ON FOCAL SUBMANIFOLDS OF ISOPARAMETRIC HYPERSURFACES AND SIMONS FORMULA QICHAOLI ANDLI ZHANG† 5 1 0 2 Abstract. Thefocalsubmanifoldsofisoparametric hypersurfacesinspheresareall n minimalWillmoresubmanifolds,mostlybeingA-manifoldsinthesenseofA.Graybut a J rarely Ricci-parallel ([QTY],[LY],[TY3]). Inthispaperwestudythegeometryofthe 8 focalsubmanifoldsviaSimonsformula. Weshowthatallthefocalsubmanifoldswith 2 g ≥ 3 are not normally flat by estimating the normal scalar curvatures. Moreover, we give a complete classification of the semiparallel submanifolds among the focal ] G submanifolds. D . h at 1. Introduction m [ Isoparametric hypersurfaces in a unit sphere are hypersurfaces with constant prin- 1 cipalcurvatures. Theyconsistofaone-parameterfamilyofparallelhypersurfaceswhich v laminates the unitspherewith two focal submanifolds at the end. It is remarkable that 3 4 the focal submanifolds of isoparametric hypersurfaces provide infinitely many spherical 0 submanifolds with abundant intrinsic and extrinsic geometric properties. For instance, 7 0 they are all minimal Willmore submanifolds in unit spheres and mostly A-manifolds in . 1 the sense of A.Gray ([Gra]), except for two cases of g = 6 (cf. [QTY],[TY2],[LY],[Xie]). 0 As is well known, an Einstein manifold minimally immersed in a unit sphere is Will- 5 1 more, however the focal submanifolds are rarely Ricci-parallel, thus rarely Einstein (cf. : v [TY3]). i X In this paper we study the geometry of the focal submanifolds in terms of Simons r a formula(see[Sim],[CdK]). Tostateourresultsclearly, wefirstlygivesomepreliminaries on isoparametric hypersurfaces and their focal submanifolds in unit spheres. AremarkableresultofMu¨nzner([Mu¨n])statesthatthenumberg ofdistinctprinci- palcurvaturesmustbe1,2,3,4 or 6by thearguments of differential topology. Moreover, the isoparametric hypersurfaces can be represented as the regular level sets in a unit sphere of some Cartan-Mu¨nzner polynomial F. By a Cartan-Mu¨nzner polynomial, we 2000 Mathematics Subject Classification. 53A30, 53C42. Key words and phrases. isoparametric hypersurface, focal submanifold, semiparallel, normally flat. † The second authoris the corresponding author. 1 2 Q.C.LIANDL.ZHANG meanahomogeneouspolynomialF of degreeg onRn+2 satisfyingtheso-called Cartan- Mu¨nzner equations: |∇F|2 = g2r2g 2, r = |x|, − ( ∆F = crg−2, c = g2(m2−m1)/2, where ∇F and ∆F are the gradient and Laplacian of F on Rn+2. The function f = F|Sn+1 takes values in [−1,1]. The level sets f−1(t) (−1 < t < 1) gives the isoparametric hypersurfaces. In fact, if we order the principal curvatures λ > ··· > λ 1 g with multiplicities m ,··· ,m , then m = m (mod g), in particular, all multiplici- 1 g i i+2 ties are equal when g is odd. On the other hand, the critical sets M := f 1(1) and + − M := f 1(−1) are connected submanifolds with codimensions m +1 and m +1 in − 1 2 − Sn+1, called focal submanifolds of this isoparametric family. The isoparametric hypersurfaces Mn with g ≤ 3 in Sn+1 were classified by Cartan to behomogeneous ([Car1],[Car2]). For g =6, Abresch ([Abr]) proved that m = m = 1 2 1 or 2. Dorfmeister-Neher ([DN]) and Miyaoka ([Miy3]) showed they are homogeneous, respectively. For g = 4, all the isoparametric hypersurfaces are recently proved to be OT-FKM type ([OT],[FKM]) or homogeneous with (m ,m ) = (2,2),(4,5), except 1 2 possibly for the unclassified case with (m ,m ) = (7,8) or (8,7) ([CCJ],[Imm],[Chi]). 1 2 Recently, TangandYan([TY3])providedacompletedeterminationforwhichfocal submanifolds of g = 4 are Ricci-parallel except for the unclassified case (m ,m ) = 1 2 (7,8) or (8,7). More precisely, they proved Theorem 1.1. ([TY3]) For the focal submanifolds of isoparametric hypersurfaces in spheres with g = 4, we have (i) TheM ofOT-FKMtypeisRicciparallel ifandonlyif(m ,m )= (2,1),(6,1), + 1 2 or it is diffeomorphic to Sp(2) in the homogeneous case with (m ,m ) = (4,3); 1 2 While the M of OT-FKM type is Ricci-parallel if and only if (m ,m ) = 1 2 − (1,k). (ii) For (m ,m ) = (2,2), the one diffeomorphic to G (R5) is Ricci-parallel, while 1 2 2 the other diffeomorphic to CP3 is not. e (iii) For (m ,m ) = (4,5), both are not Ricci-parallel. 1 2 Inspired by Tang and Yan’s result, we give a complete classification of the semi- parallel submanifolds among all the focal submanifolds via Simons formula. Recall that semiparallel submanifolds were introduced by Deprez in 1986 (see [Dep]), as a generalization of parallel submanifolds. Given an isometric immersion f : M → N, denote by B and ∇¯ its second fundamental form and the connection in (tangent bundle)⊕(normal bundle), respectively, the immersion is said to be semipar- allel if (1) (R¯(X,Y)·B)(Z,W) := (∇¯2 B)(Z,W)−(∇¯2 B)(Z,W) = 0 XY YX ON FOCAL SUBMANIFOLDS OF ISOPARAMETRIC HYPERSURFACES AND SIMONS FORMULA3 for any tangent vectors X,Y,Z and W to M, where R¯ is the curvature tensor of the connection ∇¯ in (tangent bundle)⊕(normal bundle). An elegant survey on the study of semiparallel submanifolds in a real space form can be found in [Lum]. Our main results state as follows: Theorem 1.2. For focal submanifolds of isoparametric hypersurfaces in unit spheres with g ≥ 3, we have (i) For g = 3: all the focal submanifolds are semiparallel. (ii) For g = 4: the M of OT-FKM type with (m ,m ) = (2,1),(6,1), the M of + 1 2 + homogeneous OT-FKM type with (m ,m ) = (4,3), all of the M of OT-FKM 1 2 − type with (m ,m ) = (1,k) and the focal submanifold diffeomorphic to G (R5) 1 2 2 with (m ,m )= (2,2) are semiparallel. None of the others are semiparallel. 1 2 e (iii) For g = 6: none of the focal submanifolds are semiparallel. Remark 1.1. Our results work on the unclassified case of g = 4, (m ,m ) = (7,8) or 1 2 (8,7). This paper is organized as follows. In Section 2, we firstly state some prelimi- naries on geometry of submanifolds and estimate the normal scalar curvatures of focal submanifolds. In the next section, we proved Theorem 1.2 via Simons formula . 2. Notations and Preliminaries Let f : Mn → Sn+p be a compact n-dimensional minimal submanifold of the unit sphere. Denote by B the second fundamental form, ∇¯ the covariant derivative with respect to the connection in (tangent bundle) ⊕ (normal bundle), ∇ (∇ ) the ⊥ induced Levi-Civita (normal) connection in the tangent (normal) bundle, respectively. Choosing a local field ξ ,··· ,ξ of orthonormal frames of T M, we set A = A , the 1 p ⊥ α ξα shape operator with respect to ξ . α The first covariant derivative of B is defined by (∇¯ B)(Z,W) = (∇¯B)(X,Z,W) := ∇ B(Z,W)−B(∇ Z,W)−B(Z,∇ W). X ⊥X X X By the Codazzi equation, (∇¯ B)(Z,W) is symmetric in the tangent vectors X,Z and X W. Define the second covariant derivative of B by (∇¯2 B)(Z,W) := (∇¯ (∇¯B))(Y,Z,W) = (∇¯(∇¯B))(X,Y,Z,W), XY X where X,Y,Z,W ∈ TM. And the (rough) Laplacian of B is defined by n (∆B)(X,Y) := (∇¯2 B)(X,Y), eiei i=1 X 4 Q.C.LIANDL.ZHANG where e ,··· ,e is a local orthonormal frame of TM. 1 n The famous Simons formula states as follows: Lemma 2.1. ([Sim] [CdK]) Denote by kBk2 the squared norm of the 2nd fundamental form of a submanifold Mn minimally immersed in unit sphere Sn+p, then 1 (2) ∆kBk2 = k∇¯Bk2+hB,∆Bi 2 p p = k∇¯Bk2+nkBk2− hA ,A i2− k[A ,A ]k2, α β α β α,β=1 α,β=1 X X where hA ,A i := tr(A A ), k[A ,A ]k2 := −tr(A A −A A )2 and ∆ := tr(∇2), α β α β α β α β β α the Laplace operator of Mn. The scalar curvature of the normal bundle is defined as ρ = kR k, where R is ⊥ ⊥ ⊥ the curvature tensor of the normal bundle. By the Ricci equation hR (X,Y)ξ,ηi = ⊥ h[A ,A ]X,Yi, the normal scalar curvature can be rewritten as ξ η p ρ = k[A ,A ]k2. ⊥ α β v uα,β=1 u X Clearly, the normal scalar curvaturetis always nonnegative and the Mn is normally flat if andonly if ρ = 0, and by a resultof Cartan, which is equivalent to thesimultaneous ⊥ diagonalisation of all shape operators A . ξ Lemma 2.2. ([CR])The focal submanifolds of isoparametric hypersurfaces are aus- tere submanifolds in unit spheres, and the shape operators of focal submanifolds are isospectral, whose principal curvatures are cot(kπ), 1 ≤ k ≤ g −1 with multiplicities g m or m , alternately. 1 2 Proposition 2.1. For focal submanifolds of isoparametric hypersurfaces in Sn+1 with g ≥ 3, the squared norms of the second fundamental forms kBk2 are constants: (i) For the cases of g = 3 and multiplicities m = m := m, 1 2 2 kBk2 = m(m+1), m = 1,2,4,8. M 3 ± (ii) For the cases of g = 4 and multiplicities (m ,m ), 1 2 kBk2 = 2m (m +1). M+ 2 1 Similarly, kBk2 = 2m (m +1). M 1 2 − (iii) For the cases of g = 6, 20 kBk2 = m(m+1), m = 1,2. M 3 ± ON FOCAL SUBMANIFOLDS OF ISOPARAMETRIC HYPERSURFACES AND SIMONS FORMULA5 Proof. The proof follows easily from kBk2 = p tr(A2) and Lemma 2.2. (cid:3) α=1 α Theorem 2.1. For focal submanifolds of isPoparametric hypersurfaces in Sn+1 with g ≥ 3, the normal scalar curvatures are estimated as follows: (i) For the cases of g = 3 and multiplicities m = m =: m, 1 2 2 ρ = m 2(m+1), m ∈ {1,2,4,8}. ⊥M 3 ± p (ii) For the cases of g = 4 and multiplicities (m ,m ), 1 2 ρ ≥ 2m m (m +1), ρ ≥ 2m m (m +1). ⊥M+ 1 2 1 ⊥M 1 2 2 − (iii) For the cases opf g = 6 and multiplicities m p= m =: m, 1 2 8 80 (3) (ρ )2 = (72+ )m2(m+1), (ρ )2 = m2(m+1) m ∈{1,2}. ⊥M+ 9 ⊥M 9 − As a result, all the focal submanifolds with g ≥ 3 are not normally flat. Proof. By definition, the normal scalar curvature is given by p p (4) (ρ )2 = k[A ,A ]k2 = tr(A A −A A )(A A −A A ) ⊥ α β α β β α β α α β α,β=1 α,β=1 X X p p = 2tr (A2A2)−2tr (A A )2. α β α β α,β=1 α,β=1 X X We estimate the normal scalar curvatures case by case. (i) For the cases of g = 3 and multiplicities m = m =: m, n = 2m, p = m+1. 1 2 Let ξ be an arbitrary unit normal vector of a focal submanifold, by Lemma 2.2, the shape operator A has two distinct eigenvalues, 1 and − 1 , with the ξ √3 √3 same multiplicities m. It follows easily that 1 (5) (A )2 = Id. ξ 3 Since the shape operators defined on the unit normal bundle are isospectral, for any two orthogonal unit normal vectors ξ and η, A still satisfies 1 (ξ+η) √2 1 A2 = Id, 1 (ξ+η) 3 √2 that is 1 1 1 1 1 A2+ A A + A A + A2 = Id, 2 ξ 2 ξ η 2 η ξ 2 η 3 hence A A +A A = 0, ξ η η ξ which follows (6) tr(A A )2 = −tr(A2A2)= −tr(A2A2). ξ η η ξ ξ η 6 Q.C.LIANDL.ZHANG Substituting (5) and (6) into (4), one has 2m m(m+1) 8m2(m+1) (ρ )2 = 8 tr(A2A2)= 8· · = . ⊥M α β 9 2 9 ± 1 α<β p ≤X≤ (ii) For the cases of g = 4 and multiplicities (m ,m ): Recall a formula of Ozeki- 1 2 Takeuchi (see [OT] p.534 Lemma. 12. (ii)) A = A2A +A A2 +A A A , α 6= β. α β α α β β α β Multiply by A on both sides, β A A = A2A A +A A3 +A A A2, α 6= β. α β β α β α β β α β TakingtracesofbothsidesandobservingthatA3 = A forafocalsubmanifold α α with g = 4, we arrive at that hA ,A i:= tr(A A )= 0, α 6= β. α β α β On the other hand, for a focal submanifold with g = 4, says M , kBk2 = + 2m (m +1) (by Proposition 2.1), hA ,A i = 2m (by Lemma 2.2). Substi- 2 1 α α 2 tuting these into Simons’ formula (2), we conclude that p |[A ,A ]|2 = k∇¯Bk2+2m (m +1)(2m +m )−4m2(m +1) α β M+ 2 1 2 1 2 1 α,β=1 X = k∇¯Bk2+2m m (m +1) ≥ 2m m (m +1). 1 2 1 1 2 1 The calculations for M are completely similarly. − (iii) For the cases of g = 6 and multiplicities m = m =: m, all the focal subman- 1 2 ifolds are homogeneous, and the result follows from a straightforward calcula- tion and the explicit expressions for A ’s from Miyaoka ([Miy1] [Miy2]). α (cid:3) 3. Semiparallel submanifolds and Simons formula For a semiparallel submanifold Mn immersed in Sn+p, denote by e ,··· ,e a local 1 n orthonormal frame of TM, X,Y ∈ TM, and H the mean curvature vector of Mn, then n n (7) (∆B)(X,Y) := (∇¯2 B)(X,Y)= (∇¯2 B)(e ,e ) eiei XY i i i=1 i=1 X X n = ∇¯2 ( B(e ,e )) = ∇¯2 (H) = 0, XY i i XY i=1 X where the second equality follows from the definition of semiparallel submanifolds and Codazziequation,andthethirdfromthecommutativityofthecovariantdifferentiations and taking trace. By the arbitrariness of X,Y ∈ TM, one concludes that ∆B = 0 for a minimal semiparallel submanifold. ON FOCAL SUBMANIFOLDS OF ISOPARAMETRIC HYPERSURFACES AND SIMONS FORMULA7 On the other hand, for a focal submanifold of an isoparametric hypersurface, kBk2 = const. (by Proposition 2.1), H = 0 (by Lemma 2.2), combining with the Si- mons formula 1∆kBk2 = k∇¯Bk2+hB,∆Bi one arrives at that k∇¯Bk2+hB,∆Bi= 0, 2 thus a focal submanifold of an isoparametric hypersurface is semiparallel if and only if k∇¯Bk2 = 0, namely, it is a parallel submanifold. It remains to give a complete classification of the focal submanifolds satisfying k∇¯Bk2 = 0. It is convenient to define the covariant derivative (∇¯ A) of B along ξ ∈ U M X α α ⊥ by h(∇¯ A) Y,Zi= h(∇¯B)(X,Y,Z),ξ i. It follows easily that X α α p (∇¯ A) Y = (∇ A )Y − s (X)A (Y), X α X α αβ β β=1 X p where s is the normal connection defined by ∇ ξ = s (X)ξ . Obviously, αβ ⊥X α β=1 αβ β k∇¯Bk2 = p k(∇¯A) k2, thus α=1 α P (8) P k∇¯Bk2 = 0 ⇔ (∇¯ A) = 0 for all α = 1,··· ,p. X α The Ricci curvature tensor can be derived from the Gauss equation and the mini- mality of the focal submanifolds as Ric = (n−1)Id− p A2. Moreover, by the fact α=1 α s +s = 0, one has αβ βα P p p p p ∇ Ric = − (∇ A) A − A (∇ A) =− (∇¯ A) A − A (∇¯ A) , X X α α α X α X α α α X α α=1 α=1 α=1 α=1 X X X X thus k∇¯Bk2 = 0 implies ∇Ric = 0 by (8), namely, Ricci-parallel. Putting all the facts above together, we conclude that Lemma 3.1. A focal submanifold of an isoparametric hypersurface is semiparallel if and only if it is a parallel submanifold. In particular, a semiparallel focal submanifold must be Ricci-parallel. Proof of Theorem 1.2. (1) For the cases g = 3, n = 2m, p = m+1, we have p 2 8m2(m+1) 2m kBk2 = m(m+1), k[A ,A ]k2 = , hA ,A i= δ . α β α β αβ 3 9 3 α,β=1 X Substituting these into Simons formula (2), one has p p k∇¯Bk2 = hA ,A i2+ k[A ,A ]k2−nkBk2 M α β α β ± α,β=1 α,β=1 X X (4m2)(m+1) 8m2(m+1) 4 = + − m2(m+1) 9 9 3 = 0, thus all the focal submanifolds with g = 3 are semiparallel by Lemma 3.1. 8 Q.C.LIANDL.ZHANG Remark 3.1. Each focal submanifold with g = 3 must be one of the Veronese em- beddings of projective planes FP2 into S3m+1, where F is the division algebra R, C, H, or O for m = 1,2,4, or 8, respectively. In facts, all the standard Veronese em- beddings of compact symmetric spaces of rank one into unit spheres are known to be parallel submanifolds [Sak]. Here we have provided a new proof for the cases of FP2, F = R,C,H or O. (2) For the cases g = 4 and multiplicities (m ,m ), for the focal submanifolds, say 1 2 M , n = 2m +m , p = m +1, we have + 2 1 1 (9) kBk2 = 2m (m +1), hA ,A i = 2m δ . M+ 2 1 α β M+ 2 αβ Recall a formula of Ozeki-Takeuchi (see [OT], p.534, Lemma. 12. (ii)) A = A2A +A A2 +A A A , α 6= β. α β α α β β α β Multiply by A and take traces on both sides, α tr(A2) = 2tr(A2A2)+tr(A A )2, α α β α β then m kBk2 = m (m +1)tr(A2)= 2 tr(A2A2)+ tr(A A )2. 1 1 1 α α β α β α=β α=β X6 X6 On the other hand, by the formula (A )3 = A for 1 ≤α ≤ p (see [OT] p.534 Lemma. α α 12. (i)), 3kBk2 = 2 tr(A2A2)+ tr(A A )2, α β α β α=β α=β X X thus p p (10) (m +3)kBk2 = 2 tr(A2A2)+ tr(A A )2. 1 α β α β α,β=1 α,β=1 X X Substituting (10) into (4), one concludes that for M + p p p (11) k[A ,A ]k2 = 6tr( A2 A2)−2(m +3)kBk2. α β M+ α β 1 α,β=1 α=1 β=1 X X X Similarly, for M , − p p p k[A ,A ]k2 = 6tr( A2 A2)−2(m +3)kBk2. α β M α β 2 − α,β=1 α=1 β=1 X X X ON FOCAL SUBMANIFOLDS OF ISOPARAMETRIC HYPERSURFACES AND SIMONS FORMULA9 Moreover, substituting (9) and (11) into (2), one arrives at p p k∇¯Bk2 = 4m2(m +1)+6tr( A2 A2)−2(m +3)kBk2 M+ 2 1 α β 1 α=1 β=1 X X (12) −(2m +m )kBk2 2 1 p p = 6tr( A2 A2)−6m (m +1)(m +2). α β 2 1 1 α=1 β=1 X X Similarly, p p (13) k∇¯Bk2 = 6tr( A2 A2)−6m (m +1)(m +2). M α β 1 2 2 − α=1 β=1 X X We firstly show that the focal submanifolds of the cases g = 4, (m ,m ) = (7,8) or 1 2 (8,7) can not be semiparallel. In fact, by the inequality tr(A2) ≥ (trA)2 for symmetric n matrices, p 6 k∇¯Bk2 ≥ (tr A2)2−6m (m +1)(m +2) M+ m +2m α 2 1 1 1 2 α=1 X 24 = m2(m +1)2 −6m (m +1)(m +2) m +2m 2 1 2 1 1 1 2 6m m (m +1) 1 2 1 = (2m −m −2), 2 1 m +2m 1 2 Clearly, in the cases of (m ,m ) = (7,8) or (8,7), one has k∇¯Bk2 > 0, k∇¯Bk2 > 0. 1 2 M+ M − By Lemma 3.1, the focal submanifolds of the cases g = 4, (m ,m ) = (7,8) or (8,7) 1 2 are not semiparallel. We nextly show the Ricci-parallel focal submanifolds listed in Theorem 1.1 are all semiparallel case by case. For the M of OT-FKM type with (m ,m ) = (1,k), which can be characterized 1 2 − as M = {(xcosθ,xsinθ)|x ∈Sk+1(1),θ ∈ S1(1)} = S1(1)×Sk+1(1)/(θ,x) ∼ (θ+π,−x) − (see [TY1] Proposition 1.1). Clearly, the Ricci tensor of M can be characterized as Ric = 0⊕k·Id . However, by the Gauss equation R−ic = (k+1)Id− k+1 A2, (k+1) (k+1) α=1 α × one has P k+1 (14) A2 = (k+1)⊕Id . α (k+1) (k+1) × α=1 X Substituting (14) into (13), one arrives at k∇¯Bk2 = 6((k+1)2+(k+1))−6(k+1)(k+2) = 0. Mk+2 − According to Lemma 3.1, M ’s of OT-FKM type with (m ,m ) = (1,k) are semi- 1 2 − parallel submanifolds. Furthermore, the isoparametric families of OT-FKM type with 10 Q.C.LIANDL.ZHANG multiplicities (2,1), (6,1) are congruent to those with multiplicities (1,2), (1,6), re- spectively ([FKM]), thus M ’s of OT-FKM type with (m ,m ) = (2,1) or (6,1) are + 1 2 also semiparallel submanifolds. The M of OT-FKM type with (m ,m ) = (4,3) (the homogeneous case), as + 1 2 proved in ([QTY]), is an Einstein manifold. In this way, p kBk2 (15) A2 = ·Id = 3·Id . α 10 10×10 10×10 α=1 X Substituting (15) into (12), one arrives at k∇¯Bk2 = 6·9·10−6·3·5·6 = 0. M10 + According to Lemma 3.1, M of OT-FKM type with (m ,m ) = (4,3) (the homoge- + 1 2 neous family) is semiparallel submanifold. The focal submanifold diffeomorphic to G (R5) in the exceptional homogeneous 2 case with (m ,m )= (2,2), as proved in ([QTY]), is an Einstein manifold. In this way, 1 2 e p kBk2 (16) A2 = ·Id = 2·Id . α 6 6×6 6×6 α=1 X Substituting (16) into (12), one arrives at k∇¯Bk2 = 6·4·6−6·2·3·4 = 0. M10 According to Lemma 3.1, the focal submanifold diffeomorphic to G (R5) in the excep- 2 tional homogeneous case with (m ,m )= (2,2) is semiparallel submanifold. 1 2 e The proof of the second part of Theorem 1.2 is now complete. (3) For the cases g = 6, n = 5m,p = m+1, we have 20 20m kBk2 = m(m+1), hA ,A i= δ . α β αβ 3 3 Substituting these and (3) into Simons formula (2), one has p p k∇¯Bk2 = hA ,A i2+ k[A ,A ]k2−nkBk2 M+ α β α β α,β=1 α,β=1 X X (400m2)(m+1) 8 100 = +(72+ )m2(m+1)− m2(m+1) 9 9 3 = 84m2(m+1) > 0. Similarly, k∇¯Bk2 = 20m2(m+1) > 0. M − Hence, none of the focal submanifolds with g = 6 are semiparallel by Lemma 3.1. The proof of Theorem 1.2 is now complete. (cid:3)