“Gatekeepers” of abortion in Australia: Abortion law and the protection of doctors Jennifer Beattie May 2018 A thesis submitted for the degree of Doctor of Philosophy of the Australian National University © Copyright by Jennifer Beattie 2018 All Rights Reserved. 1 2 This is to certify that to the best of my knowledge and belief, this thesis contains no material previously published or written by other persons except where due reference is made in the text of the thesis. This thesis has not been submitted for any degree in any other university. The work in this thesis is my own except where acknowledged. This thesis is 99, 095 words in length. Jennifer Beattie 27 May 2018 3 Acknowledgments This thesis is the accumulation of many years of work, which could have not have been completed without the help of a number of people. Firstly, I wish to extend my gratitude to the doctors, academics, and health professionals that participated in my research. Abortion is not an easy subject and so often polarises people when it is discussed or when it emerges in the public sphere. Whilst the perspectives of each person varied, a commitment to discussing abortion and surfacing the reality of abortion practice did not. Each person gave his or her perspectives within a frame of mutual learning, and for that I will be forever grateful. I wish to thank my panel of supervisors led by Emeritus Fellow Dr Alastair Greig. To Dr Greig, I am forever in your debt. Your academic supervision of my work was of the highest calibre, and your friendship over the years was invaluable. You consistently supported my decisions, but challenged me every step of the way. To Emeritus Professor Toni Makkai, you gave me the impetus to complete a PhD and made sure that I kept to task over the years – my thanks for all of your support. To Dr Gavin J.D. Smith, your patience, advice and support throughout this journey helped me to clarify my thinking and enabled me to complete this thesis. Your constant energy meant that I could never let you down. To Associate Professor Helen Keane I give my sincere thanks for your assistance in navigating the complex world of Foucault. You have a unique gift in being able to explain complex in a simple and meaningful way. I also give my sincere thanks to Emeritus Professor David Hambly of the ANU College of Law for his assistance in understanding the nuances of different legal frameworks. Without his assistance I would not have been able to conceptualise the law with sufficient rigor. I wish to thank Dr Annette Houlihan for sparking my interest in the subject, encouraging me to pursue doctoral research, and believing that I could. I also wish to thank Dr Jo Wainer for her assistance in understanding the reality of abortion practice in Australia. I acknowledge my friends and colleagues who pursued doctoral research at the ANU during my period of study for their ongoing support and words of encouragement. I wish to thank in particular, Dr Cat Ayres, Joe McCarthy, Dr Hedda Ransan-Cooper, Dr Hannah Ky McCann, Dr Anna Tsalapatanis, and Clare 4 Southerton. Thank you for sharing this journey with me. I also acknowledge a small number of friends and family who made my journey to completion more enjoyable. The reasons are too great to mention but I acknowledge the support of Michael Beattie, Lisa Beattie, Aimee Milligan, Horang Ehsani and Dr Kate Bisshop-Witting. To my friend and mentor, Emeritus Professor Jill Julius Matthews, you taught me more about life through this process than I would have otherwise discovered; thank you for everything. Finally, I acknowledge the constant support of my best friend and partner Joe Tran, without which this thesis would not have happened. For my darling daughter Edith, dream long and dream big; the world is yours. This research is supported by an Australian Government Research Training Program (RTP) Scholarship. 5 Abstract Abortion law in Australia is not consistent across the states and territories, but the common characteristic is that an abortion can be lawful where a medical professional is involved. A number of authors have therefore argued that this positions doctors as ‘gatekeepers’ to abortions (Leslie Cannold 2000, Janet Hadley 1996, Heather Douglas 2009, and de Crespigny & Savulescu 2004). This characterisation of ‘gatekeeping’ suggests that doctors perform a regulatory function over women’s reproductive decisions. However, without examining the emergence and the practice of this gatekeeping role, it only remains an assertion that doctors regulate women’s abortion choices. The design of this thesis draws on the work of Foucault, in particular his approach to studying power. It accepts Foucault’s position that power exists only when it is put into action (Foucault 1982, 788). My study of gatekeeping examines the gatekeeping role through this lens, examining how the social expectation of regulation for doctors established under the law aligns with how doctors practice this regulation. With this in mind, the thesis draws sequentially on multiple sites for investigation, including law, education and medical practice, moving from the framing of abortion legislation through to the decision-making practices of doctors. This thesis finds that the law in all Australian jurisdictions relies on doctors to perform a function that is not legally or institutionally well-defined, but instead is shaped by and relies upon the values and beliefs held by individual doctors. There is thus a legal expectation of regulation established by the gatekeeping role, but doctors can exercise their own judgement in how they choose to practice the role. The thesis concludes that abortion law in Australia involves balancing the rights and responsibilities of women and doctors in the context of the social contentiousness of the abortion issue. The law balances multiple factors, from the protection of women’s choices to women’s health needs, and the legality of the doctor in facilitating access to the procedure to the rights of doctors to practice medicine according to their own conscience. This results in variable consequences for women seeking abortions, depending on the presiding doctor. 6 Table of Contents Chapter 1: Introduction..................................................................................................................... 8 Chapter 2: Literature review: making sense of ‘the abortion debate' .......................... 21 2.1. Perspectives on abortion ................................................................................................................... 23 2.2 Perspectives on medicine and power............................................................................................ 51 Chapter 3: Methodology .................................................................................................................. 65 3.1 The utility of Foucault .......................................................................................................................... 67 3.2 Research design ...................................................................................................................................... 69 Chapter 4: Legitimising the ‘gatekeeper’: constituting the authority of the medical profession ............................................................................................................................................. 96 4.1 The origins of the crime of abortion and medical intervention ......................................... 99 4.2 The medical profession, the legislature and abortion in Australia ................................ 110 Chapter 5: The legal framework of ‘gatekeeping’ in Australia ...................................... 141 5.1 Decriminalised jurisdictions: Australian Capital Territory, Victoria and Tasmania144 5.2 Criminal jurisdictions: New South Wales and Queensland ............................................... 157 5.3 Hybrid jurisdictions: South Australia, the Northern Territory and Western Australia ............................................................................................................................................................................ 170 Chapter 6: Educating for ‘gatekeeping’: teaching abortion decisions ........................ 185 6.1 The decriminalised jurisdictions .................................................................................................. 189 6.2 The criminal jurisdictions ............................................................................................................... 205 Chapter 7: Practicing ‘gatekeeping’: doctors and their approaches to abortion cases ................................................................................................................................................................ 225 7.1 Scenario 1: Rachael ............................................................................................................................ 228 7.2 Scenario 2: Maria ................................................................................................................................ 233 7.3 Scenario 3: Emma ............................................................................................................................... 237 7.4 Scenario 4: Sarah ................................................................................................................................ 242 7.5 Scenario 5: Jane ................................................................................................................................... 245 7.6 Scenario 6: Mica .................................................................................................................................. 249 7.7 Scenario 7: Julia ................................................................................................................................... 253 7.8 Scenario 8: Tegan Leach .................................................................................................................. 257 Chapter 8: Conclusion ................................................................................................................... 265 Reference List................................................................................................................................... 279 Annex A: Call for participants ............................................................................................................... 294 Annex B: Participant information form – practicing doctors................................................... 295 Annex C: Letter to heads of medical schools ................................................................................... 297 Annex D: Participant information form – tertiary institutions ............................................... 298 Annex E: Research consent form ......................................................................................................... 300 Annex F: Protocol for medical educators in schools of medicine ........................................... 301 Annex G: Protocol for practicing doctors in in Australia – Part 1 .......................................... 302 Annex H: Protocol for practicing doctors in Australia – Part 2 ............................................... 303 7 Chapter 1 Introduction 8 Abortion law in Australia is not universal across the states and territories. It is contained in both criminal and health statutes, with each state and territory varying in how they approach the issue. Many of the laws historically have been described as being “outdated, confusing and uncertain” (Douglas 2009, 74). Furthermore, as Leslie Cannold (2011, Online) has noted, most women know of a friend, a cousin or a sister who has had an abortion, despite the fact that women are “not lawfully empowered to decide for themselves if they will continue or terminate their pregnancy”. The range of different legislative frameworks can create barriers for women to access abortions, with de Costa and Douglas (2015, 349) arguing that the result of the differences in legislation facilitates “extensive abortion 'tourism' from all Australian states to Victoria, and overseas” (de Costa & Douglas 2015, 349). Women are thus able to access abortions, with the most recent comprehensive estimate suggesting approximately 80 000 women per year (Chan & Sage 2005; see also Children by Choice 2017, and de Costa et al 2015, 105), but their capacity to do so is dependent on the law in each Australian jurisdiction. This presents a problem frame for empirical examination of the issue regarding how the provision of abortion occurs in the context of a complex regulatory environment where no two jurisdictions are the same. Abortion legislation in Australia was originally based on sections 58 and 59 of the United Kingdom’s Offences Against the Person Act 1861 (Rankin 2001, 230). Sections 58 and 59 of the Act stipulated that the intent to procure an abortion was a crime for women and for those assisting them (Offences Against the Person Act 1861 (UK), 24 & 25 Vict, c 100, ss 58 as enacted). Each jurisdiction in Australia subsequently made changes to the law at different points in time to allow for the performance of abortions, but no two jurisdictions have taken the same approach. Abortion remains a crime in New South Wales and Queensland where common law rulings provide the basis for a defence of abortion for medical practitioners. In Victoria, Tasmania and the Australian Capital Territory, abortion has been repealed from the Crimes Acts where a doctor is involved. In the Australian Capital Territory there is no reference to abortion in the Crimes Act 1900 (ACT), but Victoria and Tasmania have retained abortion as a criminal offence if performed by an unqualified person (Crimes Act 1958 Vic, s 65 and Criminal Code Act 1924 (Tas) s 9 178D). In South Australia and Western Australia, abortion remains in the Criminal Law Consolidation Act 1935 (SA) and the Criminal Code Act Compilation Act 1913 (WA) but health law and statutory provisions within criminal law provide legal authority for the performance of abortions by medical professionals in certain circumstances. This was also the case for the Northern Territory until March of 2017, when changes were passed to repeal abortion from the criminal code where performed by a qualified person. The common characteristic across all jurisdictions is the understanding that an abortion can be lawful where a medical practitioner is involved. The involvement of medical practitioners in the provision of abortion is the subject of this thesis, in particular how the role is established in different jurisdictions and how medical practitioners understand their role. In Chapter 2, the involvement of the medical profession in the abortion context will be problematised, using a range of disciplinary perspectives on abortion and medicine and power to illuminate the complexity of abortion regulation. These perspectives are framed according to the claim from a number of authors that abortion law positions medical practitioners as ‘gatekeepers’ to women’s abortions, arguing that this role delegates the abortion decision to the doctor, rather than the woman (see Cannold 2000, 24-25, Hadley 1996, 187, Douglas 2009, 77-78, and de Crespigny & Savulescu 2004, 202). This literature tends to assume a gatekeeping role for the medical profession based on how the law positions doctors in relation to women, but what we do not know is whether there is an actual gatekeeping function being performed. Therefore we need to look more deeply at what the role is, how it was formed, and how different social actors interpret it. The use of the word ‘gatekeeping’ implies a form of regulation based on the legal position of the doctor rather than the actions of doctors. This is based on the fact that the word gatekeeping refers to “The activity of controlling, and usually limiting, general access to something” (English Oxford Living Dictionaries 2017). Use of the term ‘gatekeeping’ to describe the role of doctors suggests that doctors occupy a position that controls access to abortion, limiting the capacity of women to exercise reproductive choice. Rankin (2001, 252) has argued “this places little decision-making responsibility with the woman concerned; it merely grants 10
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