ONE NATION UNDER SURVEILLANCE This page intentionally left blank One Nation Under Surveillance A New Social Contract to Defend Freedom Without Sacrifi cing Liberty SIMON CHESTERMAN 1 3 Great Clarendon Street, Oxford ox2 6dp Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide in Oxford New York Auckland Cape Town Dar es Salaam Hong Kong Karachi Kuala Lumpur Madrid Melbourne Mexico City Nairobi New Delhi Shanghai Taipei Toronto With offi ces in Argentina Austria Brazil Chile Czech Republic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore South Korea Switzerland Thailand Turkey Ukraine Vietnam Oxford is a registered trade mark of Oxford University Press in the UK and in certain other countries Published in the United States by Oxford University Press Inc., New York © Simon Chesterman 2011 The moral rights of the author have been asserted Database right Oxford University Press (maker) First published 2011 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, or under terms agreed with the appropriate reprographics rights organization. Enquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above You must not circulate this book in any other binding or cover and you must impose the same condition on any acquirer British Library Cataloguing in Publication Data Data available Library of Congress Cataloging in Publication Data Data available Typeset by SPI Publisher Services, Pondicherry, India Printed in Great Britain on acid-free paper by Clays Ltd, St Ives plc ISBN 978–0–19–958037–8 1 3 5 7 9 10 8 6 4 2 Was he free? Was he happy? The question is absurd; Had anything been wrong, we should certainly have heard. WH Auden, ‘The Unknown Citizen’ This page intentionally left blank Acknowledgements The nature of this research calls for some measure of discretion. In 1998, the Washington Times reported that US intelligence services were able to monitor Osama bin Laden’s satellite phone. A CIA agent later argued that bin Laden stopped using the phone because of the story, and that a causal link joined the decision to publish to the September 11 attacks on the United States. As I suggest in Chapter three, the account somewhat exag- gerates this particular incident, but one must accept that the subject matter is sensitive. For present purposes, it is suffi cient to note that certain details of past and current operations will be glossed over and that most inter- views were on a not-for-attribution or off-the-record basis and thus will not be identifi ed. Since the book is primarily forward-looking, it is hoped that this will not unduly distort either analysis or prose. I am, nonetheless, extremely grateful to the many current and past prac- titioners who were kind enough to share their time and their insights with me in New York, Washington, DC, London, Ottawa, Canberra, Singapore, and elsewhere. In addition, I received valuable comments on various parts of the text from William Abresch, Rueban Balasubramaniam, Gary Bell, Curtis Bradley, Tom Donnelly, Michael Dowdle, Michael Ewing-Chow, Trevor Findlay, Adrian Friedman, Michael Fullilove, Richard Goldstone, Allan Gyngell, Stephen Humphreys, David Jordan, Liliana Jubilut, Richard Junnier, Benedict Kingsbury, Chia Lehnardt, Lim Yee Fen, Karin Loevy, David Malone, Madan Mohan, Paul Monk, Muhammad Aidil Bin Zulkifl i, Roland Paris, Sharanjeet Parmar, Joost Pauwelyn, Danielle Louise Pereira, Priya Pillai, Victor Ramraj, Lakshmi Ravindran, David Tan, Tan Hsien-Li, Patricia Tan Shuming, Tan Teck Boon, Teo Yu Chou, Laura Thomas, and Ludwig Ureel. Errors, omissions, and violations of Offi cial Secrets Acts are the responsibility of the author alone. Thanks also to the many students from New York University School of Law and the National University of Singapore who have participated in the Intelligence Law seminar that I have taught for the past few years. Their insights and their questions frequently helped shape my own views on this topic. viii Acknowledgements The book develops certain ideas fi rst published elsewhere. These earlier works include Shared Secrets: Intelligence and Collective Security (Sydney: Lowy Institute for International Policy, 2006); ‘The Spy Who Came In from the Cold War: Intelligence and International Law’, Mich- igan Journal of International Law 27 (2006) 1071; ‘Secrets and Lies: Intel- ligence Activities and the Rule of Law in Times of Crisis’, Michigan Journal of Inter national Law 28 (2007) 553; ‘ “We Can’t Spy . . . If We Can’t Buy!”: The Privatization of US Intelligence Services’, European Journal of International Law 19 (2008) 1055; ‘I Spy’, Survival 50(3) (2008) 163; ‘Deny Everything: Intelligence Activities and the Rule of Law’, in Victor V Ramraj (ed), Emergencies and the Limits of Legality (Cambridge Univer- sity Press, 2008) 314; ‘Secret Intelligence’, in Rüdiger Wolfrum (ed), The Max Planck Encyclopedia of Public International Law (Oxford University Press, 2009); and ‘Intelligence Cooperation in International Operations: Peacekeeping, Weapons Inspections, and the Apprehension and Prosecu- tion of War Criminals’, in Hans Born, Ian Leigh, and Aidan Wills (eds), International Intelligence Cooperation and Accountability (Routledge, forthcoming). Permission to reproduce the relevant passages is grate- fully acknowledged. My fi nal thanks go to Ming and our family, for showing me what is really worth watching closely. Contents Abbreviations x Introduction: The End of Privacy 1 PART I. THEORY 1. The Spy Who Came In from the Cold War 17 2. The Exception and the Rule 41 3. Secrets and Lies 67 PART II. PRACTICE 4. The United States and the Turn to Outsourcing 93 5. Britain and the Turn to Law 131 6. ‘The United Nations Has No Intelligence’ 157 PART III. CHANGE 7. Watching the Watchers 205 8. The Transparent Community 223 9. A New Social Contract 247 Select Bibliography 263 Index 285