OPTOMETRY ADMISSION INTERVIEWS: A CASE STüDY OF PARTICIPANT EXPECTAWONS AND EXPERIENCES A thesis submitted in conformity with the requitements for the degme of Doctor of Philosophy, . beparûnent of Theory and Policy Studies in Education, Ontario Institut8 for Studies in Eduwtion of the University of Toronto -@ Copyright by Ma- Marie Spafford 1998 1+1 Nationai Library B i i u en ationale ofanada du Canada Ayisiions and Acquisitions et B~bliographicS eMces seMces bibliographiques 395 WeiIingtm Street 385, ~e WeElingtOn -ON K1AûN4 OttawaON KIAûN4 Canada Canada The author has granted a non- L'auteur a accorde une licence non exclusive licence allowing the exclusive permettant a la National Lïbfary of Canada to Bibliothèque nationale du Canada de reproduce, loan, distribute or sel reproduire, prêter, distriiuer ou copies of this thesis in microfom, vendre des copies de cette thèse sous paper or electronic formats. la forme de micdïche/nlm, de reproduction.sur papier ou sur format électronique. The author retains ownefship of the L'auteur conserve la propriété du copyright in this thesis. Neither the droit d'auteur qui protège cette thèse. thesis nor substantial extracts fiom it Ni la thèse ni des extraits substantiels may be printed or otherwise de celle-ci ne doivent être imprimes reproduced without the author's ou autrement reproduits sans son permission. autorisation. The use of an admission interview by heaIthcare professional prograrns is widespread, yet the predictive ability of this selection twl has been found to be low due, in part, to the presence of numerous design flaws. This study of a Canadian optometsr program at the University of Waterloo (UW) exarnined its admission interview f rom the perspective of its participants: the inteNewers and the applicants. A survey was developed through a literature review, a series of research inte~.ews,a nd a pilot test. The survey collected demographic information and participant perceptions relating to the purpose of and the candidate qualities assessed by an ideaf optometry admission committee, an ideal optometry interview, and the UW interview. Questions were also posed about the future of the UW interview. The questionnaire was sent in 1996 to ail interviewed candidates (157) and al1 interviewers (23). The response rate was 71.7%. Principal component analysis was perfomed to reduce the data into thematic components. lndependent and paired t-tests were used to compare the components. Applicants and interviewers shared a common vision of the ideal interview's purpose and content. The importance of this finding was discussed in tens of a symbolic interacüonist approach. That is, through social interaction, these participants had attached a common meaning to admission interviews. Applicants and interviewers held significantly different views of the UW interview's purpose and content. Their experiences with the UW interview were also significantly different than their expectations of an ideal interview. Applicants judged their interview experience based largely on the interviewers' behavior while interviewers had the benefit of knowing more about the program's admission process. The greatest perceived difference between the UW interview and the ideal interview regarded clarifying candidate information. The inability of the UW interview to provide this function in the presence of a strong desire to do so was interpreted as a major determinant in creating a crisis of confidence in the UW interview. This descriptive study provides an approach for the program's administrators to re-evaluate the interview's purpose and content and offers an explanation for the interview's longe*. Optometry Admission Interviews: A Case Study of Participant Expectations and Experiences Doctor of Philosophy, 19 98 Marlee Marie Spafford Theory and Policy Studies in Education, Ontario lnstitute for Studies in EducationNniversity of Toronto Acknowledgments I would like to acknowledge a number of ind~dualsw ho have provided invaluable support to me as I have traveled dong the path leading to the completion of my dissertation. First of ail, I would like to thank my examination committee: Dr. George Geis (supervisor), Dr. Linda Muzzin (interna1 appraiser), Dr. Mic hael Skolnik, Dr. Glen Jones, Dr. David Hunt (outside departmental examiner) and Dr. Ron Smith (extemal examiner). ln particular, I have benefited from the guidance of my supervisor, George Geis, who has helped steer me through the proceçs, develop my writing and thinking. and support me ernotionally. 1 am also indebted to Linda Munin and Michael Skolnik for their constructive comments on an earlier draft of the thesis. I would like to acknowledge staff who provided administrative assistance whether it pertained to monitoring retumed questionnaires or providing admission data. These indiMduals included Janice Vemer and Mary Howes at the Ontario lnstitute for Studies in EducationNniversity of Toronto (OISUUT) and Marie Arnodeo, Marion Brown, Gary Marx and Debbie Clermont at the University of Waterloo (UW). 1 would like to thank two UW optometry students, Amy Bakelaar and Trkha Beal who worked in my research laboratory on projects including data entry and organization. I also appreciate the statistical advice provided by Erin Harvey (UW), Dr. Trefford Simpson (UW), Dr. Carol Westall (Hospital for Sick ChildrenAJT) , Dr. Arthur Rothman (UT), and Susan Elgie (OISENT). I sincerely thank the Canadian Optometric Education Tnist Fund (COETF) Awards Cornmittee for their financial support while I was registered in the PhD program. The group supports projects that promote the development of vision care and optometric education in Canada. My COETF awards were used to pay a significant portion of my tuition fees. This financial aid made it possible to pursue the degree without being under significant financial stress. COETF is supported by optometrists throughout Canada so the award seems apt for a study about an aspect of professional gatekeeping. Pursuing my PhD degree while maintaining rny appointment as a full-time, tenured associate professor at the University of Waterloo has been very challenging. I am indebted to a number of my colleagues who were quite supportive during this time. In particular, I thank Dr. Jacob Sivak, Director of the School of Optometry. Jake Siak supported me right from the start when I indicated that I wanted to make a dramatic change in my area of scholarship from visual eiectrophysiology to optometric education. His support has been steadfast throughout the pursuit of rny degtee. The signifiant practical and emotional support provided by two administrators and friends at the Schwl, Marie Amodeo and Debbie Clermont, allowed me to balance these two actMties. Juggling the parts of my life as student, worker, partner, famiiy member and friend has been possible only because of the understanding and support of nurnerous friends and family, and in particular my parents, Lorraine and Art Spafford, and my partner, Carol Westall. I very much appreciate Caro18se ncouragement throughout my degree. Her support has been both intellwiual and emotional. In fact, 1 have spent more hours discussing my doctoral work with Carol than any other person. Lastly, I would like to thank the participants in this study without whom this project would not have been possible. Over the years, the UW optometry applicants and facuity have generated within me a keen interest in professional gatekeeping. My respect for the impressive individuals who apply to and, in some cases, enter into the University of Waterloo, Doctor of Optometry program provides me with a sense of the importance and impact of professional gatekeeping. Dedication 7"' Leslie for helping me find my path and Carol for keeping me on it. Table of Contents List of Tables ix List of Figures xi List of Appendices xii INTRODUCTlON 1 CHAPTER 1: CONTEXT 3 Overview of Chapter 3 The Emergence of Optometry in Canada and the United States 3 Optometry As A Profession 5 Training 5 S e ~ kTeo Society 6 lntellectual Effort 7 Certification and Organizations 7 Autonomy 7 Current Issues in Canadian Optometry 9 Case Study Setting: University of Waterloo (UW), School of Optometry 11 UW School of Optometry Admission Process 14 Admission Cornmittee 14 Application Content 15 Application Tirnelines 17 Application Costs 19 Selection Tools 20 Postsecondary Transcripts 20 Optornetry Admission Test 21 Intenn'ew 22 Confidential Assessrnent Forms (CAFs) 22 Autobiographie Sketch Profile 23 Essay 23 Admission Meeting Process 24 Investigator's Involvement In The UW Optometry Admission Process 26 Summary of Chapter 27 CHAPTER 2: REVIEW OF LITERATURE 28 Overview of Chapter 28 Professional Gatekeeping 28 Admission Variables 31 lntenfiew Purpose(s) 32 Gathering Information, Clarifying Information and Making Decisions 32 Public Relations and Recruiting 36 Performance Pr ediction 37 Possible Sources Of The Interview's Limitations 41 Models of lntetview Variables and Processes 42 Interview Research Strategies 43 Similar-To-Me Effect 46 Contrast Effect 46 vi Halo Eff ect 47 Rater Distribution Tendencies 47 lntewiewer Access To Candidate Information 49 Stereotyping and Biases 52 Gender Biases 53 Age Biases 56 Oisability Biases 57 Race Biases 58 Candidate Self-Presentation Styles and Strategies 60 Strategies for lmproving Interview Reliability and Validity 63 Key Concepts Guiding This Thesis 66 Summary of Chapter 70 CHAPTER 3: METHODOLOGY 72 Ovenriew of Chapter 72 Research Problem 72 Literature Review 72 Initial Questionnaire Development 73 Ethical Review 73 Research Interviews 73 Seeking Feedback From the Thesis Supervisor 76 Piloting The Questionnaire 77 Anal Approval Frorn the Thesis and Ethics Cornmittees 77 Suwey Participants 78 Questionnaire Distribution 78 Data Analyses 79 Questionnaire 79 Descriptive Analyses 81 Statistical Analyses 83 UW Optometry Admission Interview Policy 85 Background Admission Statistics 85 Summary of Chapter 86 CHAPTER 4: RESULTS 88 Ove~ewof Chapter 88 Admission Data Analyses 88 How representative were the 1996 appiicants? 88 Yeariy Cornpansons of Admission Demographics 88 Yeariy Cornparisons of Acadernic Background 89 Yearly Compansons of Admission Performance Variables 90 UW Optometry Admission Interview Statement 91 Stated and lmplied UW Purposes and Traits 9 1 Suwey: Respondent Dernographics 91 Suw ey: Descriptive Analyses 94 Perceptions of the Interview's Purpose(s) 94 The UW Intewiew 95 The I d dnl teweiw 95 The ldeal Admission Cornmittee 96 Gmup Cornparisons 96 ldeal Interveiw versus UW lnte~~ew 97 ldeal lnte~~evewrç us Ideal Cornmittee 98 Perceptions of Candidate Trait(s) 98 The UW lntewiew 99 The Ideal Interview 1O 0 The Ideal Admission Cornmittee 101 Gmup Cornpansons 10 2 ldeal Interview versus UW lntewiew 105 ldeal Interview versus lded Cornmittee 10 6 Possible Changes to the UW Optometry Interview 10 7 Possible UW Interview Biases 10 9 Highlights of Descriptive Analyses 110 Survey: Statistical Analyses 111 Perceptions of Purpose(s) 111 Group Comparisons: The UW Interview 112 Group Cornparisons: The ldeal Interview 113 Group Comparisons: The ldeal Admission Committee 113 Summary of Significant Group Differences 114 ldeal Interview versus UW Interview 114 Ideal InteMew versus ldeal Admission Cornmittee 117 Perceptions of Candidate Trait(s) 118 Group Comparisons: The UW lntem-ew 119 Group Comparisons: The ldeal Interview 120 Group Comparisons: The Ideal Admission Cornmittee 121 Sumrnary of Significant Group Differences 121 ldeal Interview versus UW lntenhew 122 ldeal Interview versus ldeal Cornmittee 125 Possible Changes to the UW Interview 12 6 Group Cornparisons of Possible Changes 12 7 Possible UW Interview Biases: Group Differences 127 Higfilights of Statistical Analyses 128 Survey: Summary of Written Comments 129 Summary of Chapter 130 CHAPTER 5: DISCUSSION 132 General Summary of Findings 132 The ldeal Interview 132 The UW Interview 136 ldeal Interview versus UW Interview 148 ldeal Interview versus ldeal Cornmittee 156 Possible Limitations to the Study 157 Conclusions 163 Future Directions of Study 165 Personal Reflections on the Findings of this Thesis 16 7 REFERENCES 169 List of Tables ..................... .............................................................. Table 1.1 :G uidelines For ûffering An Interview 16 ............................................................................................................ Table 13: Application Tirnelines 18 ............................................................................. Table 3.1. Group Comparison of Interview Duration 74 ..................................................................... Table 32: Six theoretical categories of purpose in stuûy 80 ................................................... Table 33: Six theoteüml categories of candidate traits in study 81 ................. ..................................... Tabk 3.4. Within Group PC Compadsons: P a i dS tudent t-test 85 ............. Table 4.1 :Y eariy Admission ûernognphit Variable Cornparisons (Chi-Squared: pe0.050) 89 .............................. Table 49: Yearly Proportion of Ontario, Contract & Non-contract Applicants 89 ........................... Table 4.3. Ywrly Cornparisons of Academic Background (Chi-Squared: pc0.050) 89 ..... ................. ......................... Table 4.4. Yearly Proportion of Total Postsecondary Years d .............. ........ . Table 45: Yeariy. Cornparisons of Admission Variables (1-way ANOVk p=û.OSO) -90 ............ .................................................... . Table 4.a. Interviewer Respondent Demo.gr a.p hic.s.. ................. .. ........... ...................................9 2 Table 4.6b. Applicant Respondent Demographics 9 2 ................ .. ........................................................... Table 4.7. Facuity's reasons for intewiewing (nS0) 93 ............................. .... Table 4.88: Candidates' beliefs of why they were granted an interview (nt1W ) 93 . ................ Table 4.9. Contract vs othet candidates' beliefs of why they were granted an interview 94 ........................ Table 4.lW Group agreement level with respect to the UW interview: Purpose@) 95 .......... .. ........... Table 410b: Group agreement level with respect to the ideal interview: Purpose@) 95 ..................... Table 4.10~. Group agreement level wÏth respect to the ideal cornmittee: Purpose@) 96 ..................................... ........... Table 4.1 la: UW interview versus ideal interview: applicant NIDS 9 7 ....................... ............ . Table 4.1 1b : UW interview versus ideal interview: interviewer NIDS ................. .. ......9... 8 Table 4.12~1. Group agreement level with respect to the UW intewiew: Traits 99 .............................. Table 412b: Group agreement kvel with respect to the ideal interview: Traits 100 ........................... Table 4.12~. Group agreement Ievel with respect to the ideal cornmittee: Traits 101 ..................... .... .... Table 4.13a. Notable grow differences in the perceptions of the UW interview 103 .......................... Table 4.13b. Notable group differences in the perceptions of the ideal interview 104 .................. Table 4.13~: Notable group differences in the perceptions of the ideal committee 104 ...................... . ..................... Table 4.14a. UW interview versus ideal interview: applicant NIDS 105 ............... .......... .............. ........ Table 4.i4b. UW interview versus ideal interview: interviewer NIDS 1ûô ................. fable 4.15. Respondents' Beliefs About What Should Happen Wth The UW Interview 107 ........ ............................................................. Table 4.16. Possible Changes to the UW Interview 1 0 8 ........... Table 4.17. Notable group differences in the perceptions of changes to the UW interview 108 ............................................................ ....... Table 4.1 8: Possible UW optometry interview biases 1 0 9 ................................. Table 4.1 9: Principal Cornponent Analysis of The ldeal Intewiew's Purnose 1 11 ......................................... Table 4.20. Perceptions of UW Interview: Significant Group Differences 112 ....... ......... . ............... Table 4.21 : Perceptions of Ideal Interview: Significant Group Differences 113 ................ Table 4.22. Percaptions of Ideal Admission Cornmittee: Significant Group Differences 114 . ...................... Table 423a: ldeal Interview vs UW Interview Purposes: Applicants & Interviewers 115 . .................. Table 4.23b. ldeal Interview vs UW Intervhtw Purposcs: Female & Male Applicants 115 . ............. Table 4.23~. ldeal Interview vs UW Intewiew Purposes: Intemals & External Applicants 116 . ................. Table 4.23d. ldeal Interview vs. UW Interview Purposes: Contract & Other Applicants 116 ...................... Table 4.24a. Ideal Interview vs Idml Cornmittee Purposes: Signifiant Differences 117 . ...................... Table 4.24b. ldeal Interview vs ldeal Cornmittee Purposes: Signifiant Differences 11 7 ........................ Table 4.2525: Principal Component Aiuilysis of the Ideal Interview Candida...t.e.. T...r.a. i.ts. ....................... 119 Table 4.2626: Perceptions of UW Interview: Significant Group Differences 120 ............ ..... ................... Table 4.27. Perceptions of Ideal Interview: Significant Group Diffeences 120 ................ Table 4.28. Perceptions of ldeal Admission Committee: Signlffcant Group Differences 121 . ............................ Table 4.29%. Ideal Interview vs .U W Interview Traits: Applicants & Interviewers 122 ........................... Table 4.29b. ldeai Interview vs UW Interview Traits: Female & Male Applicants 123 . ...................... Table 4.29~.i deal Interview vs .U W lntewiew Traits: Intemal & Extemal Applicants 124 ........................ Table 429d: ldeal Interview vs UW Interview Traits: Contract & Other Applicants 124 . ......................... .... Table 4.30a. Ideal Interview vs .I deal Cornmittee Traits: Significant Ditferences. ............ .. .......... 125 Tabk 4.30b. Ideal Intenriew vs ldeal Cornmittee Traits: SignMcant Differencaa 126 .................. Table 4.31: Principal Component Analysis of Possible Chanaes To The UW Interview 126
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