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Springer Tracts in Modern Physics 280 Demetrios Christodoulides · Jianke Yang Editors Parity-time Symmetry and Its Applications Springer Tracts in Modern Physics Volume 280 Serieseditors YanChen,DepartmentofPhysics,FudanUniversity,Shanghai,China AtsushiFujimori,DepartmentofPhysics,UniversityofTokyo,Tokyo,Japan ThomasMüller,InstfürExperimentelleKernphysik,UniversitätKarlsruhe, Karlsruhe,Germany WilliamC.Stwalley,DepartmentofPhysics,UniversityofConnecticut,Storrs,CT, USA Jianke Yang, Department of Mathematics and Statistics, University of Vermont, Burlington,VT,USA SpringerTractsinModernPhysicsprovidescomprehensiveandcriticalreviewsof topicsofcurrentinterestinphysics.Thefollowingfieldsareemphasized: – ElementaryParticlePhysics – CondensedMatterPhysics – LightMatterInteraction – AtomicandMolecularPhysics – ComplexSystems – FundamentalAstrophysics Suitable reviews of other fields can also be accepted. The Editors encourage prospectiveauthorstocorrespondwiththeminadvanceofsubmittingamanuscript. Forreviewsoftopicsbelongingtotheabovementionedfields,theyshouldaddress theresponsibleEditoraslistedin“ContacttheEditors”. Moreinformationaboutthisseriesathttp://www.springer.com/series/426 Demetrios Christodoulides (cid:129) Jianke Yang Editors Parity-time Symmetry and Its Applications 123 Editors DemetriosChristodoulides JiankeYang CollegeofOpticsandPhotonics DepartmentofMathematicsandStatistics UniversityofCentralFlorida UniversityofVermont Orlando,Florida,USA Burlington,Vermont,USA ISSN0081-3869 ISSN1615-0430 (electronic) SpringerTractsinModernPhysics ISBN978-981-13-1246-5 ISBN978-981-13-1247-2 (eBook) https://doi.org/10.1007/978-981-13-1247-2 LibraryofCongressControlNumber:2018959871 ©SpringerNatureSingaporePteLtd.2018 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof thematerialisconcerned,specificallytherightsoftranslation,reprinting,reuseofillustrations,recitation, broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionorinformation storageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilarmethodology nowknownorhereafterdeveloped. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthispublication doesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevant protectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationinthisbook arebelievedtobetrueandaccurateatthedateofpublication.Neitherthepublishernortheauthorsor theeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinorforany errorsoromissionsthatmayhavebeenmade.Thepublisherremainsneutralwithregardtojurisdictional claimsinpublishedmapsandinstitutionalaffiliations. ThisSpringerimprintispublishedbytheregisteredcompanySpringerNatureSingaporePteLtd. The registered company address is: 152 Beach Road, #21-01/04 Gateway East, Singapore 189721, Singapore Preface Parity-time (PT) symmetry is nowadays an active area of research, having an impactinbothscienceandtechnology.Parity-timeconceptsfirstoriginatedwithin the framework of quantum mechanical formalisms, when Bender and Boettcher (1998)indicated,forthefirsttime,thatiftheone-dimensionalSchrödingerequation withacomplexpotential ∂ ∂2 i ψ(x,t)=− ψ(x,t)+V(x)ψ(x,t) ∂t ∂x2 isPT-symmetric,thenthespectrumoftheSchrödingeroperator−∂ +V(x)can xx be entirely real. In other words, if this equation is invariant under the combined actionoftheparityP (x→ −x)andtime-reversalT (t→ −t, i→ −i),then theenergylevelsEoftheeigenstatesψ(x,t)=u(x)eiEt caninprinciplebeall-real. Inthiscase,onecanshowthatanecessary(albeitnotsufficient)conditionforthis complexpotentialtobePT-symmetricis V(x)=V∗(−x). WhiletheramificationsofPT symmetryinactualquantumsystemsarestilltobe assessed,thesameisnottrueinclassicalsettings.Adecadelater,thisfieldstarted to flourish in earnest, when a series of papers published in the period of 2007– 2008 indicated that optics and photonics can provide a fertile ground where PT- symmetric ideas can be investigated. In the optical realm, the complex refractive indexfunctionn(x)=n (x)+in (x)nowplaystheroleofacomplexpotentialV(x), R I where n (x) represents the refractive index distribution while n (x) stands for the R I gainandlossprofileswithinthemedium.Inthiscase,PT symmetryimpliesthat n (x)=n (−x), n (x)=−n (−x). R R I I Hence, the refractive index function must be even, whereas the gain-loss profile shouldbeanoddfunctionofposition.WhatmakesopticsanaturalplatformforPT v vi Preface symmetryisthefactthatallthesethreeingredients(refractiveindex,gain,andloss) canbereadilydeployedinphotonics.Soonafter,thiswasfollowedbyanexplosion of experimental works, all of which corroborating such possibilities. Symmetry breaking was first reported in 2009, and full PT symmetry was subsequently observedinpairsofcoupledwaveguidesin2010.Someveryexcitingapplications stemmingfromopticalPT symmetryhavealsobeendemonstratedbyanumberof groups.Theseinclude,forexample,theprospectforunidirectionalinvisibility,ultra- responsivesensors,unidirectionalelements,single-modemicro-ringPT-symmetric lasers,andcoherentperfectabsorbers/lasers,tomentionafew.Theimpactofnonlin- earitiesonopticalPT-symmetricarrangementswasalsoextensivelyinvestigatedin severalsettings,includingtopologicalphotonics.GeneralizationsofPT symmetry toaccommodatemoreflexiblegain-lossprofileshavealsobeenproposed.Bynow, concepts from PT symmetry have permeated several other branches of physics beyond optics, ranging from nuclear and quantum, to microwave, electronic and mechanicalsystems.Onecanalsoincludeinthisexpandinglistplasmonics,Bose- Einstein condensates, acoustics, superconductivity, magnetics, and wireless power transportsystems. In this book, theoretical and experimental progresses in diverse areas of PT symmetry are reviewed by experts in the field. In Chapter “Linear and Nonlinear Experiments in PT-Symmetric Photonic Mesh Lattices”, Peschel and collabo- rators review linear and nonlinear experimental results on light propagation in PT-symmetric photonic mesh lattices made of fiber components, where Bloch oscillations and solitons are demonstrated. In Chapter “PT-symmetry on-a-Chip: Harnessing Optical Loss for Novel Integrated Photonic Functionality”, Feng et al. discuss experimental results associated with chip-scale PT-symmetric integrated photonic systems designed for a number of applications. In Chapter “Parity-Time Symmetry in Scattering Problems”, Alu and colleagues provide an overreview of PT symmetry in scattering problems, where scattering from open PT-symmetric systems in coupled waveguide cavity arrangements is analyzed in one and higher dimensions.InChapter“ScatteringTheoryandPT-symmetry”,Mostafazadehintro- ducesaone-dimensionalscatteringtheorywithP,T,orPT symmetryandderives mathematicalconditionsthatencourageorforbidreciprocaltransmission,reciprocal reflection, and the presence of spectral singularities. In Chapter “Passive PT-sym- metry in Laser-Written Optical Waveguide Structures”, Szameit and collaborators discuss how PT-symmetric systems can be implemented in a passive fashion, without using gain, by employing modulated waveguide structures. In Chapter “Non-Hermitian Effects Due to Asymmetric Backscattering of Light in Whisper- ing-GalleryMicrocavities”,Wiersigreviewsprogressonnon-Hermitianeffectsdue toasymmetricbackscatteringoflightinwhispering-gallerymicrocavitiesandtheir applications in single-particle detection. In Chapter “Exact Results for a Special PT-symmetric Optical Potential”, Jones provides exact analytical results of light propagation inPT-symmetricsinusoidalopticalpotentialsatthephasetransition, for both transverse and longitudinal configurations. In Chapter “Parity-time-Sym- metric Optical Lattices in Atomic Configurations”, Xiao and colleagues provide a roadmapfordesigningandexperimentallyimplementingexactPT-symmetricopti- Preface vii callatticeswithgainandlossinatomicvaporsandinvestigatedynamicbehaviorsof lightpropagatinginsuchinducednon-Hermitianopticallattices.InChapter“Effects of Exceptional Points in PT-symmetric Waveguides”, Moiseyev et al. discuss physical effects stemming from exceptional points in PT-symmetric waveguides, such as a slowdown of light oscillations and possible group-velocity effects. In Chapter “Higher Order Exceptional Points in Discrete Photonics Platforms”, El- Ganainy and collegues introduce a systematic approach based on a recursive bosonicquantizationschemeforgeneratingdiscretephotonicnetworksthatexhibit exceptional points of any arbitrary order and discuss the spectral properties and theextremedynamicsnearthesesingularities.InChapter“Non-HermitianOptical Waveguide Couplers”, Kivshar and collaborators review PT-symmetric effects in non-Hermitiantwo-corecouplersandtrimersandshowthattheirnonlinearresponse canbreakPT symmetry.InChapter“Parity-TimeSymmetricPlasmonics”,Dionne et al. provide an overview of nano-photonic PT devices based on plasmonics, such as ultra-compact perfect absorber/amplifiers, multiplexers, and polarization converters with unity-efficiency. In Chapter “PT-symmetry and Non-Hermitian Wave Transport in Microwaves and RF Circuits”, Kottos and colleagues provide a review of recent progress in PT symmetry and non-Hermitian wave transport in microwaves and radio-frequency circuits, where concepts like coherent perfect absorbers, gain-induced shut-down of lasing, and asymmetric transport naturally emerge.InChapter“CoupledNonlinearSchrödingerEquationswithGainandLoss: ModelingPT-symmetry”,KonotopconsiderscouplednonlinearSchrödingerequa- tions with balanced gain and loss and explores various wave transport phenomena in nonlinear PT-symmetric settings such as bright and dark solitons and their interactions with defects, soliton switches, resonant wave interactions, and wave collapse. In Chapter “Making the PT Symmetry Unbreakable”, Malomed et al. outline approaches for extending PT symmetry to very large gain-loss strengths, whendealingwithsubwavelength-scalewaveguidesandPT-symmetricsolitonsin one-andtwo-dimensionalmodelshavingself-defocusingnonlinearities.InChapter “Krein Signature in Hamiltonian and PT -symmetric Systems”, Pelinovsky and collaborators discuss the concept of Krein signature in Hamiltonian and PT- symmetric systems such as the one-dimensional Gross–Pitaevskii equation with a real harmonic potential and a corresponding linear imaginary component. In Chapter “Integrable Nonlocal PT Symmetric and Reverse Space-Time Nonlinear Schrödinger Equations”, Musslimani and colleagues overview recent advances in integrable nonlocal nonlinear Schrödinger equations having PT, reverse-time and reversespace-timesymmetries,bothincontinuumanddiscretesettings.InChapter “ConstructionofNon-PT–symmetricComplexPotentialswithAll-RealSpectra”, Yang reviews the generalization of PT symmetry and shows that, in addition to PT-symmetric complex potentials, there are also large classes of non-PT- symmetric complex potentials that allow for more flexible gain-loss profiles and all-realspectra,thatcanbeconstructedviasymmetry,supersymmetry,andsoliton- theory methods. In Chapter “Constant-Intensity Waves in Non-Hermitian Media”, Makris and colleagues systematically discuss how to suppress intensity variations andreflectionsforwavespropagatingthroughanonuniformpotentiallandscapeby viii Preface judiciouslyincorporatinggainandlossinthepotential.InChapter“NonlinearBeam Propagation in a Class of Complex Non-PT -symmetric Potentials”, Kevrekidis et al. review nonlinear wave propagation in a class of complex non-PT-symmetric potentials and show that the departure from a strict PT-symmetric form does not allowforthenumericalidentificationoftruesolitonsolutions. The material in this book provides a rather comprehensive survey of recent progress on the theory and applications of PT symmetry. It could be useful to scientists, engineers, and graduate students, who wish to further explore and advancethisactivefield. Orlando,Florida,USA DemetriosN.Christodoulides Burlington,Vermont,USA JiankeYang Contents LinearandNonlinearExperimentsinPT-SymmetricPhotonic MeshLattices..................................................................... 1 MartinWimmer,DemetriosChristodoulides,andUlfPeschel PT-Symmetry on-a-Chip: Harnessing Optical Loss for Novel IntegratedPhotonicFunctionality ............................................. 33 MingsenPan,PeiMiao,HanZhao,ZhifengZhang,andLiangFeng Parity-TimeSymmetryinScatteringProblems .............................. 53 Mohammad-AliMiri,RobertS.Duggan,andAndreaAlù ScatteringTheoryandPT-Symmetry........................................ 75 AliMostafazadeh PassivePT-SymmetryinLaser-WrittenOpticalWaveguide Structures......................................................................... 123 T.Eichelkraut,S.Weimann,M.Kremer,M.Ornigotti,andA.Szameit Non-HermitianEffectsDuetoAsymmetricBackscatteringofLight inWhispering-GalleryMicrocavities .......................................... 155 JanWiersig ExactResultsforaSpecialPT-SymmetricOpticalPotential ............... 185 H.F.Jones Parity-Time-SymmetricOpticalLatticesinAtomicConfigurations....... 215 Zhaoyang Zhang, Yiqi Zhang, Jingliang Feng, Jiteng Sheng, YanpengZhang,andMinXiao EffectsofExceptionalPointsinPT-SymmetricWaveguides................ 237 NimrodMoiseyevandAlexeiA.Mailybaev HigherOrderExceptionalPointsinDiscretePhotonicsPlatforms......... 261 M.H.Teimourpour,Q.Zhong,M.Khajavikhan,andR.El-Ganainy ix

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