-----~-------~~---~- -·-··W"'· IN. THE HIGH CQURT OF DELHI AT NEW DELHI (Extraordinary Writ Jurisdiction) or lVRI'T PETITIOI'<J (C) NO. LV c~ D OF 2015 ':~;~:~~~ ·:,..;.· U;;,!~C::-:'·5. .' ~~. IN THE 1\IIATTER OF A PUBLIC INTEREST LITIGATION ~~ ~r~~-~ SBAiviNAD BASHEER PETITIONER VERSUS UNION OF INDIA & OTHERS RESPONDENTS (~ w~ r~~);-(.., .;; - _ ~1r WITH r$>· M, C._r,1. NO. OF 201.5 Exemption from filing certified, dim, · typed & margin copies of docums:::.tits rzr. ~f ~~. . ~ .:'.- -~ P1 -\P'Ell BOOI< ;, . [SEE INDEX INSIDE] N. SAIVINOD D-131 (Basement) Panchsheel Enclave New Delhi-:- 110 017 Phone: +91-88265617671 Email: [email protected] IN THE;, HIGH COURT OF DELHI AT NEW DELHI · (Extraordinary Writ Jurisdiction) WRIT PETITION (C) NO. OF 2015 IN THE MATTER OF A PUBLIC INTEREST LITIGATION SHAMNAD BASHEER PETITIONER VERSUS UNION OF INDIA & OTHERS RESPONDENTS INDEX S.NO P ARTICULAR(S) PAGE NO 1. Court Fees A 2. Urgent Application B ,, ,. c ,. 3. Notice of Motion . r I f, t 4. Synopsis & List of Dates D-H ,I . ,I.· ' f-. 5. Memo of Parties I L ' '' h ,'. 6. Civil Writ Petition along with affidavit 1-43 ,f. L ' 7. APPENDIX-A: A compendium of relevant 44-50 f provisions of Patents Act, 1970 & Rules t ! 8. APPENDIX-B: Copy of blank FORM-27 as !t 51 per Schedule II of Patents Rules, 2003 9. ANNEXURE P-1: List of public spirited activities and achievements of the Petitioner 52-61 ANNEXURE P-2: True copy of SpicyiP 10. Report on 'The 'Non-Working' of the Patent 62-84 Office 'Working Requirement!' (Aprit 2011) 11. ·ANNEXURE P-3: Snapshot of online database containing information relating to 85 working of patents as on 11.05.2015 12. ANNEXURE P-4: A comprehensive list of 86-94 patents surveyed by the Petitioner 13. ANNEXURE P-5: Copy of FORM 10CCE as prescribed under Income Tax Act, 1961 & 95-96 Rules thereunder 14. ANNEXURE P-6 (Colly) (i) True copy of Public Notice (Ref. No. 97 CG/PG/2009/179) dated 24.12.2009 issued by Respondent authorities (ii) True copy of Public Notice (Ref. No. CG/PG/2013/77) dated 12.02.2013 98 issued by Respondent authorities (iii) True copy of Public Notice (Ref. No. CG/PublicNotice/2015/95) dated 99 21.01.2015 issued by Respondent authorities 15. ANNEXURE P-7: Relevant excerpts from the Annual Report of the Controller General of 100-107 Patents, Designs, Trademarks and Geographical Indications (2012-13) 16. ANNEXURE P-8: True copy of FORM-27 _ t 108 123 filings submitted by Ericsson Inc. 17. ANNEXURE P-9: True copy of FORM-27 filings submitted by Bayer Corporation 124-132 relating to Patent No. IN21578 18. ANNEXURE P-10: An illustrative list of callous and defective FORM-27 filings by 133~- 134 patentees 19. ANNEXURE P-11: Summary of findings of FORM-27 investigations conducted by the 135 -144 Petitioner 20. ANNEXURE P-12 (Colly) 145 (i) True copy of the RTI application dated 06.03.2014 . (ii) True copy of the reply from Respondent 146-147 i authorities dated 12.03.2014 r[·: 21. ANNEXURE P-13: Snapshot of the FORM-27 148 e-filing facility as on 11.04.2015 22. ANNEXURE P-14 (Colly) (1) True copy of RTI application filed by Petitioner before IPO, Mumbai dated 149-150 10.12.2013 (ii) True copy of RTI application filed by Petitioner before IPO, New Delhi dated 151-152 10.12.2013 (iii) True copy of RTI application filed by Petitioner before IPO, Chennai dated 153-154 10.12.2013 -------------"~"·/ (iv) True copy of RTI application filed by Petitioner before IPO, Kolkata dated 155-156 10.12.2013 (v) True copy of the reply of the CPIO of 157 IPO, Mumbai dated 18.12.2013 (vi) True copy of the reply of the CPIO of 158-159 IPO, Chennai dated 09.01.2014 (vii) True copy of the reply of the CPIO of 160-161 IPO, Kolkata dated 08.01.2014 ····; .. ' 23. ANNEXURE P-15 (Colly) 162-163 ...,' (i) True copy of RTI application dated 10.02.2014 (ii) True copy of the reply from Respondent 164 authorities dated 12.02.2014 (iii) True copy of RTI application dated 165-166 19.01.2015 · (iv) True copy of the reply from Respondent 167 authorities dated 06.02.2015 24. ANNEXURE P-16: A detailed summary of investigations conducted on anti-cancer drug, 168-205 Nexavar® (Patent No. IN21578) 25. ANNEXURE P-17: Copy of the submissions made before United States Trade 206-221 Representative dated 07.02.2014 by Intellectual Property Owners' Association VOLUME II 26. ANNEXURE P-18: True copies of FORM-27 222-424 filings surveyed by the Petitioner (Contd.) VOLUME III 27. ANNEXURE P-18: True copies of FORM-27 425-564 filings surveyed by the Petitioner 28. C.M. No. of 2015: An application for exemption from filing certified/ dim/typed/ 565-567 margin copy of the annexure with affidavit 29. Vakalatnama 568 FILED BY: Date : 21.05.2015 N. SAIVINOD Place : New Delhi Advocate, D-131, Panchsheel Enclave, New Delhi -110 017 A IN THE HIGH COURT OF DELHI AT NEW DELHI (Extraordinary Writ Jurisdiction) WRIT PETITION (C) NO. OF2015 IN THE MATTER OF A PUBLIC INTEREST LITIGATION SHAMNAD BASHEER PETITIONER VERSUS UNION OF INDIA & OJ'HERS RESPONDENTS COURT FEES - .. 000006525E - I \ GOVERNMENT OF NCT OF DELHI e-Court Fee :.·.,_ '· .. · ------u.--q·oa--------------- --------------------------'_ o·~ 0 DATEJl<oTIME: o o ~ o 21-MAY-201511:15:52 o o O·o f.l_no o o o o o oo NAMES ~F l'HJ: ACC/ REGISTERED USER :o o o o ~1-d.Cbl~ "~ o ,, o o / o o o ~'' S'IJPRe~E'~nl,,~f;J!? I~JDIA LOCA"fiON : o oo o o o o o o o oo ooo o Ooo oOoo'G o oO oo ooo o e-COU<RJPlEG>EIPTNO: 0 0 0 coecT2'142Ef5q4e.378 OOoooc I) 0 0 0 c-COUfliJ FEE AMOUNT: '-' 1 OO o 0 0 0 0 0 0 0 0 0 Q 0 0 0 0 0 0 0 ( Rupees One Hundred Only) 0 0 0 0 () (.\ 0 0 0 0 ______ _Q___o_::_ __ ~----------------------- 0 0 0 I> ,, 0 0 1) 0 0 ('; 0 0 ( 0 C• 0 0 0 0 0 0 0 0 0 111/1/llllllll 1111·11 llllllllll/11/l 1111111111111111111 fill Ill 0 0 ~0 c0. ~l DLCT2142E1514L37B 0 0 00 00 ~-------· ~ Date : 21.05.2015 N. SAIVINOD Place : New Delhi Advocate, D-131, Panchsheel Enclave, New Delhi -110 017 IN THE HIGH COURT OF DELHI AT NEW DELHI (Extraordinary Writ Jurisdiction) WRIT PETITION (C) NO. OF 2015 IN THE MATTER OF A PUBLIC INTEREST LITIGATION SHAMNAD BASHEER PETITIONER VERSUS UNION OF INDIA & OTHERS RESPONDENTS URGENT APPLICATION To, The Registrar, High Court of Delhi, New Delhi. Respected Officer, Kindly treat the present Writ Petition as an urgent one as per the Rules of Delhi High Court, as the urgent relief has been sought by the Petitioner. Yours faithfully, Date : 21.05.2015 N. SAIVINOD Place :New Delhi Advocate for the Petitioner, D-131, Panchsheel Enclave, New Delhi -110 017 --------------~-4'.> c IN THE HIGH COURT OF DELHI AT NEW DELHI (Extraordinary Writ Jurisdiction) WRIT PETITION (C) NO. OF 2015 IN THE MATTER OF A PUBLIC INTEREST LITIGATION SHAMNAD BASHEER' PETITIONER VERSUS UNION OF INDIA & OTHERS RESPONDENTS NOTE OF MOTION To, 1. Union of India Through the Secretary, Ministry of Commerce 8,r. Indush·y, Udyog Bhawan New Delhi - 110001 RESPONDENT NO. 1 2. Controller General of Patents, Design and Trademark The Patent Office Baudhik Sampada Bhawan, S.M. Road, Near Antop Hill Mumbai- 400 037 RESPONDENT NO. 2 3. Controller of Patents and Design The Patent Office, Baudhik Sampada Bhawan, Plot No. 32, Sector 14 Dwarka New Delhi -110 075 RESPONDENT NO.3 The accompanying Writ Petition is likely to be listed before the Hon'ble Court on 27.05.2015 at 10:30 0' clock in the forenoon, or soon thereafter as may be convenient to the Hon'ble Court. Please take notice accordingly. You~, N.SAI~ Date : 21.05.2015 Place :New Delhi Advocate, D-131, Panchsheel Enclave, New Delhi -110 017 D SYNOPSIS The Writ Petition is being filed in public interest to seek an appropriate writ or directions against the Respondent authorities to compel patentees and licensees to comply with the statutory mandate to declare infonnation on the working of their patents, as per the Patents Act, 1970 & Rules thereunder. Section 146(2) of the Patents Act, 1970 read with Rule 131 of the Patent Rules, 2003 compels every patentee and her licensee to make an annual disclosure as to how far and to what extent they have commercially worked their patent. The format for this tnandatory disclosure is prescribed under Schedule II of the Patents Rules as 'FORM-27'. The Petitioner conducted an extensive survey of patent working in three critical areas (a) pharmaceutical drugs (lifesaving drugs for fatal diseases such as Cancer, AIDS, Diabetes and Hepatitis); (b) telecommunications; and (c) publicly funded research and development. The survey revealed a blatant disregard for an important statuto;ry tnandate, with close to 35% of the patentees failing to disclose their patent working status during 2009 to 2012. Even • among those patentees that purported to make this disclosure, the said disclosures were highly defective, inasmuch as they were either incomplete, negligent or incomprehensible. ~ More worryingly, the Respondents authorities have never initiated action against any of the errant patentees. What makes this government inaction even more egregious is the fact that the blatantnon-compliance was already brought to the notice of the government four years ago through a shnilar investigation conducted by the Petitioner in a public report titled "The 'Non Working' of the Patent Office 'Working' Requirement!" E This cavalier disregard for an important statutory mandate is • particularly problematic, as patent working norms lie at the very heart of India's patent system. The Patents Act grants a twenty (20) year monopoly for inventions that are novel, non-obvious q and useful. The grant of exclusionary "right~" are, however, not absolute, but comes with corresponding "duties" imposed on ,'·1 patentees to work their patented invention, as far as practicable, for the public benefit, by ensuring inter alia that patented products are available in adequate quantities and a reasonable price. If the patentee fails to fulfill this important statutory mandate, the Act imposes a penalty in the form of a compulsory license, where third parties are given permission to manufacture and sell the drug for the benefit of consumers. If the compulsory licence also fails to fulfill this important public purpose, the patent could then be revoked. The compulsory licensing and revocation provisions will come to naught, if patent working information is not made readily available. Besides this, courts routinely deny the grant of an equitable remedy (i.e., interim injunctions) when the patent has not beeri worked. A patent is effectively a fetter on the freedom of trade guaranteed under Article 19(1)(g) of the Constitution of India, as it blocks competitors from introducing their goods and services in the market. But for such competition, the consumer suffers, particularly in terms of affordable versions of patented medicines. Therefore, such fetter must be tolerated only when it is subject to reasonable safeguards such as ensuring that it is worked for the public benefit ensuring availability in reasonable quantities and at reasonable prices. F Patent working disclosure (as mandated by the Patents Act) is therefore a critical one underpinning the very es?ence of India's patent regime. The lack of such transparent disclosure will deny valuable information around patents and their commercial working to the larger public which is effectively suffering the monopoly. It will render the compulsory licensing and revocation provisions largely illusory, as without working data, . it is impossible to determine whether a patentee has satisfied the reasonable requirements of the public, an important precondition for compulsory licensing and revocation. It will also make it difficult for honest competitors to assess their IP . I risks, whilst doing research and developing advanced technologies or products that are likely to be of great value to society. As a result, the rate of technological development and research is likely to be hampered. More worryingly, this ·._~ detrimental impact on competitors will ultimately affect the general public, who are denied access to more affordable 'I technologies, a concern most starkly felt in the context of medicines. Lastly, it is humbly submitted the present format of the FORM- 27 disclosure specified under the Patent Rules is yvholly insufficient to fulfill the objectives of the Patents Act, inasmuch as it lacks precision and fails to ask for several critical particulars that are necessary for an effective assessment of the commercial working of patented inventions. Without such working information, the compulsory licensing and revocation provisions will remain ineffective, and a failure to invoke them in appropriate cases will ultimately affect the general public, particularly in cases involving patented medicines and public health.
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