Nutritional abnormalities in patients receiving long-term home parenteral nutrition Sean Rhys Dodington A thesis submitted in accordance with the conditions governing candidates for the degree of Philosophiæ Doctor in Cardiff University Cardiff School of Pharmaceutical Sciences Cardiff University May 2018 DECLARATION This work has not been submitted in substance for any other degree or award at this or any other university or place of learning, nor is being submitted concurrently in candidature for any degree or other award. Signed: (Sean Dodington) Date: 02 May 2018 STATEMENT 1 This thesis is being submitted in partial fulfilment of the requirements for the degree of PhD. Signed: (Sean Dodington) Date: 02 May 2018 STATEMENT 2 This thesis is the result of my own independent work/investigation, except where otherwise stated. Other sources are acknowledged by explicit references. The views expressed are my own. Signed: (Sean Dodington) Date: 02 May 2018 STATEMENT 3: I hereby give consent for my thesis, if accepted, to be available online in the University’s Open Access repository and for inter-library loan, and for the title and summary to be made available to outside organisations. Signed: (Sean Dodington) Date: 02 May 2018 ACKNOWLEDGEMENTS First of all, I would like to thank my supervisors Dr Rebecca Price-Davies and Dr Allan Cosslett for welcoming me into their lab and for providing constant unwavering support, friendship and guidance throughout the project. Ultimately, they have helped me to grow as a professional researcher. Secondly, I give thanks to my postgraduate peers, laboratory colleagues and family (you know who you are). Studying for a PhD would have been a far harder task without the technical advice, emotional support, highs and lows, banter, laughs and cries, tea and cake, encouragement and feedback from close friends/family. Be it whingey phone calls, post-grad social drinks or presentation feedback, good company has made the last few years a very enjoyable period. My thanks also extend to Susanna Harwood and the nutrition support team at UHW; by working alongside them I was able to learn everything I needed to know about PN and it also helped me to engage with the research area. Furthermore, I thank my colleagues at St Mary’s Pharmaceutical Unit, Paul Spark, Sarah Hiom and Brenda Manley, who hosted my data collection, gave me the opportunity to continue working as a pharmacist throughout my studies and enabled a happy, collaborative research network between the University and the NHS. Last but not least, I am grateful towards the HPN patients and their kind agreement to take part in this PhD study, without whom this project would not have been possible. Overall, this has been one of the most challenging, yet enjoyable and rewarding experiences of my life. I’m grateful to everyone who has made this journey possible. SUMMARY The last two decades have seen an increased drive to administer parenteral nutrition (PN) to patients in their home environments, thereby reducing associated hospital costs and improving patient quality of life. The occurrence of deranged nutritional biochemistry results has baffled PN experts for years because PN additives are marketed for the general needs of patients and PN is tailored to each patient’s requirements (both formulation and regimen). This thesis documents the investigations into HPN population characteristics, the extent of nutritional abnormalities (deficiencies and excesses) in a cohort of LT PN patients in Wales. Both cross-sectional and longitudinal retrospective study designs were employed alongside small-scale laboratory efforts to investigate stability of vitamin D in PN additives using High Performance Liquid Chromatography (HPLC). Characteristics of the HPN population in Wales were shown to be variable in terms of PN requirements for a predominantly female sample population (2:1); in whom 78.6% of patients received PN for indications relating to short bowel syndrome (SBS). A database analysis of micronutrient test results revealed a high prevalence of deficiencies of vitamin D and selenium, as well as excesses of manganese and water- soluble vitamins; which can lead to clinically relevant effects in patients. The sample population was shown to have impaired bone health since first receiving PN; respective sites of the femoral neck and total hip presented 58% and 60.8% of patients had osteopenia, while 28% and 19.6% had osteoporosis. Evidence in the literature links these clinical outcomes of metabolic bone disease (MBD) to patients’ inadequate vitamin D status. A final study exploring the adequacy of the trace element (TE) preparation Additrace®, found it lacking in selenium and excessive in manganese for the general requirements of the PN population. Clinician-directed supplementation of PN outside of Additrace® was associated with better micronutrient status in patients and more test results within range. ABBREVIATIONS AKI acute kidney injury AMA American Medical Association ANOVA analysis of variance APR acute phase response AP-spine anterior-posterior spine ASPEN American Society for Parenteral and Enteral Nutrition BANS British Artificial Nutrition Survey BAPEN British Association for Parenteral and Enteral Nutrition BMD bone mineral density BPNG British Pharmaceutical Nutrition Group BW body weight CAD charged aerosol detection C&V UHB Cardiff and Vale University Health Board CRP C-reactive protein DEXA dual energy x-ray absorptiometry EFAD essential fatty acid deficiency EN enteral nutrition ESPEN The European Society for Clinical Nutrition and Metabolism fA (femto)-ampere FRAX Fracture Risk Assessment Tool GI gastrointestinal HPLC high performance liquid chromatography HPN home parenteral nutrition IBD inflammatory bowel disease IF intestinal failure IPFR individual patient funding request IV intravenous LCMS liquid chromatography-mass spectroscopy LCT long-chain triglyceride LOD limit of detection LOQ limit of quantitation 5 LT long-term MCT medium-chain triglyceride MBD metabolic bone disease MCP multi-component preparation MRI magnetic resonance imaging NHS National Health Service NICE National Institute for Health and Care Excellence NST nutrition support team pA (pico)-ampere PIS participant information sheet PN parenteral nutrition PNALD PN-associated liver disease PTH parathyroid hormone QOL quality of life R&D Research and Development RDA recommended dietary allowance REC Research Ethics Committee RNI reference nutrient intake RP-HPLC reverse phase HPLC SBS short bowel syndrome SD standard deviation S/N signal to noise ratio SE service evaluation TE trace element UHW University Hospital of Wales UK United Kingdom US United States UV ultraviolet WHSSC Welsh Health Specialised Services Committee 6 TABLE OF CONTENTS Declaration .................................................................................................................................. 2 STATEMENT 1 ....................................................................................................................... 2 STATEMENT 2 ....................................................................................................................... 2 STATEMENT 3: ..................................................................................................................... 2 Acknowledgements .................................................................................................................. 3 Summary ...................................................................................................................................... 4 Abbreviations ............................................................................................................................. 5 Table of contents ....................................................................................................................... 7 List of figures ............................................................................................................................14 List of tables ..............................................................................................................................15 1.1. Introduction to parenteral nutrition (PN) and HPN .........................................19 1.1.1. PN .................................................................................................................................19 1.1.2. Indication for PN ....................................................................................................20 1.1.3. Background for HPN .............................................................................................22 1.1.4. Monitoring in LT HPN ..........................................................................................23 1.1.5. HPN prevalence ......................................................................................................24 1.1.6. Homecare services ................................................................................................25 1.1.7. Initiation for LT PN (flow diagram) ................................................................27 1.2. Components of PN and typical patient requirements ......................................28 1.2.1. Energy sources and provision in PN ...............................................................29 1.2.2. Carbohydrate provision in PN ..........................................................................30 1.2.3. Lipid provision in PN ............................................................................................31 1.2.4. Protein provision in PN .......................................................................................32 1.2.5. Water and electrolytes .........................................................................................32 1.2.6. Micronutrients (vitamins and TE) ...................................................................33 1.3. Complications of PN ......................................................................................................34 1.3.1. Central catheter care and line infections ......................................................34 1.3.2. Acute metabolic complications .........................................................................35 1.3.2.1. Refeeding syndrome .....................................................................................35 1.3.3. Long-term metabolic complications ...............................................................35 1.3.3.1. Nutritional abnormalities ...........................................................................35 7 1.3.3.2. Liver steatosis and cholestatic liver disease .......................................36 1.3.3.3. Cholelithiasis and acalculous cholecystitis ..........................................37 1.3.3.4. Bone disease ....................................................................................................37 1.4. Stability of PN ..................................................................................................................38 1.4.1. Contamination of PN .............................................................................................39 1.5. Introduction to thesis ...................................................................................................40 1.5.1. Research outline .....................................................................................................40 1.5.2. Research question .................................................................................................44 1.5.3. Aims .............................................................................................................................44 1.5.4. Objectives ..................................................................................................................45 2.1. Introduction .....................................................................................................................48 2.2. Research approvals and permissions .....................................................................48 2.2.1. NHS research ethics committees (REC) ........................................................48 2.2.2. National Health Service (NHS) management permission ......................48 2.3. Participant recruitment ...............................................................................................48 2.3.1. Participant recruitment protocol and consent ...........................................48 2.3.2. Sampling ....................................................................................................................50 2.3.2.1. Inclusion criteria ............................................................................................50 2.3.2.2. Exclusion criteria ...........................................................................................50 2.3.3. Finalised recruitment ...........................................................................................52 2.4. Data collection .................................................................................................................54 2.4.1. Anonymisation and data security ....................................................................54 2.5. Service evaluation approval .......................................................................................54 3.1. Introduction .....................................................................................................................56 3.1.2. Background and rationale ..................................................................................56 3.2. Methods ..............................................................................................................................61 3.2.1. Research permissions ..........................................................................................61 3.3. Study design ................................................................................................................61 3.3.1. Data collection and sample population ....................................................61 3.3.2. Data handling, storage and analysis ..........................................................62 3.3.3. Data parameters ................................................................................................63 3.4. Results ................................................................................................................................67 3.4.1. Patient-related factors .........................................................................................67 3.4.2. Disease-related factors ........................................................................................68 8 3.4.3. PN-related factors ..................................................................................................70 3.4.4. Co-prescribed medicines ....................................................................................72 3.5. Discussion .........................................................................................................................73 3.5.1. Patient-related factors .........................................................................................73 3.5.2. Disease-related factors ........................................................................................75 3.5.3. PN-related factors ..................................................................................................78 3.5.4. Technical aspects ...................................................................................................81 3.5.5. Co-prescribed medicines ....................................................................................81 3.5.6. Other discussion points .......................................................................................82 3.6. Conclusions .......................................................................................................................83 4.1. Introduction .....................................................................................................................85 4.1.1. Micronutrients - background ............................................................................85 4.1.2. Micronutrient status in HPN ..............................................................................85 4.1.3. Commercial micronutrient preparations .....................................................86 4.1.4. Nutritional abnormalities - background .......................................................89 4.1.5. Guidelines and monitoring of micronutrient status .................................93 4.1.5.1. Accuracy of micronutrient assessment .................................................94 4.1.5.2. Contamination of PN admixtures. ...........................................................96 4.2. Review of relevant literature .....................................................................................97 4.2.1. Noteworthy micronutrient abnormalities - TE ..........................................98 4.2.1.1. Copper ................................................................................................................98 4.2.1.2. Iron ................................................................................................................... 100 4.2.1.3. Manganese ..................................................................................................... 101 4.2.1.4. Selenium ......................................................................................................... 103 4.2.1.5. Zinc ................................................................................................................... 106 4.2.1.6. Other notable TE abnormalities ........................................................... 107 4.2.2. Noteworthy micronutrient abnormalities – vitamins .......................... 112 4.2.2.1. Vitamin A (retinol) ..................................................................................... 112 4.2.2.2. Vitamin B9 (folate/folic acid) ................................................................ 113 4.2.2.3. Vitamin B12 (cobalamin) ........................................................................ 114 4.2.2.4. Vitamin D (chole/ergo-calciferol) ........................................................ 115 4.2.2.5. Vitamin E (tocopherol) ............................................................................. 120 4.2.2.6. Other notable vitamin abnormalities ................................................. 122 4.3. Summary ......................................................................................................................... 130 9 5.1. Introduction .................................................................................................................. 132 5.1.1. Chapter aims ......................................................................................................... 132 5.1.2. Rationale................................................................................................................. 132 5.1.3. Reference range definition .............................................................................. 134 5.2. Methods ........................................................................................................................... 135 5.2.1. Research permissions ....................................................................................... 135 5.2.2. Study design .......................................................................................................... 135 5.2.2.1. Data collection and sample population .............................................. 135 5.2.2.2. Data handling, storage and analysis .................................................... 136 5.2.2.3. Data parameters.......................................................................................... 136 5.2.2.4. Methods of analysis ................................................................................... 142 5.3. Results ............................................................................................................................. 143 5.3.1. Total results for participant cohort. ............................................................ 143 5.3.1.1. Trace elements and ferritin .................................................................... 143 5.3.1.2. Vitamins ......................................................................................................... 143 5.3.1.3. Mean (±SD) and range for all micronutrient blood test data .... 144 5.3.2. Comparative group analyses .......................................................................... 145 5.3.2.1. IF pathophysiological classification .................................................... 145 5.3.2.2. Underlying disease (that causes IF) .................................................... 146 5.4. Discussion ...................................................................................................................... 148 5.4.1. General discussion and main findings ........................................................ 148 5.4.1.1 Trace elements and ferritin ..................................................................... 149 5.4.1.2. Vitamins ......................................................................................................... 153 5.4.1.3. Comparative group analyses .................................................................. 157 5.4.2. Limitations ............................................................................................................. 159 5.4.3. Future work .......................................................................................................... 162 5.5. Conclusion ...................................................................................................................... 165 6.1. Introduction .................................................................................................................. 167 6.2. Background and rationale ........................................................................................ 168 6.2.1. General vitamin D stability .............................................................................. 168 6.2.2. Vitamin D stability in PN .................................................................................. 169 6.3. High performance liquid chromatography (HPLC) investigations into vitamin D stability ............................................................................................................... 171 6.3.1. HPLC system ......................................................................................................... 171 10
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