Mathematical Surveys and Monographs Volume 154 Parabolic Geometries I Background and General Theory ˇ Andreas Cap Jan Slovák American Mathematical Society Parabolic Geometries I Background and General Theory Mathematical Surveys and Monographs Volume 154 Parabolic Geometries I Background and General Theory ˇ Andreas Cap Jan Slovák American Mathematical Society Providence, Rhode Island EDITORIAL COMMITTEE Jerry L. Bona Michael G. Eastwood Ralph L. Cohen, Chair J. T. Stafford Benjamin Sudakov 2000 Mathematics Subject Classification. Primary53C15, 53A40, 53B15,53C05, 58A32; Secondary 53A55, 53C10, 53C30, 53D10, 58J70. The first author was supported during his work on this book at different times by projects P15747–N05 and P19500–N13 of the Fonds zur F¨orderung der wissenschaftlichen Forschung (FWF). ThesecondauthorwassupportedduringhisworkonthisbookbythegrantMSM0021622409, “Mathematicalstructuresandtheirphysicalapplications”oftheCzechRepublicResearchIntents scheme. Essential steps in the preparation of this book were made during the authors’ visit to the “Mathematisches Forschungsinstitut Oberwolfach” (MFO) in the framework of the Research in Pairsprogram. For additional informationand updates on this book, visit www.ams.org/bookpages/surv-154 Library of Congress Cataloging-in-Publication Data Cˇap,Andreas,1965– Parabolicgeometries/AndreasCˇap,JanSlov´ak, v.cm. —(Mathematicalsurveysandmonographs;v. 154) Includesbibliographicalreferencesandindex. Contents: 1.Backgroundandgeneraltheory ISBN978-0-8218-2681-2(alk. paper) 1.Partialdifferentialoperators. 2.Conformalgeometry. 3.Geometry,Projective. I.Slov´ak, Jan,1960– II.Title. QA329.42.C37 2009 515(cid:1).7242–dc22 2009009335 Copying and reprinting. Individual readers of this publication, and nonprofit libraries actingforthem,arepermittedtomakefairuseofthematerial,suchastocopyachapterforuse in teaching or research. Permission is granted to quote brief passages from this publication in reviews,providedthecustomaryacknowledgmentofthesourceisgiven. Republication,systematiccopying,ormultiplereproductionofanymaterialinthispublication is permitted only under license from the American Mathematical Society. Requests for such permissionshouldbeaddressedtotheAcquisitionsDepartment,AmericanMathematicalSociety, 201 Charles Street, Providence, Rhode Island 02904-2294 USA. Requests can also be made by [email protected]. (cid:1)c 2009bytheAmericanMathematicalSociety. Allrightsreserved. TheAmericanMathematicalSocietyretainsallrights exceptthosegrantedtotheUnitedStatesGovernment. PrintedintheUnitedStatesofAmerica. (cid:1)∞ Thepaperusedinthisbookisacid-freeandfallswithintheguidelines establishedtoensurepermanenceanddurability. VisittheAMShomepageathttp://www.ams.org/ 10987654321 141312111009 Contents Preface vii Part 1. Background 1 Chapter 1. Cartan geometries 3 1.1. Prologue — a few examples of homogeneous spaces 4 1.2. Some background from differential geometry 15 1.3. A survey on connections 35 1.4. Geometry of homogeneous spaces 49 1.5. Cartan connections 70 1.6. Conformal Riemannian structures 112 Chapter 2. Semisimple Lie algebras and Lie groups 141 2.1. Basic structure theory of Lie algebras 141 2.2. Complex semisimple Lie algebras and their representations 160 2.3. Real semisimple Lie algebras and their representations 199 Part 2. General theory 231 Chapter 3. Parabolic geometries 233 3.1. Underlying structures and normalization 234 3.2. Structure theory and classification 290 3.3. Kostant’s version of the Bott–Borel–Weil theorem 339 Historical remarks and references for Chapter 3 360 Chapter 4. A panorama of examples 363 4.1. Structures corresponding to |1|–gradings 363 4.2. Parabolic contact structures 402 4.3. Examples of general parabolic geometries 426 4.4. Correspondence spaces and twistor spaces 455 4.5. Analogs of the Fefferman construction 478 Chapter 5. Distinguished connections and curves 497 5.1. Weyl structures and scales 498 5.2. Characterization of Weyl structures 517 5.3. Canonical curves 558 v vi CONTENTS Appendix A. Other prolongation procedures 599 Appendix B. Tables 607 Bibliography 617 Index 623 Preface The roots of the project to write this book originated in the early nineteen– nineties, when several streams of mathematical ideas met after being developed more or less separately for several decades. This resulted in an amazing interac- tion between active groups of mathematicians working in several directions. One of these directions was the study of conformally invariant differential operators re- lated,ontheonehand,toPenrose’stwistorprogram(M.G.Eastwood,T.N.Bailey, R.J. Baston, C.R. Graham, A.R. Gover, and others) and, on the other hand, to hypercomplex analysis (V. Souˇcek, F. Sommen, and others). It turned out that, viathe canonicalCartanconnection or equivalent data, conformal geometryis just one instance of a much more general picture. Over the years we noticed that the foundations for this general picture had already been developed in the pioneering work of N. Tanaka. His work was set in the language of the equivalence problem and of differential systems, but independent of the much better disseminated de- velopments of the theory of differential systems linked to names like S.S. Chern, R.Bryant, and M. Kuranishi. While Tanaka’s work did not become widely known, it was further developed, in particular, by K. Yamaguchi and T. Morimoto, who put it in the setting of filtered manifolds and applied it to the geometric study of systems of PDE’s. A lot of input and stimulus also came from Ch. Fefferman’s workincomplexanalysisandgeometricfunctiontheory,inparticular,hisparabolic invariant theory program and the relation between CR–structures and conformal structures. Finally, via the homogeneous models, all of these studies have close relationstovariouspartsofrepresentationtheoryofsemisimple LiegroupsandLie algebras, developed for example by T. Branson and B. Ørsted. Enjoying the opportunities offered by the newly emerging International Erwin Schro¨dinger Institute for MathematicalPhysics (ESI) in Viennaas wellas the long lasting tradition of the international Winter Schools “Geometry and Physics” held every year in Srn´ı, Czech Republic, the authors of this book started a long and fruitfulcollaborationwithmostoftheabovementionedpeople. Stepbystep,allof the general concepts and problems were traced back to old masters like Schouten, Veblen, Thomas, and Cartan, and a broad research program led to a conceptual understanding of the common background of the various approaches developed more recently. In the late nineties, the general version of the invariant calculus for a vast class of geometrical structures extended the tools for geometric analy- sis on homogeneous vector bundles and the direct applications of representation theory expanded in this way to situations involving curvatures. In particular, the celebrated Bernstein–Gelfand–Gelfand resolutions were recovered in the realm of general parabolic geometries by V. Souˇcek and the authors and the cohomological substance of all these constructions was clarified. vii viii PREFACE The book was written with two goals in mind. On one hand, we want to provide a (relatively) gentle introduction into this fascinating world which blends algebra and geometry, Lie theory and geometric analysis, geometric intuition and categoricalthinking. Atthesametime,preparingthefirsttreatmentofthegeneral theory and collection of the main results on the subject, gave us the ambition to provide the standard reference for the experts in the area. These two goals are reflected in the overall structure of the book which finally developed into two volumes. The second volume will be called “Parabolic Geometries II: Invariant Differential Operators and Applications”. Contents of the book. The basic theme of this book is canonical Cartan connections associated tocertain typesof geometric structures, which immediately causes peculiarities. Cartan connections and, more generally, various types of absolute parallelisms certainly played a central role in Cartan’s work on differential geometry and they still belong to the basic tools in several geometric approaches to differential equa- tions. However, in the efforts in the second half of the last century to put Cartan’s ideasintothe conceptualframework offiber bundles, themain part wastakenover by principal connections. The isolated treatments in the books by Kobayashi and Sharpestoppedatalternativepresentationsofthequitewell–knownconformalRie- mannian and projective structures. As a consequence, even basic facts on Cartan connections are neither well represented in the standard literature on differential geometry nor well known among many people working in the field. For this book, we have collected some general facts about Cartan connections on principal fiber bundles in Section 1.5. While this is located in the “Background” part of the book because of its nature, quite a bit of this material will probably be new to most readers. Theotherpeculiarconsequenceoftheapproachisthatthegeometricstructures we study display strong similarities in the picture of Cartan connections, while they are extremely diverse in their original descriptions. Therefore, in large parts of the book we will take the point of view that the Cartan picture is the “true” descriptionofthestructuresinquestion,whiletheoriginaldescriptionisobtainedas anunderlyingstructure. Thispointofviewisjustifiedbytheresultsonequivalences of categories between Cartan geometries and underlying structures in Section 3.1, which are among the main goals of this volume. This point of view will also be taken in the second volume, in which the Cartan connection (or some equivalent data) will be simply considered as an input. Let us describe the contents of the first volume in more detail. The techni- cal core of the book is Chapter 3. In Section 3.1 we develop the basic theory of parabolicgeometriesasCartangeometriesandprovetheequivalencetounderlying structures in the categorical sense. This is done in the setting of |k|–gradings of semisimple Lie algebras, thus avoiding the use of structure theory and representa- tion theory. The structure theory is brought into play in Section 3.2 to get more detailed information on the applicability of the methods developed before. Section 3.3 contains an exposition and a complete proof of Kostant’s version of the Bott– Borel–Weil Theorem, which is needed to verify the cohomological conditions that occur in several places in the theory, and proves to be extremely useful later, too. In Chapter 4, the general results of Chapter 3 are turned into explicit de- scriptions of a wide variety of examples of geometries covered by our methods.