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Optical Solitons in Fibers PDF

205 Pages·2003·4.402 MB·English
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SPRINGER SERIES IN PHOTONICS 9 ONLINE LIBRARY Physics and Astronomy http://www.springer.de/phys/ Springer-Verlag Berlin Heidelberg GmbH springer series in photonics SeriesEditors:T.Kamiya B.Monemar H.Venghaus Y.Yamamoto The Springer Series in Photonics covers the entire field of photonics,including theory, experiment,and the technology of photonic devices.The books published in this series giveacarefulsurveyofthestate-of-the-artinphotonicscienceandtechnologyforallthe relevantclassesofactiveandpassivephotoniccomponentsandmaterials.Thisserieswill appealtoresearchers,engineers,andadvancedstudents. 1 AdvancedOptoelectronicDevices ByD.DragomanandM.Dragoman 2 FemtosecondTechnology Editors:T.Kamiya,F.Saito,O.Wada,H.Yajima 3 IntegratedSiliconOptoelectronics ByH.Zimmermann 4 FibreOpticCommunicationDevices Editors:N.GroteandH.Venghaus 5 NonclassicalLightfromSemiconductorLasersandLEDs ByJ.Kim,S.Lathi,andY.Yamamoto 6 Vertical-CavitySurface-EmittingLaserDevices ByH.LiandK.Iga 7 ActiveGlassforPhotonicDevices PhotoinducedStructuresandTheirApplication Editors:K.Hirao,T.Mitsuyu,J.Si,andJ.Qiu 8 NonlinearPhotonics NonlinearitiesinOptics,OptoelectronicsandFiberCommunications ByY.Guo,C.K.Kao,E.H.Li,andK.S.Chiang 9 OpticalSolitonsinFibers ThirdEdition ByA.HasegawaandM.Matsumoto Serieshomepage–http://www.springer.de/phys/books/ssp/ A. Hasegawa M. Matsumoto Optical Solitons in Fibers Third,RevisedandEnlargedEdition With91Figures 1 3 Professor Akira Hasegawa Professor Masayuki Matsumoto #403,19-1 Awataguchi Sanjobocho Department of Communications Engineering Higashiyama-ku, Kyoto, 605-0035, Japan Graduate School of Engineering E-mail: [email protected] Osaka University 2-1 Yamadaoka, Suita, Osaka 565-0871, Japan E-mail: [email protected] Series Editors: Professor Takeshi Kamiya Dr. Herbert Venghaus Ministry of Education, Culture, Sports, Heinrich- Hertz-Institut Science and Technology, fiir Nachrichtentechnik Berlin GmbH National Institution for Academic Degrees, Einsteinufer 37 3-29-1 Otsuka, Bunkyo-ku, lOS87 Berlin, Germany Tokyo 112-0012, Japan Professor Bo Monemar Professor Yoshihisa Yamamoto Department of Physics Stanford University and Measurement Technology Edward 1. Ginzton Laboratory Materials Science Division Stanford, CA 94305, USA Linkoping University 58183 Linkoping, Sweden The first edition was published as Volume 116 of the series Springer Tracts in Modern Physics The second edition was published as a monograph ISSN 1437-0379 ISBN 978-3-642-07826-2 ISBN 978-3-540-46064-0 (eBook) DOl 10.1007/978-3-540-46064-0 Library of Congress Cataloging-in-Publication Data. Hasegawa, Akira, 1934-. Optical solitons in fibers. -3rd, rev. and enl. ed.! A. Hasegawa, M. Matsumoto. p. cm. - (Springer series in photonics, ISSN 1437-0379; 9). Includes bibliographical references and index. 1. Solitons. 2. Optical fibers. I. Matsumoto, M. (Masayuki), 1960-II. Title. III. Springer series in photonics; v. 9. QC174.26.W28 H37 2002 530.12' 4-dc21 2002030556 This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilm or in any other way, and storage in data banks. Duplication of this publication or parts thereof is permitted only under the provisions of the German Copyright I.aw of September 9, 1965, in its current version, and permission for use must always be obtained from Springer-Verlag. Violations are liable for prosecution under the German Copyright I.aw. http://www.springer.de © Springer-Verlag Berlin Heidelberg 1989, 1990, 2003 Originally published by Springer-Verlag Berlin Heidelberg New York in 2003 Softcover reprint of the hardcover 3rd edition 2003 The use of general descriptive names, registered names, trademarks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. Data conversion: Frank Herweg, Leutershausen Cover concept: eStudio Calamar Steinen Cover production: design & production GmbH, Heidelberg Printed on acid-free paper Preface Theopticalsolitoninfiberspresentsabeautifulexampleinwhichanabstract mathematical concept has produced a large impact on the real world of high technology field. Its existence was theoretically predicted in 1973 and exper- imentally demonstrated in 1980. However, attempts to implement solitons forultra-high-speedcommunicationshavebeenarealchallengeformanysci- entists who devoted their interests to this purpose. The challenge has been more fundamental and scientific than technical. For example, the solution of nonlinear Schro¨dinger equation having periodic variation of coefficients by means of the Lie transformation (to a homogeneous nonlinear Schro¨dinger equation) is by itself an interesting theoretical contribution. Timing jitter of solitons due to amplifier noise and its control and effects of polarization mode dispersion on soliton transmission are still some other examples. The discovery of the dispersion-managed soliton is an innovative contribution to the application of solitons to a real transmission system. The research on optical solitons also produced a large impact on con- ventionaloptical-transmissiontechnologies.ThenonlinearSchro¨dingerequa- tion model for lightwave envelope and the split-step method of the numeri- cal solution are now widely used as standard techniques in general optical- transmission analyses. The concept of all-optical transmission, first intro- duced for optical soliton systems, is now used as standard in most recent transmission systems. This book is the third edition published by Springer-Verlag under this title. The new edition contains many chapters that cover interesting devel- opments that took place in the last decade, including soliton control, effects of polarization-mode dispersion, and in particular the dispersion-managed solitons. Expenses for the preparation of the manuscript were covered by several fundings.Oneoftheauthors(M.Matsumoto)especiallythanksInternational Communications Foundation for its support. Kyoto, Osaka, Akira Hasegawa June 2002 Masayuki Matsumoto Contents 1. Introduction.............................................. 1 2. Wave Motion ............................................. 3 2.1 What is Wave Motion?.................................. 3 2.2 Dispersive and Nonlinear Effects of a Wave ................ 4 2.3 Solitary Waves and the Korteweg de Vries Equation ........ 5 2.4 Solution of the Korteweg de Vries Equation................ 7 3. Lightwave in Fibers....................................... 11 3.1 Polarization Effects ..................................... 11 3.2 Plane Electromagnetic Waves in Dielectric Materials ........ 12 3.3 Kerr Effect and Kerr Coefficient.......................... 14 3.4 Dielectric Waveguides................................... 15 4. Information Transfer in Optical Fibers and Evolution of the Lightwave Packet ................... 19 4.1 How Information is Coded in a Lightwave ................. 19 4.2 How Information is Transferred in Optical Fibers........... 20 4.3 Master Equation for Information Transfer in Optical Fibers: The Nonlinear Schro¨dinger Equation...................... 23 4.4 Evolution of the Wave Packet Due to the Group Velocity Dispersion..................... 25 4.5 Evolution of the Wave Packet Due to the Nonlinearity ...... 26 4.6 Technical Data of Dispersion and Nonlinearity in a Real Optical Fiber.................................. 27 4.7 Nonlinear Schro¨dinger Equation and a Solitary Wave Solution 29 4.8 Modulational Instability................................. 32 4.9 Induced Modulational Instability ......................... 37 4.10 Modulational Instability Described by the Wave Kinetic Equation .................. 38 5. Optical Solitons in Fibers................................. 41 5.1 Soliton Solutions and the Results of Inverse Scattering ...... 41 5.2 Soliton Periods......................................... 44 VIII Contents 5.3 ConservationQuantitiesoftheNonlinearSchro¨dingerEquation 44 5.4 Dark Solitons .......................................... 45 5.5 Soliton Perturbation Theory ............................. 49 5.6 Effect of Fiber Loss..................................... 52 5.7 Effect of the Waveguide Property of a Fiber ............... 53 5.8 Condition of Generation of a Soliton in Optical Fibers ...... 57 5.9 First Experiments on Generation of Optical Solitons ........ 58 6. All-Optical Soliton Transmission Systems................. 61 6.1 Raman Amplification and Reshaping of Optical Solitons-First Concept of All-Optical Transmission Systems ...................... 61 6.2 First Experiments of Soliton Reshaping and of Long Distance Transmission by Raman Amplifications 64 6.3 First Experiment of Soliton Transmission by Means of an Erbium Doped Fiber Amplifier............. 67 6.4 Concept of the Guiding Center Soliton .................... 68 6.5 The Gordon–Haus Effect and Soliton Timing Jitter ......... 71 6.6 Interaction Between Two Adjacent Solitons ................ 73 6.7 Interaction Between Two Solitons in Different Wavelength Channels......................... 74 7. Control of Optical Solitons ............................... 77 7.1 Frequency-Domain Control .............................. 77 7.2 Time-Domain Control................................... 82 7.3 Control by Means of Nonlinear Gain ...................... 86 7.4 Numerical Examples of Soliton Transmission Control........ 90 8. Influence of Higher-Order Terms ......................... 97 8.1 Self-Frequency Shift of a Soliton Produced by Induced Raman Scattering................... 98 8.2 Fission of Solitons Produced by Self-Induced Raman Scattering ............... 99 8.3 Effects of Other Higher-Order Dispersion .................. 100 9. Polarization Effects ....................................... 103 9.1 Fiber Birefringence and Coupled Nonlinear Schro¨dinger Equations ............. 103 9.2 Solitons in Fibers with Constant Birefringence ............. 106 9.3 Polarization-Mode Dispersion ............................ 111 9.4 Solitons in Fibers with Randomly Varying Birefringence..................... 115 Contents IX 10. Dispersion-Managed Solitons (DMS) ..................... 123 10.1 Problems in Conventional Soliton Transmission............. 123 10.2 Dispersion Management with Dispersion-Decreasing Fibers .. 124 10.3 Dispersion Management with Dispersion Compensation ..... 127 10.4 Quasi Solitons ......................................... 136 11. Application of Dispersion Managed Solitons for Single-Channel Ultra-High Speed Transmissions....... 141 11.1 Enhancement of Pulse Energy............................ 141 11.2 Reduction of Gordon–Haus Timing Jitter.................. 144 11.3 Interaction Between Adjacent Pulses...................... 147 11.4 Dense Dispersion Management ........................... 151 11.5 Nonstationary RZ Pulse Propagation ..................... 152 11.6 Some Recent Experiments ............................... 155 12. Application of Dispersion Managed Solitons for WDM Transmission................................... 159 12.1 Frequency Shift Induced by Collisions Between DM Solitons in Different Channels................ 159 12.2 Temporal Shift Induced by Collisions Between DM Solitons in Different Channels................ 161 12.3 Doubly Periodic Dispersion Management ................. 164 12.4 Some Recent WDM Experiments Using DM Solitons........ 166 13. Other Applications of Optical Solitons.................... 169 13.1 Soliton Laser........................................... 169 13.2 Pulse Compression ..................................... 173 13.3 All-Optical Switching ................................... 176 13.4 Solitons in Fibers with Gratings.......................... 180 13.5 Solitons in Microstructure Optical Fibers.................. 184 References.................................................... 188 Index......................................................... 197 1. Introduction The second edition of Optical Soliton in Fibers was published in 1989 when the first generation long-distance soliton transmission had just began to emerge.Thefirstandsecondeditionsintendedtointroducethebasicconcept and properties of optical solitons in fibers and methods of constructing an all-optical transmission system by taking advantage of the robust nature of a soltion. The soliton is the only stable pulse shape in a fiber with (anomalous) dispersion and nonlinearity for a useful range of pulse width (1∼50ps) and peakpower(1∼10mW).However,itwassoonrecognizedthatsolitonshave their unique problems. First, as the name soliton indicates, it is an exact so- lution only when it exists well separated from other solitons. Therefore, if a solitonisdesignatedtocarryonedigitofinformation,itshouldbeseparated sufficiently apart from adjacent digits. This means that the pulse width is much shorter than bit periods, thus the system requires a much larger band- widthcomparedwithalinearpulsehavingthesamebitrate.Second,timing jitters of solitons, rather than a distortion of the pulse shape, was found to contribute to the major cause of the bit error. Timing jitter may be induced eitherbyamplifiernoiseorinteractionswithneighboringsolitonsand/orwith solitons in other channels in a wavelength-multiplexed system. By taking advantage of the robust nature of the soliton, various methods have been proposed (and proven to be successful) to control these timing jitters. One attempt to reduce the timing jitter quite successfully was made by reducing the average dispersion as close as to zero by means of dispersion compensation, since these timing jitters are proportional to the average or integrated dispersion of the transmission line. Fiber dispersion can be pro- grammedeitherbyaproperdesignofthewaveguidepropertyorbyconnect- ing fibers having various values of dispersion. The latter method is generally called dispersion management. During the ten years since the publication of the second edition, tremen- dous progress has been made both in the rate as well as in the distance of error free transmission. More than 1 Tbit/s rate of error-free transmission has been achieved over a distance of several thousand kilometers. Dispersion managementisthekeytechnologythathasledtothisremarkableresultboth inlinear(orquasi-linear)andinsolitonsystems.Inafiberhavingaconstant A. Hasegawa et al., Optical Solitons in Fibers © Springer-Verlag Berlin Heidelberg 2003 2 1. Introduction anomalous dispersion, a soliton is formed by a balance between the nonlin- early induced frequency chirp and linearly induced chirp. In a fiber having periodically varying group dispersion, a nonlinear pulse propagates in such a manner that the nonlinearly induced frequency chirp (or the self-induced phase shift) reducing (enhancing) the dispersion induced frequency chirp in an anomalous (normal) dispersion region. This results in narrower (wider) pulse width and wider (narrower) spectral width in anomalous (normal) dis- persionregion.Theaverageeffectivedispersioninsuchaperiodicallyvarying dispersion system is thus given not by a simple averaged dispersion but that weighted by spectral width of the pulse that varies in the direction of prop- agation. This means that a fiber having a periodic dispersion works as if it were a fiber having an anomalous dispersion even if the average dispersion is exactly zero. The nonlinear stationary pulse is generated by the balance between the effective dispersion and nonlinearity on the average analogous toanidealsoliton.Consequentlysuchanonlinearstationarypulseiscalleda dispersion-managedsoliton.Thetimingjitterofadispersion-managedsoliton is significantly reduced compared with that of an ideal soliton with the same energysincetheaveragedispersioncanbemademuchsmaller.Furthermore, a dispersion-managed soliton has a pulses shape close to a Gaussian rather than sech shape of an ideal soliton. This allows narrower pulse spacing for the same pulse width and results in higher bandwidth efficiency. Inthisedition,weputmoreemphasisontheapplicationofopticalsolitons for ultra-high-speed communications and present practical issues related to theapplication.Chapters2and5aredevotedtotheintroductionofthecon- cept of solitons, one for water surface and the other for the optical soliton in fibers.Chapters3and4aredevotedtothefundamentalproblemsofinforma- tion transfer, which includes the light wave propagation in fibers, derivation ofthemasterequation,thenonlinearSchro¨dingerequation,discussionofthe propertyofthemasterequation,andderivationofthesolitonsolution.Chap- ters 6 to 9 introduce practical issues of ultra-high-speed information transfer in fibers using soltions, which include the concept of all optical transmission systems, application of ideal solitons for transmission and related problems, idea of soliton control, effects of higher-order terms, and the influence of po- larizationmodedispersion.Chapters10to12aredevotedtotheintroduction of dispersion managed solitons and their applications. Finally, in Chapter 13 we discuss applications of solitons other than long-distance transmission fo- cusingonthetopicsofgenerationofshortopticalpulses,solitonswitches,and solitons in media having spatial periodicity in axial or in radial directions.

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