O A B C S F XALIC CID ASED HEMICAL YSTEMS OR E M P C LECTROCHEMICAL ECHANICAL LANARIZATION OF OPPER by Viral Pradeep Lowalekar A Dissertation Submitted to the Faculty of the DEPARTMENT OF MATERIALS SCIENCE AND ENGINEERING In Partial Fulfillment of the Requirements For the Degree of DOCTOR OF PHILOSOPHY In the Graduate College THE UNIVERSITY OF ARIZONA 2 0 0 6 THE UNIVERSITY OF ARIZONA GRADUATE COLLEGE As members of the Dissertation Committee, we certify that we have read the dissertation prepared by Viral Pradeep Lowalekar entitled Oxalic Acid Based Chemical Systems for Electrochemical Mechanical Planarization of Copper and recommend that it be accepted as fulfilling the dissertation requirement for the Degree of Doctor of Philosophy Date: 06/30/06 _______________________________________________________________________ Srini Raghavan Date: 06/30/06 _______________________________________________________________________ William Davenport Date: 06/30/06 _______________________________________________________________________ David Poirier Final approval and acceptance of this dissertation is contingent upon the candidate’s submission of the final copies of the dissertation to the Graduate College. I hereby certify that I have read this dissertation prepared under my direction and recommend that it be accepted as fulfilling the dissertation requirement. ________________________________________________ Date: 06/30/06 Dissertation Director: Srini Raghavan 3 STATEMENT BY AUTHOR This dissertation has been submitted in partial fulfillment of requirements for an advanced degree at the University of Arizona and is deposited in the University Library to be made available to borrowers under rules of the Library. Brief quotations from this dissertation are allowable without special permission, provided that accurate acknowledgment of source is made. Requests for permission for extended quotation from or reproduction of this manuscript in whole or in part may be granted by the head of the major department or the Dean of the Graduate College when in his or her judgment the proposed use of the material is in the interests of scholarship. In all other instances, however, permission must be obtained from the author. SIGNED: Viral P. Lowalekar 4 ACKNOWLEDGEMENTS First and Foremost, I would like to sincerely thank my advisor, Prof. Srini Raghavan for his guidance and support in the completion of this dissertation. I want to send my deepest appreciation to Prof. Raghavan for his advice and encouragement. Prof. Raghavan has been very kind, patient and has always given me opportunity to explore areas outside my research. Over the years, I have learned a lot from him for which I would always remain indebted to him. I would also like to thank my committee members: Prof. William Davenport and Prof. David Poirier for being on my committee and taking time to read my dissertation. I would also like to thank Dr. Jeffrey Sczechowski for proof reading my dissertation. I want to acknowledge Dr. Kenneth Nebesny and Dr. Paul Lee with chemistry department for helping me with the XPS characterization. My thanks and appreciations are also due to Dr. Wayne Huang and Dr. Subramanian Tamilmani. As a friend and former fellow graduate student, they taught me a lot during the early part of my graduate life and helped me throughout. I would like to appreciate the help of Mr. Ashok Muthukumaran in performing certain experiments. I would like to thank all my current and past research colleagues and fellow graduate students who have made my graduate experience a memorable one. I must also acknowledge the financial support provided NSF/SRC Engineering Research Center for Environmentally Benign Semiconductor Manufacturing. I would like to thank all my friends in and around Tucson to making my stay here, an enjoyable one. Finally, and most importantly, I want to convey my love and gratitude to my parents, Mr. Pradeep Lowalekar and Mrs. Prerna Lowalekar, my brother, Mr. Vishal Lowalekar, and my grandparents, for their unconditional love, affection, support, and prayers, without which this would not have been possible. Last but not the least, I would like to thank God for everything. 5 TABLE OF CONTENTS TABLE OF CONTENTS....................................................................................................5 LIST OF ILLUSTRATIONS..............................................................................................8 LIST OF TABLES............................................................................................................13 ABSTRACT......................................................................................................................16 CHAPTER 1: INTRODUCTION.....................................................................................18 1.1. Introduction............................................................................................................18 1.2. Research Objectives...............................................................................................24 CHAPTER 2: BACKGROUND.......................................................................................25 2.1. Chemical Mechanical Planarization......................................................................25 2.1.1. CMP Tools......................................................................................................30 2.1.2. CMP Consumables – Pads..............................................................................33 2.1.3. CMP Consumables – Slurries.........................................................................36 2.1.4. CMP Mechanisms...........................................................................................38 2.1.4.1. Oxide CMP..............................................................................................38 2.1.4.2. Tungsten CMP.........................................................................................39 2.1.5. Copper CMP...................................................................................................43 2.1.5.1. Nitric Acid Based Chemistries.................................................................43 2.1.5.2. Ammonia Based Chemistries...................................................................46 2.1.5.3. Hydrogen Peroxide Based Chemistries...................................................49 2.1.5.4. Hydroxylamine Based Chemistries..........................................................50 2.1.5.5. Iodate Based Chemistries.........................................................................54 2.2. Integration Issues in Copper CMP for 65 nm Technology Node and Beyond......59 2.2.1. Need for Low-k Materials...............................................................................59 2.2.2. Integration Challenges for Copper/Low-k Interconnects...............................65 2.3. Electrochemical Mechanical Planarization (ECMP).............................................71 2.3.1. Introduction.....................................................................................................71 2.3.2. The ECMP Process.........................................................................................71 2.3.3. Topographic Control.......................................................................................74 2.3.4. Line Resistance...............................................................................................75 2.3.5. Environmental Advantages.............................................................................75 2.4. Pads/Electrodes for ECMP....................................................................................78 2.5. Chemistries for ECMP...........................................................................................82 2.6. Importance of Static Etching in ECMP.................................................................87 2.7. Inhibitors for Copper..............................................................................................91 2.8. Oxalic Acid Based Chemistries.............................................................................97 6 TABLE OF CONTENTS - Continued CHAPTER 3: EXPERIMENTAL SET-UP AND MATERIALS..................................100 3.1. Theoretical Work.................................................................................................100 3.1.1. Potential – pH Diagrams...............................................................................100 3.2. Experimental Methods.........................................................................................103 3.2.1. Laboratory Scale Electrochemical Mechanical Abrasion Cell (EC-AC).....103 3.2.2. ECMP Experiment in EC-AC Tool..............................................................106 3.2.3. Static (no abrasion) Experiment in EC-AC Tool..........................................109 3.3. Electrochemical Measurements...........................................................................110 3.3.1. Potentiodynamic Polarization.......................................................................110 3.3.2. Anodic Polarization......................................................................................116 3.3.3. Potentiostatic Experiments............................................................................117 3.3.4. Galvanostatic Experiments...........................................................................118 3.4. Cyclic Voltammetry.............................................................................................119 3.5. Quartz Crystal Microbalance (QCM)..................................................................124 3.6. Chemical and Physical Analysis..........................................................................128 3.6.1. Atomic Absorption Spectrophotometry (AAS)............................................128 3.6.2. Surface Profile Measurements......................................................................129 3.6.3. Four Point Probe...........................................................................................133 3.6.4. X-ray Photoelectron Spectroscopy (XPS)....................................................136 3.6.5. pH Measurements.........................................................................................136 CHAPTER 4: RESULTS AND DISCUSSION..............................................................138 4.1. Potential-pH Diagrams.........................................................................................138 4.1.1. Copper–Oxalic Acid–Water System.............................................................138 4.1.2. Copper–Oxalic Acid–BTA–Water System...................................................141 4.1.3. Copper–Oxalic Acid–TSA–Water System...................................................144 4.2. Anodic Dissolution of Copper in Oxalic Acid Solutions.....................................147 4.2.1. Etch Rate of Copper in Oxalic Acid Solution at Different Applied Potentials.......................................................................................................147 4.2.2. Identification of Inhibitors............................................................................151 4.3. ECMP of Copper in the Presence of Abrasive Particles......................................154 4.3.1. Removal Rates of Copper during Abrasion in Oxalic Acid Solution – Need for Inhibitors........................................................................................154 4.3.2. Removal Rates of Copper during Abrasion in Oxalic Acid Solution – Effect of BTA as Inhibitor............................................................................156 4.3.3. Removal Rates of Copper during Abrasion in Oxalic Acid Solution – Effect of TSA as Inhibitor..........................................................................159 4.3.3.1. Removal Rates of Copper in Oxalic Acid Solution Containing TSA – Effect of Particle Concentration.............................................................162 4.3.3.2. Removal Rates of Copper in Oxalic Acid Solution Containing TSA – Effect of solution pH..............................................................................164 7 TABLE OF CONTENTS - Continued 4.3.3.3. Galvanostatic Study of Copper Removal in Oxalic Acid Solution Containing TSA – Effect of Current Density........................................167 4.3.3.4. Galvanostatic Study of Copper Removal in Oxalic Acid Solution Containing TSA – Effect of Particles....................................................170 4.3.3.5. Galvanostatic Study of Copper Removal in Oxalic Acid Solution Containing TSA – Effect of Time before Polishing..............................172 4.4. ECMP of Copper in the Absence of Abrasive Particles......................................175 4.4.1. Removal Rates of Copper during Abrasion in Oxalic Acid Solution – Effect of Concentration.................................................................................176 4.4.2. Galvanostatic Study of Copper Removal in Oxalic Acid Solution Containing TSA– Effect of Current Density................................................178 4.4.2. Galvanostatic Study of Copper Removal in Oxalic Acid Solution Containing TSA – Effect of TSA Concentration..........................................181 4.4.3. Galvanostatic Study of Copper Removal in Oxalic Acid Solution – Comparison of BTA and TSA as Inhibitor...................................................184 4.5. Passivation Kinetics of Copper in Oxalic Acid Solution Containing TSA.........187 4.5.1. Dissolution of Copper in Oxalic Acid..........................................................187 4.5.2. Copper Dissolution in Oxalic Acid Containing TSA...................................188 4.5.3. Effect of TSA Concentration on Copper Dissolution in Oxalic Acid..........191 4.5.4. Comparison of TSA and BTA as Inhibitors for Copper in Oxalic Acid Chemistry......................................................................................................192 4.5.5. Inhibition Efficiency.....................................................................................196 4.6. Cyclic Voltammetry (CV)....................................................................................199 4.6.1. Oxidation of Oxalic Acid..............................................................................199 4.6.2. Oxidation of Thiosalicylic Acid (TSA)........................................................200 4.6.3. Cyclic Voltammetry (CV) and Quartz Crystal Microbalance (QCM) Studies in Cu/TSA System............................................................................203 4.7. XPS Characterization of Passive Film.................................................................206 4.8. Mechanism of Passivation...................................................................................216 CHAPTER 5: CONCLUSIONS AND FUTURE WORK..............................................219 5.1. Conclusions..........................................................................................................219 5.2. Future Work.........................................................................................................224 REFERENCES...............................................................................................................225 8 LIST OF ILLUSTRATIONS Figure 1.1: Trends in logic and memory devices [1.4]................................................19 Figure 1.2: Cross sectional view of MOSFET device with three levels of metal interconnects: a) Surface topography without any planarization, b) planarized surface without topography buildup [1.7]...........................22 Figure 2.1: Schematic of copper damascene process.(1) Electrodeposition of copper to fill vias and trenches. (2) Bulk copper removal. (3) Barrier metal removal and overpolish....................................................................28 Figure 2.2: Measurement of planarity [2.5].................................................................29 Figure 2.3: Schematic of CMP tools: (a) rotary, and (b) orbital [2.7 -2.9]..................32 Figure 2.4: Mechanism of tungsten CMP proposed by Kaufman et al. [2.31]............41 Figure 2.5: Pourbaix diagram for W-H O system.......................................................42 2 Figure 2.6: Pourbaix diagram for Cu-H O system. [Activities of dissolved copper 2 species = 0.1 M, 10-3 M and 10-6 M]........................................................45 Figure 2.7: Polish rate and etch rate of copper in nitric acid slurries [2.39]................45 Figure 2.8: Effect of NH OH concentration on copper removal rate [2.41]................47 4 Figure 2.9: Pourbaix diagram for Cu-NH -H O system..............................................48 3 2 Figure 2.10: Pourbaix diagram for Cu-hydroxylamine-H O system overlaid on 2 hydroxylamine-H O system......................................................................53 2 Figure 2.11: Removal rate of copper in 0.5 M hydroxylamine solution as a function of pH...........................................................................................53 Figure 2.12: Removal rates of copper disk with slurry containing 3% MoO and 2 varying concentration of KIO at pH 4 [2.58]..........................................57 3 Figure 2.13: Schematic of interconnect.........................................................................60 Figure 2.14: Variation of time delay as a function of device generation [2.60]............62 9 LIST OF ILLUSTRATIONS - Continued Figure 2.15: (a) Cross-section SEM micrograph showing delamination of low-k film undergone CMP [2.66] and (b) Variation of time to CMP-induced delamination as function of modulus of low-k film [2.65, 2.66]..............67 Figure 2.16: Relation between copper removal rate and applied charge [2.73]............73 Figure 2.17: Schematic representation of an ECMP process.........................................73 Figure 2.18: Effect of downforce on low-k (k<2.5) wafers, shows peeling at high downforce and no peeling under ECMP...................................................77 Figure 2.19: Schematic of pad/electrode structure used by Wada et al. [2.78].............79 Figure 2.20: Carbon polishing pad used by Kondo et al. [2.79]. [Inset: Electro-cell structure fabrication in carbon pad]..........................................................80 Figure 2.21: Mechanism for electropolishing of copper in DI water as proposed by Wada.....................................................................................84 Figure 2.22: Change in topography of copper by planarization in presence of inhibitor during ECMP process................................................................89 Figure 2.23: Change in topography of copper while polishing in aggressive chemistry with high static etch rate...........................................................90 Figure 2.24: Chemical structure of various copper corrosion inhibitors.......................96 Figure 2.25: Speciation diagram for oxalic acid - water system....................................99 Figure 3.1: Typical setup of the laboratory scale electrochemical abrasion cell (EC-AC tool)............................................................................................104 Figure 3.2: Cross-sectional view of the EC-AC tool.................................................105 Figure 3.3: Schematic showing the offset between the pad and the copper sample..107 Figure 3.4: Tafel plot for simple system shown Tafel relationships and Tafel slopes [3.17]..................................................................................113 Figure 3.5: Tafel plot of mixed electrode system of hydrogen and zinc electrodes [3.17]......................................................................................114 10 LIST OF ILLUSTRATIONS - Continued Figure 3.6: Schematic of potential sweep during cyclic voltammtery.......................120 Figure 3.7: Cyclic voltammogram for a reversible single electron transfer reaction.120 Figure 3.8: Influence of potential scan rate on voltammogram of a reversible reaction....................................................................................................123 Figure 3.9: Cyclic voltammogram for an irreversible reaction..................................123 Figure 3.10: Schematic of the front and rear side of the gold coated quartz crystals [3.19]..........................................................................................126 Figure 3.11: Schematic of the QCM interfaced with a potentiostat to study the mass change of the sample with simultaneous electrochemical measurements [3.19]...............................................................................127 Figure 3.12: Schematic diagram of a Alpha Step 200 surface profiler........................131 Figure 3.13: Preparation of abraded sample for step height measurement using profilometery...........................................................................................132 Figure 3.14: Schematic representation of a four point probe technique......................135 Figure 4.1: Potential-pH diagram for copper-oxalic acid-water system for dissolved copper activity of 10-6 M. Note: indicate different overpotential values (0, 300 mV, 500 mV and 750 mV) for copper exposed to 0.1 M oxalic acid at pH 4.......................................................140 Figure 4.2: Potential-pH diagram for copper-oxalic acid-BTA-water system: (a) BTA concentration of 0.005 M, and (b) 0.01 M BTA. Note: indicate different overpotential values (0, 300 mV, 500 mV and 750 mV) for copper exposed to 0.1 M oxalic acid at pH 4..............143 Figure 4.3: Potential-pH diagram of copper-TSA-water system overlapped on copper-oxalic acid-water system. Note: indicate different overpotential values (0, 300 mV, 500 mV and 750 mV) for copper exposed to 0.1 M oxalic acid at pH 4.......................................................146 Figure 4.4: Static etch rate of copper in oxalic acid solution as a function of concentration and overpotential...............................................................149
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