Parental migration, care-giving practices and left-behind children’s nutritional health in rural China: A mixed-methods approach A thesis submitted to The University of Manchester for the degree of Doctor of Philosophy in the Faculty of Medical and Human Sciences 2015 Nan Zhang School of Nursing, Midwifery, and Social Work Table of Contents List of Tables .............................................................................................................. 5 List of Figures ............................................................................................................. 7 List of Abbreviations ................................................................................................. 8 Abstract ..................................................................................................................... 11 Declaration ................................................................................................................ 12 Publications from thesis ........................................................................................... 13 Acknowledgement .................................................................................................... 15 Chapter 1 Introduction ............................................................................................ 16 1.1 Rural-urban migration in China ............................................................................. 17 1.2 The importance of nutrition in child development ................................................. 20 1.3 Potential links between migration and child nutrition ........................................... 22 1.4 Conceptual framework on child nutrition .............................................................. 24 1.5 Research aims and outline of thesis ....................................................................... 26 Chapter 2 Literature review ................................................................................... 28 2.1 Migration and left-behind children’s development ................................................ 29 2.1.1 The global context .......................................................................................................... 29 2.1.2 The Chinese context ....................................................................................................... 34 2.2 Search strategy ....................................................................................................... 36 2.2.1 Review strategy .............................................................................................................. 36 2.2.2 Search literature .............................................................................................................. 36 2.2.3 Considerations of quality checking ................................................................................ 37 2.3 Quantitative research review .................................................................................. 38 2.3.1 Cross-sectional evidence ................................................................................................ 38 2.3.2 Limitations of cross-sectional evidence ......................................................................... 39 2.3.3 Longitudinal evidence .................................................................................................... 40 2.3.4 Limitations of longitudinal evidence .............................................................................. 43 2.4 Qualitative research review .................................................................................... 45 2.4.1 Care-giving practices for left-behind children ................................................................ 45 2.4.2 Limitations of previous studies ...................................................................................... 47 2.5 Summary ................................................................................................................ 48 Chapter 3 Methodology ........................................................................................... 58 3.1 Mixed methodology ............................................................................................... 59 3.1.1 Mixed methods ............................................................................................................... 59 3.1.2 Rationale for mixed methods.......................................................................................... 60 3.1.3 Considerations ................................................................................................................ 61 3.2 Quantitative methods ............................................................................................. 66 3.2.1 Study aims, objectives, and hypotheses .......................................................................... 66 3.2.2 Data sources ................................................................................................................... 66 3.2.3 Target population and attrition ....................................................................................... 68 3.2.4 Nutritional outcomes ...................................................................................................... 70 3.2.5 Exposures and covariates ............................................................................................... 73 3.2.5 Statistical analysis .......................................................................................................... 77 3.3 Qualitative methods ............................................................................................... 81 2 3.3.1 Rationale for the qualitative study design ...................................................................... 81 3.3.2 Research site ................................................................................................................... 81 3.3.3 Sampling and recruitment .............................................................................................. 86 3.3.4 Ethical concerns ............................................................................................................. 91 3.3.5 Data collection ................................................................................................................ 93 3.3.6 Data analysis .................................................................................................................. 95 3.3.7 Rigour and reflexivity .................................................................................................... 96 Chapter 4 Patterns and distributions of under-and over-nutrition among rural children: Evidence from rural China ................................................................... 102 4.1 Introduction .......................................................................................................... 103 4.2 Methods................................................................................................................ 106 4.2.1 Study design and subjects ............................................................................................. 106 4.2.2 Nutritional outcomes .................................................................................................... 107 4.2.3 Variables....................................................................................................................... 110 4.3 Results .................................................................................................................. 111 4.4 Conclusions .......................................................................................................... 112 Chapter 5 Does the timing of parental migration matter for child growth? A life course study on left-behind children in rural China .......................................... 119 5.1 Abstract ................................................................................................................ 121 5.2 Background .......................................................................................................... 122 5.3 Methods................................................................................................................ 123 5.3.1 Data .............................................................................................................................. 123 5.3.2 Target population ......................................................................................................... 124 5.3.3 Variables....................................................................................................................... 124 5.3.4 Analysis ........................................................................................................................ 125 5.4 Results .................................................................................................................. 128 5.5 Discussion ............................................................................................................ 130 5.6 Conclusion ........................................................................................................... 134 Chapter 6 Gender differences in parental migration and left-behind children’s macronutrient intakes in rural China: A multilevel analysis ............................ 143 6.1 Abstract ................................................................................................................ 145 6.2 Introduction .......................................................................................................... 146 6.3 Methods................................................................................................................ 148 6.3.1 Study design and subjects ............................................................................................. 148 6.3.2 Dietary variables and covariates ................................................................................... 149 6.3.3 Statistical analysis ........................................................................................................ 151 6.4 Results .................................................................................................................. 154 6.5 Discussion ............................................................................................................ 157 Chapter 7 Intergenerational obligations for children left behind by parental migration in rural China ....................................................................................... 172 7.1 Abstract ................................................................................................................ 174 7.2 Introduction .......................................................................................................... 175 7.3 Methodology and data .......................................................................................... 178 7.3.1 Research setting ............................................................................................................ 179 7.3.2 Data collection .............................................................................................................. 179 3 7.3.3 Data analysis ................................................................................................................ 180 7.4 Results .................................................................................................................. 181 7.4.1 Migration to ‘make ends meet’ ..................................................................................... 181 7.4.2 Migration to meet social obligations for sons............................................................... 184 7.4.3 Taking on care-giving roles for left-behind children .................................................... 187 7.5 Conclusion ........................................................................................................... 195 Chapter 8 Intergenerational differences in beliefs about healthy eating among carers of left-behind children in rural China: A qualitative study ................... 201 8.1 Abstract ................................................................................................................ 203 8.2 Introduction .......................................................................................................... 204 8.3 Methods................................................................................................................ 206 8.3.1 Setting .......................................................................................................................... 206 8.3.2 Ethics ............................................................................................................................ 206 8.3.3 Data collection .............................................................................................................. 207 8.3.4 Data analysis ................................................................................................................ 208 8.4 Results .................................................................................................................. 209 8.4.1 Socio-demographic characteristics ............................................................................... 209 8.4.2 Intergenerational differences in healthy eating beliefs ................................................. 209 8.5 Discussion ............................................................................................................ 217 Chapter 9 Discussion and conclusion ................................................................... 223 9.1 Summary of results .............................................................................................. 224 9.2 Contributions ........................................................................................................ 230 9.3 Limitations ........................................................................................................... 231 9.3.1 Measurements ............................................................................................................... 231 9.3.2 Longitudinal cohorts study design ................................................................................ 232 9.3.3 Missing data/attrition .................................................................................................... 233 9.3.4 Association or causation ............................................................................................... 235 9.3.5 Reflexive consideration of the qualitative research ...................................................... 238 9.4 Recommendations ................................................................................................ 239 9.5 Final conclusion ................................................................................................... 242 References ............................................................................................................... 243 Appendices .............................................................................................................. 267 Word count: approximately 72,000 4 List of Tables Table 2-1 Quantitative studies examining the associations between parental migration and children’s nutritional health in rural China (N=8) ....................... 50 Table 2-2 Studies on care-giving practices for left-behind children in rural China (N=5) ................................................................................................................... 55 Table 3-1 Sample size and characteristics of left-behind children and non-left-behind children (N=26) .................................................................................................. 99 Table 3-2 Sample size and characteristics of caregivers (N=32) ............................. 100 Table 4-1 Participation of rural children aged 0-17 years across survey waves from the CHNS, 1997 to 2009 ................................................................................... 107 Table 4-2 Six scenarios of childhood malnutrition status ........................................ 108 Table 4-3 Sample size and percentage of stunting across overweight/underweight status from the CHNS, 1997-2009 .................................................................... 109 Table 4-4 Sample size and percentage of malnutrition status in four categories for the CHNS children (1997-2009) in rural China ..................................................... 110 Table 4-5 Sample size and distribution of rural children under 6 years across stunting, underweight and overweight from the CHNS, 1997-2009 ............................... 113 Table 4-6 Sample size and distribution of rural children aged 6-17 across stunting, underweight and overweight from the CHNS, 1997-2009 ............................... 114 Table 4-7 Sample size and distribution of rural children aged under 6 years across malnutrition in six scenarios from the CHNS, 1997-2009 ............................... 115 Table 4-8 Sample size and distribution of rural children aged 6-17 years across malnutrition in six scenarios from the CHNS, 1997-2009 ............................... 116 Table 4-9 Sample size and distribution of rural children aged under 6 years across malnutrition in four scenarios from the CHNS, 1997-2009 ............................. 117 Table 4-10 Sample size and distribution of rural children aged 6-17 years across malnutrition in four scenarios from the CHNS, 1997-2009 ............................. 118 Table 5-1 Characteristics and health outcomes of children aged 0-17 by gender in rural China from the CHNS, 1997-2009 ........................................................... 136 Table 5-2 Estimates (standard errors) of height and growth curve models fitted to boys and girls in rural China from the CHNS, 1997-2009 ............................... 137 5 Table 5-3 Estimates (standard errors) of weight and growth curve models fitted to boys and girls in rural China from the CHNS, 1997-2009 ............................... 138 Table 6-1 Means (standard deviations) of macronutrient intakes and relative macronutrient intakes (%) of boys and girls by left-behind patterns in rural China from the CHNS, 1997-2009 ................................................................... 163 Table 6-2 Estimates (standard errors) of relative protein intake (%) from multilevel modelling fitted to rural children across gender and age groups from the CHNS, 1997-2009 ......................................................................................................... 164 Table 6-3 Estimates (standard errors) of relative fat intake (%) from multilevel modelling fitted to rural children across gender and age groups from the CHNS, 1997-2009 ......................................................................................................... 165 Table 6-4 Estimates (standard errors) of relative carbohydrate intake (%) from multilevel modelling fitted to rural children across gender and age groups from the CHNS, 1997-2009....................................................................................... 166 Table 6-5 Selected parameter estimates (standard errors) from a multinomial logit model [using within AMDR as the reference] for two scenarios of relative fat intake (%) including under AMDR lower limit, over AMDR upper limit for boys and girls aged 1-17 year in rural China, with adjustment for clustering at individual and village levels ............................................................................. 169 Table 6-6 Selected parameter estimates (standard errors) from a multinomial logit model [using within AMDR as the reference] for two scenarios of relative carbohydrate intake (%) including under AMDR lower limit, over AMDR upper limit for boys and girls aged 1-17 years in rural China, with adjustment for clustering at individual and village levels ......................................................... 170 Table 6-7 Estimates (Standard errors) of relative protein (%) and fat (%) intakes from multilevel modelling based on imputed dataset (n=30) for rural children from the CHNS, 1997-2009 .............................................................................. 171 Table 7-1 Sample size and characteristics of left-behind children (N=21) .............. 198 Table 7-2 Sample size and characteristics of left-behind children's caregivers (N=28) .......................................................................................................................... 199 Table 7-3 Remittances from migrant parent(s) to non-parental caregivers (N=16) 200 Table 7-4 Remittances distribution for non-parental caregivers who received remittances ........................................................................................................ 200 Table 8-1 Caregivers' beliefs about health eating for children (N=32) .................... 221 6 Table 8-2 Food items from children's diaries (N=24) .............................................. 222 List of Figures Figure 1-1 Conceptual framework for left-behind children's nutrition (modified from UNICEF framework) .......................................................................................... 27 Figure 3-1 The care triangle ....................................................................................... 65 Figure 3-2 The simplified theoretical framework ...................................................... 65 Figure 3-3 China map and the CHNS survey provinces ............................................ 68 Figure 3-4 The flowchart depicting selection of participants in the CHNS from 1997 to 2009 (N=7833) ............................................................................................... 69 Figure 3-5 Multilevel structure of the CHNS children .............................................. 78 Figure 3-6 A picture of a participant's vegetable garden in the backyard .................. 83 Figure 3-7 A picture of a village road to a participant's home ................................... 84 Figure 3-8 A picture of school lunch including steamed rice on the bottom, stir-fried mixed vegetables and sweet potato vermicelli on the top .................................. 86 Figure 3-9 Summary of main themes from integrated analysis ............................... 101 Figure 5-1 Trajectories of height for boys in rural China (estimated from model 2, Table 5.2) .......................................................................................................... 139 Figure 5-2 Trajectories of height for girls in rural China (estimated from model 2, Table 5.2) .......................................................................................................... 140 Figure 5-3 Trajectories of weight for boys in rural China (estimated from model 2, Table 5.3) .......................................................................................................... 141 Figure 5-4 Trajectories of weight for girls in rural China (estimated from model 2, Table 5.3) .......................................................................................................... 142 Figure 6-1 Missing data in multilevel modelling on relative macronutrient intakes of rural children from the CHNS, 1997-2009 ....................................................... 153 Figure 6-2 Relative macronutrient intakes including (A) protein, (B) fat and (C) carbohydrate of preschool and school boys and girls by left-behind patterns in rural China from CHNS, 1997-2009................................................................. 167 Figure 6-3 Prevalence of rural children with relative macronutrient intakes within, below, and over AMDR ranges for (a) protein, (b) fat, and (c) carbohydrate for boys and girls in rural China from the CHNS, 1997-2009 ............................... 168 Figure 9-1 Integration of quantitative and qualitative findings ............................... 229 Figure 9-2 Urbanization rates in China, 1993-2011................................................. 235 7 List of Abbreviations LBC: left-behind children Non-LBC: non-left-behind children CHNS: China Health and Nutrition Survey HAZ: height-for-age Z-scores WAZ: weight-for-age Z-scores BMIZ: body-mass-index Z-scores WHZ: weight-for-height Z-scores UNICEF: United Nations Children’s Fund LBW: low-birth weight SDQ: Strengths and Difficulties Questionnaire HRQoL: health-related quality of life CASP: Critical Appraisal Skills Programme PSM: propensity score matching IV: instrumental variables GCM: Growth Curve Model MCAR: Missing Complete At Random MAR: Missing At Random MNAR: Missing Not At Random MI: Multiple imputation IOTF: International Obesity Task Force WHO: World Health Organization LMS: Lambda-Mu-Sigma NCHS: National Centre for Health Statistics MGRS: Multicentre Growth Reference Study DRI: Dietary reference intakes FCT: Food Composition Table OR: odds ratios CI: confidence intervals OLS: ordinary least squares AMDR: Acceptable Macronutrient Distribution Ranges MICE: Multiple Imputation using Chained Equations 8 SD: standard deviations SE: standard errors NCMS: New Cooperative Medical Scheme NBSC: National Bureau of Statistics of China RMB: Renminbi (the official currency of People’s Republic of China) GBP: Pound Sterling USD: The United States Dollar 9 Appendices Appendix 1 Topic guide for carers........................................................................... 268 Appendix 2 Chinese version for topic guide for carers............................................ 269 Appendix 3 Topic guide for left-behind children .................................................... 270 Appendix 4 Chinese version for topic guide for left-behind children ..................... 271 Appendix 5 Topic guide for non-left-behind children ............................................. 272 Appendix 6 Chinese version for topic guide for non-left-behind children .............. 273 Appendix 7 Diary booklet format for children ........................................................ 274 Appendix 8 Chinese version for diary booklet format for children ......................... 276 Appendix 9 Carers’ information sheet ..................................................................... 278 Appendix 10 Chinese version for carers’ information sheet .................................... 283 Appendix 11 Children’s information sheet (aged 6-9) ............................................ 286 Appendix 12 Chinese version for children’s information sheet (aged 6-9) ............. 289 Appendix 13 Children’s information sheet (aged 10-12) ........................................ 292 Appendix 14 Chinese version for children’s information sheet (aged 10-12) ......... 296 Appendix 15 Carers’ consent form .......................................................................... 299 Appendix 16 Chinese version for carers’ consent form ........................................... 302 Appendix 17 Left-behind children’s consent form .................................................. 305 Appendix 18 Chinese version for left-behind children’s consent form ................... 311 Appendix 19 Non-left-behind children’s consent form ........................................... 317 Appendix 20 Chinese version for non-left-behind children’s consent form ............ 323 Appendix 21 Transcriber/Translator confidentiality agreement .............................. 329 Appendix 22 Approval from local government, China ............................................ 331 Appendix 23 Ethics approval from University of Manchester ................................ 334 Appendix 24 School agreement, China .................................................................... 336 Appendix 25 Examples of children’s diary .............................................................. 339 Appendix 26 Question from the CHNS household questionnaire to identify migration .................................................................................................................. 341 Appendix 27 An example of coding strategy ........................................................... 342 10
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