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R. K. Chhem · D. R. Brothwell Paleoradiology R. K. Chhem · D. R. Brothwell Paleoradiology Imaging Mummies and Fossils With 390 Figures and 58 Tables 123 Don R. Brothwell, PhD Department of Archaeology The University of York The King’s Manor York Y01 7EP UK Rethy K. Chhem, MD, PhD, FRCPC Department of Diagnostic Radiology and Nuclear Medicine Schulich School of Medicine and Dentistry University of Western Ontario London Health Sciences Centre 339 Windermere Road London, Ontario N6A 5A5 Canada Library of Congress Control Number: 2007936308 ISBN 978-3-540-48832-3 Springer Berlin Heidelberg New York This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilm or in any other way, and storage in data banks. Duplication of this publication or parts thereof is permitted only under the provisions of the German Copyright Law of September 9, 1965, in its current version, and permission for use must always be obtained from Springer-Verlag. Violations are liable for prosecution under the German Copyright Law. Springer is a part of Springer Science+Business Media springer.com © Springer-Verlag Berlin Heidelberg 2008 The use of general descriptive names, registered names, trademarks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. Product liability: The publishers cannot guarantee the accuracy of any information about dosage and application contained in this book. In every individual case the user must check such information by consulting the relevant literature. Editor: Dr. Ute Heilmann, Heidelberg, Germany Desk Editor: Meike Stoeck, Heidelberg, Germany Production: LE-TEX Jelonek, Schmidt & Vöckler GbR, Leipzig, Germany Reproduction and typesetting: Satz-Druck-Service (SDS), Leimen, Germany Cover design: WMX Design, Heidelberg, Germany Printed on acid-free paper 24/3180/YL 5 4 3 2 1 0 Foreword The Radiologist’s Perspective It is my pleasure to write the foreword to this groundbreaking text in paleoradiol- ogy. Dr. Rethy Chhem is a distinguished musculoskeletal radiologist, and he is the founder of the Paleoradiologic Research Unit at the University of Western Ontario, Canada, and the Osteoarchaeology Research Group at the National University of Singapore. His special area of paleoradiologic expertise is the Khmer civilization of Cambodia, and his contributions to radiologic and anthropologic science have built bridges between these two not always communicative disciplines. Dr. Don Brothwell is of course well known to the paleopathology communi- ty. He is something of an anthropologic and archaeologic polymath, having made important contributions to dental anthropology, the antiquity of human diet, and veterinary paleopathology, among others. His textbook, “Digging Up Bones” (Brothwell 1982), has introduced many generations of scholars to bioarchaeology, a discipline of which he is one of the founders. It is only fitting that this book is the work of a radiologist and an anthropologist, both of whom have experience in musculoskeletal imaging and paleopathology. For more than 100 years, diagnostic imaging has been used in the study of ancient disease. In fact, one of the first com- prehensive textbooks of paleopathology, “Paleopathologic Diagnosis and Interpre- tation,” was written as an undergraduate thesis by a nascent radiologist, Dr. Ted Steinbock (Steinbock 1976). The advantages of diagnostic imaging in paleopathologic research should be intuitively obvious. Osseous and soft tissue may be noninvasively and nondestruc- tively imaged, preserving original specimens for research and display in a museum setting. Not only will the original material, often Egyptian mummies, be preserved for future generations of researchers, but public enthusiasm will be fostered by the knowledge that we can see what is really underneath all those wrappings. Recent advances in computed multiplanar image display present novel ways to increase our understanding of the individuals, the processes of mummification and burial, and the cultural milieu in which these people lived. Unfortunately, although the potential of radiology has been recognized, the realization of collaborative effort has been inconsistent. The earliest use of radiography in paleopathology was in the diagnosis of specific diseases in individuals, much as it is in clinical medicine today. Egyptian mummies were radiographed as early as 1896. Comprehensive studies of mummy collections were performed in the 1960s and 1970s, culminating in the exhaustive treatise by Harris and Wente, with important contributions by Walter Whitehouse, MD, in 1980 (Harris and Wente 1980). The usefulness of radiologic analysis of collections of such specimens led to the realization that diagnostic imaging has important im- plications in paleoepidemiology as well as in the diagnosis of individual cases. Technical innovations in radiology have paralleled progress in paleopathology. We are now able to perform per three-dimensional virtual reproductions of the facial characteristics so that mummies do not have to be unwrapped, and we can now carry out “virtual autopsies” using three-dimensional computed tomography as a guide. We are now also using modern imaging technology to go beyond pic- VI Foreword tures. It is well established that radiologic and computed tomographic evaluation, in conjunction with physical anthropologic and orthopedic biomechanical data, may yield important biomechanical information in such studies as noninvasive measurement of the cross-sectional area of long bones to compare biomechanical characteristics in different populations such as hunter-gatherers and agricultura- lists, and to study the mechanical properties of trabecular bone. This textbook represents a significant advance in the effort to engage clinical physicians, especially radiologists and paleopathologists in a dialogue. Although there have been many such attempts in the past, they have for the most part dealt with specific imaging findings to diagnose disease in specific ancient remains. Chhem and Brothwell have given us the opportunity to go beyond this type of ad hoc consultation by presenting a systematic approach to the radiologic skeletal dif- ferential diagnosis of ancient human and animal remains. However, I believe that the intent of the authors is not so much to have paleopathologists interpret these finding in a vacuum, but rather to understand the capabilities of musculoskeletal radiologists, not only to assist with diagnosis, but also to offer information about the clinical setting in which these diseases occur and to suggest other appropriate imaging technology. For their part, musculoskeletal radiologists should be able to use this text to understand the context in which paleopathologists work, including taphonomic change, and to appreciate the rich legacy of diagnostic imaging in bi- ological anthropology and archaeology. Along with the authors, I hope that radiologists and biological anthropologists will use this textbook to translate both the radiologic and anthropologic idiom to better comprehend the other’s potential for collaboration. Once we establish a common language, it will be easier to solve the diagnostic problems and dilemmas we share. Doctors Chhem and Brothwell are to be congratulated for taking that important first step. Ethan M. Braunstein References Brothwell DB (1982) Digging up Bones (3rd edn). Cornell University Press, Ithaca Steinbock RT (1976) Paleopathologic Diagnosis and Interpretation. Charles C. Thomas, Spring- field, Illinois, p 423 Harris JE, Wente EF (1980) An X-Ray Atlas of the Royal Mummies. University of Chicago Press, Chicago, Illinois, p 403 Foreword The Anthropologist’s Perspective The study of human paleopathology has benefited from the use of radiological methods for many decades. However, the use of radiological images and interpreta- tive insights has in earlier years tended to be limited to medical professionals with expertise and experience in interpreting radiographic images as well as having ac- cess to the necessary equipment to produce radiographs in the hospitals where they worked. As the diagnostic value of radiology in the evaluation and diagnosis of disorders in archaeological human and nonhuman remains became more appar- ent, plain-film radiological facilities were established in many nonmedical centers where research on these remains was a central part of their scientific endeavors. With greater access to radiographic data on paleopathological specimens, biologi- cal anthropologists became increasingly competent in interpreting these images. However, there remain very important reasons why ongoing collaboration between radiologists and biological anthropologists in the analysis of paleopathological cas- es continues to be a valuable contribution to science. One of the troublesome limitations of plain-film radiology is that three-dimen- sional anatomical features are projected onto a single plain. The inevitable super- imposition that occurs can obscure important details of a radiographic image, adding to the challenge of interpretation. With the advent and widespread use of computed tomography (CT) radiological methods as an important diagnostic tool in clinical radiology, these methods began to be applied to archaeological remains. Among other advantages, CT imaging virtually eliminates the problem of super- imposition. However, access to CT technology by paleopathologists, unless they are also radiologists, is often inconvenient or beyond the limited budgets of many researchers. This limitation in the use of CT imaging is changing as more facilities with CT equipment are available, including some in nonmedical research institu- tions. The remarkable power of CT imaging has made this mode of radiological investigation an important tool for the paleopathologist. During my collaborations with radiologists in my own research on human skel- etal paleopathology during the past 40 years, several issues have been highlighted. One is the need for better specimen positioning in taking radiographs of archaeolo- gical human remains. In clinical radiology, great attention is paid to the orientation of the anatomical site to be imaged relative to the axis of the X-ray beam. Clinical radiographic technicians receive careful training in the placement of the patient to be radiographed. Positioning of paleopathological cases of disease is often a helter- skelter arrangement in which little attention is paid to the anatomical relationship between multiple bones or the anatomical position relative to a living person. The emphasis is often on getting as many bones as possible on the X-ray film to save expense. Such a procedure does not lend itself to taking full advantage of the vast knowledge and experience of radiologists in the diagnosis of skeletal disorders. Another problem is that in the burial environment, soil constituents often pene- trate archaeological human skeletal remains and can pose real challenges in diag- nosis, particularly for those inexperienced in recognizing these infiltrates. Soil in- filtrates are denser than bone and appear as sclerotic areas in radiographic images. VIII Foreword These areas can be confused with antemortem pathology. Postmortem degradati- on of bone also occurs in the burial environment from both the acidic conditions commonly encountered in soil and the action of organisms, including bacteria, fungi and insect larvae, and plant roots. These destructive processes can mimic osteolytic pathological processes. Very careful attention to the fine details of the margins of destructive defects in bone is necessary to resolve the question of ante- versus postmortem destruction. In interpreting radiographs of skeletal remains curated in museums, there is the further complication of distinguishing between substances added during museum curation of archaeological remains and antemortem pathological processes. For example, the glue used to repair breaks in older museum accessions can be very dense and create an appearance of a sclerotic response or a bone tumor in a radi- ograph. These examples highlight the importance of collaboration between the clinical radiologist with an interest in paleopathology and the biological anthropologist in any study of archaeological remains, including mummified tissues and skeletal remains. Each discipline brings a specialized knowledge of the subject that maxi- mizes the quality of the interpretation of radiological images from archaeological remains, both human and nonhuman. Although collaboration between radiologists and biological anthropologists is an obvious strategy, the increasing use of radiology in the study of archaeological biological tissues calls for an explicit statement regarding the use of this methodo- logy in research. As indicated above, the radiology of archeological remains poses special problems, and these need to be identified and resolved to ensure that radio- graphic data on such remains is interpreted correctly. There is a very real need for an authoritative reference work that will provide the insight from both anthropo- logy and radiology as this relates to the use of radiological methods in the study of ancient evidence of disease. I am very pleased to learn about the collaborative effort between Dr. Rethy Chhem, a skeletal radiologist, and Dr. Don Brothwell, a biological anthropologist, to produce a book on the radiology of archaeological biological tissues. Both are distinguished international authorities in their respective disciplines. In addition, both bring a depth of experience in the study of paleopathology that ensures ca- reful coverage of the subject and new insight into the technical, theoretical, and interpretative issues involved in the application of radiology to the evaluation and diagnosis of abnormalities encountered in the analysis of human and nonhuman archaeological remains. I am confident that this book will be a major milestone in the study of disease in human and nonhuman archeological as well as paleontolo- gical remains. Donald J. Ortner Preface This book arose from chance meetings and discussion between the two of us, one a radiologist and anthropologist (RC), the other a bioarchaeologist and paleopathol- ogist (DB). The former expressed his interest in developing a scientific field that combined radiology with anthropology, especially bioarchaeology and paleopa- thology. The latter agreed completely that the subjects of radiographic techniques and the application of all aspects of medical imaging to the study of anthropological materials were sadly neglected. At the same time, both recognized that a publica- tion was needed to show more clearly the considerable potential of paleoradiology. At this point, one of us (DB) expressed some uncertainty about finding the time (if not the mental strength) to contribute to the formation of this field. However, the extreme enthusiasm and persuasiveness of his friend and colleague (RC) resulted not in his withdrawal, but in discussing a joint plan of action. Such is the power of an enthusiastic colleague and a challenging project! What follows in these pages is an attempt to introduce a new field of academic study that is concerned with the value of applying X-rays to a broad range of bio- anthropological materials, from human remains to other animals and even plants. We would emphasize that brought together in this way, it becomes a new field, even if components of the whole field have a much longer history. An entire chapter deals with the use of paleoradiology as a diagnosic method of ancient diseases. So in its entirety, the book is a pilot survey, an introduction to a broad-based subject that we feel is going to expand and interest a growing number of our colleagues, spanning human and veterinary radiology, anthropology (especially bioarchaeolo- gy), zoology, and botany. It is clear that at the present time, the literature relevant to this broad discipline is highly variable, and to some extent locked away in spe- cialist publications. There is currently a strong bias toward human remains, both skeletal and mummified. We predict that this will change, and in particular we suggest that it will be employed increasingly in the field of zooarchaeology, where considerable numbers of bones and teeth are processed annually throughout the world and increasing attention is being paid to reconstructing the health status of earlier animal populations. We sincerely hope that this introductory text on paleoradiology will stimulate interest in our colleagues, sufficient for them to ponder how they might contribute to this field in the future, or at least bring it to the notice of their colleagues or students. We do not see paleoradiology as a marginal and somewhat exotic occup- ation, rather one of considerable academic potential. Rethy K. Chhem and Don R. Brothwell Acknowledgements We wish to express our great appreciation to our many friends and colleagues who have assisted in the preparation of this book in many ways. We sincerely hope that this list is complete, but if we have overlooked anyone by mistake, we ask for their forgiveness. Supporting Rethy Chhem: Gord Allan, Ian Chan, Ghida Chouraiki, Eadie Deville, Jillian Flower, Jill Friis, Bertha Garcia, John Henry, Carol Herbert, Da- vid Holdsworth, Cheryl Joe, Stephen Karlik, Karen Kennedy, Jodie Koepke, Kyle Latinis, Luy Lida, Julian Loh, Liz Lorusso, Jay Maxwell, David McErlain, Wendy McKay, El Molto, Andrew Nelson, Jeremy O’Brien, Katie Peters, Christophe Pot- tier, Lisa Rader, Janine Riffel, Cesare Romagnoli, Frank Rühli, Roberta Shaw, Wang Shi-Chang, Vankatesh Sudhakar, Cynthia Von Overloop, Corie Wei, Jackie Wil- liams, Deanna Wocks, Kit M. Wong, Eric Yap, Anabella Yim, and members of the Osteoarchaeology Research Group of Singapore. Supporting Don Brothwell: Trevor Anderson, John Baker, Keith Dobney, Ben Gourley, Deborah Jaques, Simon McGrory, Theya Molleson, Naomi Mott, Sonia O’Connor, Terry O’Connor, Ian Panter, Jacqui Watson, Wyn Wheeler We wish to thank GE Healthcare Canada for their support to the Paleoradiology Research Unit, and the Department of Radiology, London Health Sciences Centre and the University of Western Ontario, Canada. Finally, but by no means least, we both wish to thank Sirika Chhem and Jade Orkin-Fenster, whose hard work and commitment in York during the summer of 2005 provided us with a wide range of digital radiographs for use in this book.

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