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Honghua Men Order of East Asia Regional Transformation, Competition among Main Powers, and China’s Strategy Order of East Asia Honghua Men Order of East Asia Regional Transformation, Competition ’ among Main Powers, and China s Strategy 123 Honghua Men Schoolof Political Science andInternational Relations TongjiUniversity Shanghai, China Thisbookistheresultofproject“ProspectsforEastAsianIntegration:RegionalOrderand China’sStrategy”(No.08BGJ018)supportedbytheNationalSocialScienceFoundationof China. ISBN978-981-15-4653-2 ISBN978-981-15-4654-9 (eBook) https://doi.org/10.1007/978-981-15-4654-9 JointlypublishedwithShanghaiPeople’sPublishingHouse TheprinteditionisnotforsaleinChina(Mainland).CustomersfromChina(Mainland)pleaseorderthe printbookfrom:ShanghaiPeople’sPublishingHouse. ©ShanghaiPeople’sPublishingHouseandSpringerNatureSingaporePteLtd.2020 Thisworkissubjecttocopyright.AllrightsarereservedbythePublishers,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. Thepublishers,theauthors,andtheeditorsaresafetoassumethattheadviceandinformationinthis book are believed to be true and accurate at the date of publication. Neither the publishers nor the authorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinor for any errors or omissions that may have been made. The publishers remain neutral with regard to jurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. ThisSpringerimprintispublishedbytheregisteredcompanySpringerNatureSingaporePteLtd. The registered company address is: 152 Beach Road, #21-01/04 Gateway East, Singapore 189721, Singapore Dedicated to My Wife, Prof. Xi Xiao (肖晞) Contents 1 Introduction Strategic Significance of Studying East Asian Order . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1 The Importance of East Asia. . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 1.2 Process of East Asian Cooperation . . . . . . . . . . . . . . . . . . . . . . . 5 1.3 Strategic Game and Evolution of East Asian Order. . . . . . . . . . . . 8 1.4 China’s Peaceful Development and the Future of East Asian Order . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 2 Logic of Regional Order Construction . . . . . . . . . . . . . . . . . . . . . . . 23 2.1 Order, International Order and Regional Order. . . . . . . . . . . . . . . 24 2.2 Historical Evolution of International Order. . . . . . . . . . . . . . . . . . 27 2.3 New Features of the Change in International Order . . . . . . . . . . . 33 2.4 Logic of Regional Order Construction . . . . . . . . . . . . . . . . . . . . . 39 2.4.1 Journey of Regional Integration . . . . . . . . . . . . . . . . . . . . 39 2.4.2 Upsurge of Regionalism. . . . . . . . . . . . . . . . . . . . . . . . . . 42 2.4.3 Logic of Regional Order Construction . . . . . . . . . . . . . . . 46 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52 3 Historical Legacy of East Asian Order . . . . . . . . . . . . . . . . . . . . . . . 57 3.1 China and the Tributary Order . . . . . . . . . . . . . . . . . . . . . . . . . . 59 3.2 The US and the Open Door Order. . . . . . . . . . . . . . . . . . . . . . . . 66 3.3 Japan and the Greater East Asia Co-prosperity Sphere Scheme . . . 72 3.4 The US and the Hegemonic Security Order . . . . . . . . . . . . . . . . . 79 3.5 Japan and the Flying Geese Economic Order . . . . . . . . . . . . . . . . 87 3.6 ASEAN and the Sub-regional Community Order . . . . . . . . . . . . . 95 3.7 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102 vii viii Contents 4 Momentum and Prospects for East Asian Order . . . . . . . . . . . . . . . 111 4.1 East Asian Economic Integration Process and Its Spillover Effects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 112 4.1.1 East Asian Economic Integration Process . . . . . . . . . . . . . 112 4.1.2 Institutionalization of East Asian Integration . . . . . . . . . . . 115 4.1.3 Model and Path of East Asian Cooperation. . . . . . . . . . . . 119 4.1.4 Competition and Challenges in East Asian Cooperation. . . 121 4.2 China’s Overall Rise and Integration into East Asia . . . . . . . . . . . 125 4.2.1 Historical Process of China’s Rise . . . . . . . . . . . . . . . . . . 125 4.2.2 Path and Process of China’s Integration into East Asia . . . 128 4.2.3 A Rising China’s Impact on and Contribution to East Asia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131 4.3 Spillover Effects and Limitations of the ASEAN Norms . . . . . . . . 135 4.3.1 Creating ARF to Promote the ASEAN Way . . . . . . . . . . . 137 4.3.2 Promoting “10 + 1” and “10 + 3” to Lead Regional Economic Cooperation. . . . . . . . . . . . . . . . . . . . . . . . . . . 141 4.3.3 Creating EAS to Boost Regional Political Cooperation . . . 144 4.3.4 ASEAN’s Effort to Ensure Leadership and Its Dilemma. . . 146 4.4 Evolution and Adjustment of the US Strategy Towards East Asia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 148 4.4.1 Evolution of the US Strategy Towards East Asia. . . . . . . . 150 4.4.2 Inertia of the US Strategy Towards East Asia . . . . . . . . . . 156 4.4.3 Effect of the US Strategic Shift Eastward in East Asia. . . . 160 4.5 Japan’s East Asia Scheme and Strategic Direction . . . . . . . . . . . . 164 4.5.1 Japan’s Conception of East Asian Community . . . . . . . . . 167 4.5.2 Japan’s FTA Strategy Direction . . . . . . . . . . . . . . . . . . . . 170 4.5.3 Japan’s Strategic Trend . . . . . . . . . . . . . . . . . . . . . . . . . . 173 4.5.4 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 181 4.6 Prospects for East Asian Order Construction . . . . . . . . . . . . . . . . 182 4.6.1 Status Quo and Dilemma of East Asian Order Construction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 183 4.6.2 Foundation for East Asian Order Construction. . . . . . . . . . 187 4.6.3 Path of East Asian Order Construction . . . . . . . . . . . . . . . 189 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 192 5 China’s Strategy Towards East Asian Order . . . . . . . . . . . . . . . . . . 201 5.1 China’s National Positioning and Strategic Direction . . . . . . . . . . 203 5.1.1 Institutional Positioning: A New-Type Socialist Power . . . 204 5.1.2 Economic Positioning: A Developing Power . . . . . . . . . . . 206 5.1.3 Cultural Positioning: A Great Power with Rich Cultural Legacy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 209 5.1.4 Political Positioning: A Responsible Power. . . . . . . . . . . . 212 5.1.5 Strategic Positioning: An Asia-Pacific Power with Great Global Influence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 215 Contents ix 5.1.6 Strategic Design: Building China’s National Strategic System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 218 5.1.7 Several Notable Key Points for China’s Grand Strategy. . . 222 5.2 Framework of China’s Strategy Towards East Asian Order. . . . . . 225 5.2.1 China’s View of International Order. . . . . . . . . . . . . . . . . 226 5.2.2 Development of China’s East Asia Strategy . . . . . . . . . . . 229 5.2.3 Basic Framework of China’s Strategy Towards East Asian Order . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 233 5.3 Interaction Between China and Major Forces in East Asia . . . . . . 242 5.3.1 Actively Build New-Type Major Power Relations Between China and the US . . . . . . . . . . . . . . . . . . . . . . . 243 5.3.2 Stabilize and Develop Sino-Japanese Relationship at the Right Time . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 251 5.3.3 Comprehensively Enhance China-ASEAN Strategic Ties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 258 5.3.4 Comprehensively Deepen the China–South Korea Strategic Partnership . . . . . . . . . . . . . . . . . . . . . . . . . . . . 264 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 271 List of Figures Fig. 3.1 Japan-led flying geese economic order in East Asia. Source Kwan [2].. .... ..... .... .... .... .... .... ..... .. 88 Fig. 3.2 Industrialdynamicmodeloftheflyinggeese economicorderin Asia. Source Kwan [2]. ..... .... .... .... .... .... ..... .. 90 Fig. 4.1 Proportion of the US investment in East Asia (1992–2012). Source Bureau of Economic Analysis, U.S. Department of Commerce.NoteThehistoricalstockchangecalculatedwiththe data of balance of international payments.... .... .... ..... .. 157 Fig. 4.2 Percentage of Japan’s GDP in the world economy (1990–2013). Source http://data.worldbank.org/indicator/NY. GDP.MKTP.CD .. .... ..... .... .... .... .... .... ..... .. 166 Fig. 4.3 Percentage of Japan’s foreign trade in the world economy (1990–2013). Source http://data.worldbank.org/indicator/NE. EXP.GNFS.ZS/countries; http://stat.wto.org/CountryProfile/ WSDBCountryPFView.aspx?Language=E&Country=JP. ..... .. 167 Fig. 5.1 Comparison of GDP between China and the US (1988–2012). Source World Bank, http://data.worldbank.org.cn/indicator/NY. GDP.MKTP.CD .. .... ..... .... .... .... .... .... ..... .. 244 Fig. 5.2 Comparison offoreign trade between China and the US (1988–2011).SourceWorldBank,http://data.worldbank.org.cn/ indicator/NE.EXP.GNFS.CD, http://data.worldbank.org.cn/ indicator/all.. .... .... ..... .... .... .... .... .... ..... .. 245 Fig. 5.3 Comparison of defense expenditure between China and the US (1989–2012). Source SIPRI Military Expenditure Database 2012, http://milexdata.sipri.org .... .... .... .... .... ..... .. 245 Fig. 5.4 Percentage of trade with China in Japan’s foreign trade (1979–2012). Source The Ministry of Finance (MOF) of Japan .... .... .... ..... .... .... .... .... .... ..... .. 255 xi xii ListofFigures Fig. 5.5 Percentage of investment in China in Japan’s total foreign investment (1978–2012). Source The Japan External Trade Promotion Agency (JETRO). Note Regarding theforeign direct investment, the 1978–2004 data is based on the corporate reportingstatisticspublishedbytheMinistryofFinance,andthe 2005–2012 data is based on the statistics from the balance of internationalpayments.Andtheformeristhefiscalyearandthe latter is the calendar year. In 1978, Japan did not invest in China .... .... .... ..... .... .... .... .... .... ..... .. 255 Fig. 5.6 Proportion of trade with China in ASEAN’s overall foreign trade (1992–2012). Source China Statistical Yearbook, per year. .... .... .... ..... .... .... .... .... .... ..... .. 260

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