society) has become apparent. Also issues of health care access and delivery involve factors which need to be examined in terms of collective mecha- nisms, such as social exclusion (Green 2006; Kemm 2006; Trickett 2011). Participatory health research (PHR) is gaining increased attention as a way to generate data leading to action for addressing social disparities in health outcomes. In PHR, the goal is to maximize the participation of those whose life or work is the subject of the research in all stages of the research process (International Collaboration for Participatory Health Research 2013). This type of participation is the defining principle of PHR, and it is what sets this type of research apart from other approaches in the health field. In PHR, research is not done “on” people as passive subjects providing “data” but “with” them to provide relevant information for improving their lives. As this book documents, reaching a deep level of partici- pation in health research is very challenging, but it provides a unique opportunity for transformative change in health systems and in the lives of the people engaged in the research process. Participatory forms of research have achieved recognition in several fields including education, social work, management, and community development; how- ever, the application of participatory approaches to health research is relatively new. Health research is dominated by the biomedical model which follows a positivist paradigm consistent with the natural sciences, thus privileging experimental designs and quantitative data. The focus is on acquiring an “objective” knowledge which is influenced neither by the particular context in which the data are collected nor by the particularities of the lives of the study participants. Through various means v vi Preface: The Need for Participatory Health Research related to design, data collection, and statistical analysis, the researchers seek to isolate and measure specific causal mechanisms and intervention effects as pre- cisely as possible. The knowledge thus generated is sorted hierarchically into “classes of evidence” according to the principles of evidenced-based medicine (EBM), with the results of experimental studies being judged as providing the stron- gest proof for mechanisms of disease causation and for the efficacy of interventions to ameliorate health problems. Although the biomedical paradigm has been shown to have severe limitations regarding social (as opposed to clinical) aspects of health (McQueen and Anderson 2001, 2004; Greenhalgh et al. 2014), alternatives such as qualitative and participa- tory forms of research have a difficult time being accepted by some as constituting sufficient evidence for effective action in public health (Denzin 2017; Mays and Pope 2000). As documented in this volume, PHR as practiced in many different countries indeed provides unique contributions to improving the health of commu- nities which cannot be achieved by other research approaches. This book provides a first look at PHR from an international perspective. Until recently, participatory health researchers have been relatively isolated, focused on structures and issues at the local or regional level. Through the work of the International Collaboration for Participatory Health Research (ICPHR) and the growing number of national and regional networks, participatory health researchers have been able to come together to exchange their experience and ideas about what PHR is and what it can be. The chapters in this book document the work of the ICPHR, while highlighting issues of international and regional importance. Overview of Chapters This book is divided into two parts: “Central Themes” and “Regional Perspectives.” Part I provides insight into some of the core issues currently facing participa- tory health researchers. PHR draws from various traditions in different countries; Chapter 1 identifies several characteristics which these traditions have in common. Chapter 2 moves into a discussion on the development and progression of the International Collaboration for Participatory Health Research (ICPHR) over the past decade, highlighting the issues raised in bringing together researchers from the various traditions. Chapter 3 explores the challenges of evaluating PHR proj- ects in light of their complex structure, diversity of stakeholders, and multiple outcomes. Chapter 4 reflects on the unique requirements for teaching health and social work professionals how to conduct PHR in higher education settings, with a focus on ways to provide a transformative learning experience. The topic of research impact has become an important issue worldwide. Demonstrating the impact of PHR poses specific challenges which are examined in Chapters 5 and 6, including issues related to building a systematic and dynamic evidence base for the field. Chapter 7 looks at the emerging role of children as co-researchers in PHR projects from theoretical and practical perspectives, based on the work of the international network Kids in Action, a project of the ICPHR. Preface: The Need for Participatory Health Research vii Part II of the book builds off the central themes presented in Part I using regional case studies from around the globe including: Germany, India, Latin America, the Netherlands, North America, Portuguese-speaking countries, South Africa, and the United Kingdom. Each chapter “sets the stage” by outlining the influence of the regional context on conducting PHR. Through these chapters, the reader will not only gain a better understanding of how PHR differs depending on political and cultural context but also of the similarities in terms of challenges and core princi- ples. Chapter 8 provides an account of the German research consortium PartKommPlus, sharing some of the challenges and opportunities in scaling up PHR to address national policy priorities. Chapter 9 looks at the central role nongovern- mental organizations in India have played in health promotion at the local level, drawing on the practice of participatory health research, and how this practice chal- lenges existing research agendas. Chapter 10 reflects on the rich and diverse history of PHR in Latin America, exploring the current status of PHR in this region with a particular focus on chronic noncommunicable diseases. Chapter 11 provides an account of PHR in the Netherlands, focusing on older people and how historical and cultural differences between generations influence research practice. Chapters 12 and 13 both describe PHR from a North American perspective, the former present- ing results from a qualitative literature review of PHR in health organizations and the latter reflecting on the evolution of PHR from the “pre-health promotion” to the “evidence-based practice” era. Chapter 14 is a reflexive, comparative analysis of PHR across Portuguese-speaking countries including Angola, Brazil, Cape Verde, and Portugal. Chapter 15 looks at PHR in the South African context, discussing action-oriented and policy-focused approaches in the face of dramatic social and health inequities in the post-apartheid years. Finally, Chapter 16 closes with a reflec- tion on the historical development of PHR in the UK, highlighting the inherent political tensions in top-down initiatives vs. grassroots ownership and the new opportunities which the current moment provides. Join Us! This book is the result of nearly a decade of cooperation and exchange within the International Collaboration for Participatory Health Research. We hope readers will find encouragement and a sense of community in seeing some of their own chal- lenges mirrored in the work presented here, and be inspired by new possibilities for participatory health research in their own countries and communities. The book is an invitation to join with the ICPHR as it seeks to promote participatory health research in its myriad forms as a means for addressing the pressing health problems of our world. Berlin, Germany Michael T. Wright Edmonton, AB, Canada Krystyna Kongats viii Preface: The Need for Participatory Health Research References Denzin, N. K. (2017). Critical qualitative inquiry. Qualitative Inquiry, 23(1), 8–16. Green, L. W. (2006). Public health asks of system science: to advance our evidence-b ased practice, can you held us get more practice-based evidence? American Journal of Public Health, 96, 1–5. Greenhalgh, T., Howick, J., & Maskrey, N. (2014). Evidence based medicine: a movement in cri- sis? BMJ, 348, g3725. International Collaboration for Participatory Health Research (2013) ‘Position Paper 1: What is participatory health research?’. Berlin: International Collaboration for Participatory Health Research Report. Available at: http://www.icphr.org/uploads/2/0/3/9/20399575/ichpr_posi- tion_paper_1_defintion_-_version_may_2013.pdf. Jakab, Z., & Marmot, M. (2012). Social determinants of health in Europe. Lancet, 379(9811), 103–105. Kemm, J. (2006). The limitations of ‘evidence-based’ public health. Journal of Evaluation and Clinical Practice, 12, 319–324. Marmot, M. (2011). Global action on social determinants of health. Bulletin of the World Health Organisation, 89(10): 702. Mays, N., & Pope, C. (2000). Qualitative research in health care: Assessing quality in qualitative research. BMJ: British Medical Journal, 320(7226), 50. McQueen, D. V., & Anderson, L. M. (2001) What counts as evidence: issues and debates. WHO regional publications. European series, 92, 63–81. McQueen, D.V., & Anderson, L. M. (2004) Utiliser des données probantes pour évaluer l’efficacité de la promotion de la santé: quelques enjeux fondamentaux. Promotion & Education, 11(1), suppl., 11–16. Trickett, E. J., Beehler, S., Deutsch, C., Green, L. W., Hawe, P., McLeroy, K., Miller, R. L., Rapkin, B. D., Schensul, J. J., Schulz, A. J. & Trimble, J. E. (2010). Advancing the Science of Community-Level Interventions. American Journal of Public Health, 101(8), 1410–1419. Contents Part I Central Themes 1 What Is Participatory Health Research? . . . . . . . . . . . . . . . . . . . . . . . 3 Michael T. Wright, Jane Springett, and Krystyna Kongats 2 Building Consensus, Celebrating Diversity: The International Collaboration for Participatory Health Research . . . . . . . . . . . . . . . . 17 Michael T. Wright, Tina Cook, Jane Springett, and Krystyna Kongats 3 Evaluating Participatory Health Research . . . . . . . . . . . . . . . . . . . . . . 25 John G. Oetzel, Jane Springett, Nina Wallerstein, Laura Parajon, Irene Sia, Mark Wieland, Abigail Reese, and Rangimahora Reddy 4 Participatory Health Research in the Education of Health and Social Work Professionals . . . . . . . . . . . . . . . . . . . . . . . 41 Irma Brito 5 Demonstrating Impact in Participatory Health Research . . . . . . . . . 55 Krystyna Kongats, Jane Springett, Michael T. Wright, and Tina Cook 6 Reviewing the Effectiveness of Participatory Health Research: Challenges and Possible Solutions . . . . . . . . . . . . . 71 Janet Harris 7 Kids in Action: Participatory Health Research with Children . . . . . . 93 Lisa Gibbs, Katitza Marinkovic, Alison L. Black, Brenda Gladstone, Christine Dedding, Ann Dadich, Siobhan O’Higgins, Tineke Abma, Marilyn Casley, Jennifer Cartmel, and Lalatendu Acharya ix x Contents Part II Regional Perspectives 8 PartKommPlus: German Research Consortium for Healthy Communities—New Developments and Challenges for Participatory Health Research in Germany . . . . 117 Michael T. Wright, Reinhard Burtscher, and Petra Wihofszky 9 Participatory Health Research: An Indian Perspective . . . . . . . . . . . 127 Wafa Singh 10 Participatory Health Research in Latin America: Scientific Production on Chronic Diseases . . . . . . . . . . . . . . . . . . . . . . 139 Francisco J. Mercado-Martínez, Leticia Robles-Silva, and Bernardo Jiménez-Domínguez 11 Participatory Health Research with Older People in the Netherlands: Navigating Power Imbalances Towards Mutually Transforming Power . . . . . . . . . . . . . . . . . . . . . . . . 165 Barbara C. Groot and Tineke A. Abma 12 Organizational Participatory Research in North America . . . . . . . . . 179 Paula Louise Bush, Jeannie Haggerty, Carol Repchinsky, Michael T. Wright, Christine Loignon, Vera Granikov, Ann C. Macaulay, Jean-François Pelletier, Sharon Parry, Gillian Bartlett-Esquilant, and Pierre Pluye 13 Participatory Health Research in North America: From Community Engagement to Evidence-Informed Practice . . . . 205 Jon Salsberg and Nickoo Merati 14 Participatory Health Research International Experience from Four Portuguese-Speaking Countries . . . . . . . . . . . . . . . . . . . . . 219 Irma Brito, Donizete Daher, Crystiane Ribas, Fernanda Príncipe, Fernando Mendes, Filipa Homem, Hayda Alves, Lina Berardinelli, Maria do Céu Barbieri-Figueiredo, Maria da Conceição Martins Silva, Maria Elisabete da Costa Martins, Nathalia Miranda, Sonia Acioli, Vanessa Correa, Vera Saboia, and Verónica Pinheiro 15 Participatory Health Research in South Africa . . . . . . . . . . . . . . . . . . 239 Maghboeba Mosavel, Jodi Winship, and Rashid Ahmed 16 “Home Thoughts from Abroad”: Reflections on the History of Participatory Health Research in the UK . . . . . . . . 255 Jane Springett Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 271

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