Texts and Monographs in Physics Series Editors: R. Balian, Gif-sur-Yvette, France W. Beiglböck, Heidelberg, Germany H. Grosse, Wien, Austria E. H. Lieb, Princeton, NI, USA N. Reshetikhin, Berkeley, CA, USA H.Spohn,~ünchen,Germany W. Thirring, Wien, Austria Springer-Verlag Berlin Heidelberg GmbH Physics and AstronOmy9:J ONUMllIIIWI'I hnp://www.springer.de/physl Oia Bratteli Derek W. Robinson Operator Aigebras and Quantum Statistical Mechanics 2 Equilibrium States. Models in Quantum Statistical Mechanies Second Edition Springer Professor Ola Bratteli Universitetet i Os10 Matematisk Institutt Moltke Moes vei 31 0316 Oslo, Norway e-mail: [email protected] Horne page: http://www.math.uio.no/~brattelil Professor Derek W. Robinson Australian National University School of Mathematical Sciences ACT 0200 Canberra, Australia e-mail: [email protected] Horne page: http://www.maths.anu.edu.aul~derekl Cataloging-in-Publication Data applied for Bibliographie infonnation published by Die Deutsche Bibliothek Die Deutsche Bibliothek lists this publication in the Deutsche Nationalbibliografie; detailed bibliographic datais available in the Internet at <http://dnb.ddb.de>. Second Edition 1997. Second Printing 2002 ISSN 0172-5998 This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilm or in any other way, and storage in data banks. Duplication of this publication or parts thereof is permitted only under the provisions of the German Copyright Law of September 9, 1965, in its current version, and permission for use must always be obtained from Springer-Verlag. Violations are liable for prosecution under the Gennan Copyright Law. ISBN 978-3-642-08257-3 ISBN 978-3-662-03444-6 (eBook) DOI 10.1007/978-3-662-03444-6 http://www.springer.de © Springer-Verlag Berlin Heidelberg 1981, 1997 Originally published by Springer-Verlag Berlin Heidelberg New York in 1997. Softcover reprint of the hardcover 2nd edition 1997 The use of general descriptive names, registered names, trademarks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant probreak tective laws and regulations and therefore free for general use. Cover design: de.~ign & producrion GmbH, Heidelberg Printed on acid-free paper 55/311llba 5 4 3 2 I To Trygve Bratteli, Samuel Robinson, and Harold Ross Preface to the Second Edition Fifteen years have passed since completion of the first edition of this book and much has happened. Any attempt to do justice to the new develop ments would necessitate at least one new volume rather than a second edition of the current one. Fortunately other authors have taken up the challenge of describing these discoveries and our bibliography includes references to a variety of new books that have appeared or are about to appear. We consequently decided to keep the format ofthis book as a basic reference for the operator algebraic approach to quantum statistical me chanics and concentrated on correcting, improving, and updating the material of the first edition. This in itself has not been easy and changes öccur throughout the text. The major changes are a corrected presentation of Bose-Einstein condensation in Theorem 5.2.30, insertion of a general result on the absence of symmetry breaking in Theorem 5.3.33A, and an extended description of the dynamics of the X - Y model in Example 6.2.14. The discussion of phase transitions in specific models, in Sects. 6.2.6 and 6.2.7, has been expanded with the focus shifted from the classical Ising model to genuine quantum situations such as the Heisenberg and X-Y models. In addition the Notes and Remarks to various subsections have been considerably augmented. Since our interest in the subject of equilibrium states and models of statistical mechanics has waned considerably in the last fifteen years it VIII Preface to the Second Edition would have been impossible to prepare this second edition without the support and encouragement ofmany of our friends and colleagues. We are particularly indebted to Charles Batty, Michie\ van den Berg, Tom ter EIst, Dai Evans, Mark Fannes, Jürg Fröhlich, Taku Matsui, Andre Verbeure, and Marinus Winnink for information and helpful advice, and we apo 1- ogize for often ignoring the latter. We are especially grateful to Aernout van Enter and Reinhard Werner for counselling us on recent deve\opments and giving detailed suggestions for revisions. Oslo and Canberra 1996 Ola Bratteli Derek W. Robinson Contents Volume 2 States in Quantum Statistical Mechanics 5.1. Introduction 3 5.2. Continuous Quantum Systems. I 6 5.2.1. The CAR and CCR Relations 6 5.2.2. The CAR and CCR Algebras 15 5.2.3. States and Representations 23 5.2.4. The Ideal Fermi Gas 45 5.2.5. The Ideal Bose Gas 57 5.3. KMS-States 76 5.3.1. The KMS Condition 76 5.3.2. The Set of KMS States 112 5.3.3. The Set of Ground States 131 5.4. Stability and Equilibrium 144 5.4.1. Stability of KMS States 144 5.4.2. Stability and the KMS Condition 176 X Contents Volume 2 5.4.3. Gauge Groups and the Chemical Potential 197 5.4.4. Passive Systems 211 Notes and Remarks 217 Models of Quantum Statistical Mechanics 235 6.1. Introduction 237 6.2 Quantum Spin Systems 239 6.2.1. Kinematical and Dynamical Descriptions 239 6.2.2. The Gibbs Condition for Equilibrium 261 6.2.3. The Maximum Entropy Principle 266 6.2.4. Translationally Invariant States 286 6.2.5. Uniqueness of KMS States 306 6.2.6. Nonuniqueness of KMS States 317 6.2.7. Ground States 338 6.3. Continuous Quantum Systems. 11 353 6.3.1. Tbe Local Hamiltonians 355 6.3.2. The Wiener Integral 366 6.3.3. The Therrnodynamic Limit. I. The Reduced Density Matrices 381 6.3.4. The Therrnodynamic Limit. 11. States and Green's Functions 395 6.4. Conclusion 422 Notes and Remarks 424 References 463 Books and Monographs 465 Articles 468 List of Symbols 487 Subject Index 499
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