Nutrition and Health Series Editors: Adrianne Bendich · Connie W. Bales Crystal D. Karakochuk Michael B. Zimmermann Diego Moretti Klaus Kraemer Editors Nutritional Anemia Second Edition Nutrition and Health Series Editors Adrianne Bendich, Wellington, FL, USA Connie W. Bales, Duke University School of Medicine Durham VA Medical Center Durham, NC, USA The Nutrition and Health series has an overriding mission in providing health professionals with texts that are considered essential since each is edited by the leading researchers in their respective fields. Each volume includes: 1) a synthesis of the state of the science, 2) timely, in-depth reviews, 3) extensive, up-to-date fully annotated reference lists, 4) a detailed index, 5) relevant tables and figures, 6) identification of paradigm shifts and consequences, 7) virtually no overlap of information between chapters, but targeted, inter- chapter referrals, 8) suggestions of areas for future research and 9) balanced, data driven answers to patient/health professionals questions which are based upon the totality of evidence rather than the findings of a single study. Nutrition and Health is a major resource of relevant, clinically based nutrition volumes for the professional that serve as a reliable source of data- driven reviews and practice guidelines. Crystal D. Karakochuk Michael B. Zimmermann Diego Moretti • Klaus Kraemer Editors Nutritional Anemia Second Edition Editors Crystal D. Karakochuk Michael B. Zimmermann Human Nutrition Institute of Food Nutrition and Health The University of British Columbia ETH Zurich Vancouver, BC, Canada Zürich, Zürich, Switzerland Diego Moretti Klaus Kraemer Department of Health International Health University of Applied Sciences of South Sight and Life Foundation and Johns Switzerland (SUPSI) and Swiss Hopkins School of Public Health Distance University of Applied Sciences Basel, Switzerland (FFHS) Zürich, Zürich, Switzerland ISSN 2628-197X ISSN 2628-1961 (electronic) Nutrition and Health ISBN 978-3-031-14520-9 ISBN 978-3-031-14521-6 (eBook) https://doi.org/10.1007/978-3-031-14521-6 © Springer Nature Switzerland AG 2022 This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors, and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, expressed or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. This Springer imprint is published by the registered company Springer Nature Switzerland AG The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland Preface Anemia is a worldwide public health problem affecting 1.62 billion people, or ~25% of the global population [1]. The highest prevalence of anemia occurs in children aged 6–59 months (40%, or ~269 million globally) and importantly, the largest group of affected individuals (30%, or ~571 million globally) is women of reproductive age (15–49 years) [2]. Reduction of ane- mia in women of reproductive age is a target of Goal 2 (zero hunger) of the 17 Sustainable Development Goals (SDGs), which are an urgent call to action by all countries to achieve a better and more sustainable future for all. In contrast to women, targets for anemia reduction in infants and children have yet to be set. Anemia is defined as a hemoglobin concentration below a defined thresh- old established for a specific age, sex, or life stage. In children, anemia can impair cognitive development, decrease learning potential, and have long- term implications on overall quality of life. In adults, it can impair work capacity and productivity and increase the risk of adverse pregnancy out- comes (e.g., low birth weight). Causes of anemia can include micronutrient deficiencies (e.g., iron and folic acid), infection and disease, and genetic hemoglobin disorders (e.g., sickle cell disease), which are autosomal reces- sive disorders that result in a decreased or defective hemoglobin production. Understanding the causes of anemia is critical to inform appropriate strate- gies to prevent and treat anemia, particularly to reduce the risk of anemia and the burden of disease. The 2007 first edition text concluded that despite a great deal of program- matic experience, scientific data and new information on iron metabolism and the role of other nutrients in the etiology of nutritional anemia, there has unfortunately been little documented success in addressing the problem at a public health level. Now, 15 years later, the release of this second edition text, which has been comprehensively expanded to 27 chapters, further highlights the complexity of the topic and the phenomenal advances we have observed in science during this timeframe. Unfortunately, despite this, these phenom- enal advances have not yet been translated into anemia reduction. This sec- ond edition text addresses some of the potential reasons why these advances in discovery and implementation have not resulted in acceptable progress in anemia reduction. Anemia prevalence among women and children remains unacceptably high in most regions of the world, despite the global and v vi Preface national attention and the plethora of policies, interventions, and programs designed to treat, prevent, and reduce anemia. Chapter authors of this second edition text are leading global experts in nutrition and health. The introductory chapters provide an overview of the worldwide prevalence and the progress in anemia reduction, iron biology and homeostasis, laboratory methods for anemia and iron deficiency surveillance, and interpretation of biomarkers associated with nutritional anemia. Subsequent chapters highlight new evidence on anemia among special popu- lations, the role of other micronutrients in the etiology of anemia, hepcidin homeostasis and the emerging association between hepcidin and vitamin D, iron and the human gut microbiota, and novel approaches to oral iron supple- mentation. The summarizing chapters highlight program and policy approaches to treat, prevent, and reduce anemia in the global context, includ- ing food-based approaches, policy considerations of food fortification, and designing effective programs for anemia reduction. This landmark publication aims to inform government, NGO, and interna- tional agencies on how to effectively measure, treat, prevent, and reduce ane- mia globally. We hope this second edition text will be a current and comprehensive resource on anemia for all those involved in global health and nutrition policy, strategy, programming, or research, and, ultimately, helps to facilitate meaningful progress in anemia reduction globally. Vancouver, BC, Canada Crystal D. Karakochuk Zürich, Switzerland Diego Moretti Basel, Switzerland Klaus Kraemer Zürich, Switzerland Michael B. Zimmermann References 1. World Health Organization. Worldwide prevalence of anaemia 1993- 2005: WHO Global Database on Anaemia. Geneva: World Health Organization; 2008. 2. Stevens GA, et al. National, regional, and global estimates of anaemia by severity in women and children for 2000-19: a pooled analysis of popu- lation-representative data. Lancet Glob Health. 2022;10(5): E627–39. Contents Part I Prevalence, Biology, Lab Methods and Interpretation of Biomarkers 1 Anaemia: Worldwide Prevalence and Progress in Reduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 Andrew Baldi and Sant-Rayn Pasricha 2 Iron Biology: Metabolism and Homeostasis . . . . . . . . . . . . . . . . . 19 Tomas Ganz 3 Measurement Methods for Anemia and Iron Status Surveillance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 Sorrel Namaste, Eleanor Brindle, and Dean Garrett 4 Interpretation of Biomarkers and Diagnosis of Nutritional Anaemias . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 Danielle Clucas and Beverley-Ann Biggs 5 Effects of Inflammation on Micronutrient Biomarkers Associated with Anemia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63 Melissa F. Young and Parminder S. Suchdev Part II Special Populations 6 Nutritional Anemia in Infants and Children . . . . . . . . . . . . . . . . 77 Magnus Domelöf and Staffan K. Berglund 7 Nutritional Anemia in Pregnancy and Lactation . . . . . . . . . . . . . 91 Anuraj H. Shankar, Rina Agustina, and Yuni Setiyawati 8 Nutritional Anemia in the Elderly . . . . . . . . . . . . . . . . . . . . . . . . . 105 Susan J. Fairweather-Tait 9 Iron Deficiency and Anaemia in Athletes . . . . . . . . . . . . . . . . . . . 115 Peter Peeling, Alannah McKay, and Marc Sim vii viii Contents Part III Sources of Iron and Bioavailability 10 Sources of Iron: Diet, Supplemental, and Environmental . . . . . 127 Frank T. Wieringa, Marjoleine A. Dijkhuizen, and Jacques Berger 11 Iron Bioavailability: Enhancers and Inhibitors . . . . . . . . . . . . . . 141 Manju B. Reddy, Isaac Agbemafle, and Seth Armah Part IV The Role of Nutrition in Anemia 12 Vitamin A in Nutritional Anemia . . . . . . . . . . . . . . . . . . . . . . . . . 153 Alison D. Gernand, Xiaodi Xu, and Keith P. West Jr 13 The Role of B-Vitamins in Nutritional Anemia . . . . . . . . . . . . . . 173 Helene McNulty 14 The Role of Zinc in the Etiology of Anemia . . . . . . . . . . . . . . . . . 187 David W. Killilea and Jonathan H. Siekmann 15 The Role of Vitamin D in Anemia . . . . . . . . . . . . . . . . . . . . . . . . . 195 Merryn J. Netting, Karen P. Best, and Tim J. Green 16 Oxidative Stress and Vitamin E in Anemia . . . . . . . . . . . . . . . . . . 205 Maret G. Traber and Afaf Kamal-Eldin Part V Physiological Consequences and Significance of Iron Deficiency and Anemia 17 Iron Deficiency and Anemia Associated with Infectious and Inflammatory Diseases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 223 Alexander Hoffmann, Lara Valente de Souza, and Günter Weiss 18 Iron Deficiency, Anemia, and the Immune System . . . . . . . . . . . 235 Anna-Maria Mitterstiller, Laura von Raffay, and Manfred Nairz 19 Genetic Hemoglobin Disorders and Their Association with Hemoglobin Concentration and Biomarkers of Nutritional Anemia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 249 Crystal D. Karakochuk, Aviva I. Rappaport, and Brock A. Williams 20 Iron and the Human Gut Microbiota . . . . . . . . . . . . . . . . . . . . . . 267 Daniela Paganini, Mary A. Uyoga, and Michael B. Zimmermann 21 Safety of Interventions to Reduce Nutritional Anemia . . . . . . . . 281 Andrew M. Prentice, Carla Cerami, Martin N. Mwangi, and Hans Verhoef Contents ix 22 Novel Approaches to Oral Iron Supplementation . . . . . . . . . . . . 295 Diego Moretti and Nicole U. Stoffel 23 Cognitive and Behavioral Consequences of Iron Deficiency . . . . 305 Laura E. Murray-Kolb and Amrita Arcot Part VI Program and Policy 24 Strengthening Fortification Markets to Reduce Iron Deficiency Anemia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 327 Dipika Matthias and Penjani Mkambula 25 Food-Based Approaches for Combating Iron Deficiency . . . . . . 339 Kristina D. Michaux, Jennifer K. Foley, and Erick Boy 26 Food Fortification with Iron: Policy Considerations . . . . . . . . . . 351 Greg S. Garrett 27 Designing Effective Programs for Anemia Reduction . . . . . . . . . 359 Monica T. Kothari and Kaitlyn L. I. Samson Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 377