NATO ASI Series Advanced Science Institutes Series A series presenting the results of activities sponsored by the NA TO Science Committee, which aims at the dissemination of advanced scientific and technological knowledge, with a view to strengthening links between scientific communities. The Series is published by an international board 01 publishers in conjunction with the NATO Scientilic Affairs Division A Ufe Sciences Plenum Publishing Corporation B Physics London and New York C Mathematical and Physical Sciences Kluwer Academic Publishers D Behavioural and Social Sciences Dordrecht, Boston and London E Applied Sciences F Computer and Systems Sciences Springer-Verlag G Ecological Sciences Berlin Heidelberg New York H Cell Biology London Paris Tokyo Hong Kong I Global Environmental Change Barcelona Budapest PARTNERSHIP SUB-SERIES 1. Disarmament Technologies Kluwer Academic Publishers 2. Environment Springer-Verlag/Kluwer Academic Publishers 3. High Technology Kluwer Academic Publishers 4. Science and Technology Policy Kluwer Academic Publishers 5. Computer Networking Kluwer Academic Publishers The Partnership Sub-Series incorporates activities undertaken in collaboration with NA TO's Cooperation Partners, the countries of the CIS and Central and Eastern Europe, in Priority Areas of concern to those countries. NATO-PCO DATABASE The electronic index to the NATO ASI Series provides fu" bibliographical relerences (with keywords and/or abstracts) to about 50000 contributions from international scientists published in aII sections 01 the NATO ASI Series. Access to the NATO-PCO DATABASE compiled by the NATO Publication Coordination Oflice is possible in two ways: -via online FILE 128 (NATO-PCO DATABASE) hosted by ESRIN, Via Galileo Galilei, 1-00044 Frascati, Italy. -via CD-ROM "NATO Science & Technology Disk" with user-friendly retrieval software in English, French and German (© WTV GmbH and DATAWARE Technologies Inc. 1992). The CD-ROM can be ordered through any member of the Board of Publishers or through NATO-PCO, Overijse, Belgium. 2. Environment - VoI. 36 Springer-Verlag Berlin Heidelberg GmbH Nuclear Tests Long-Term Consequences in the Semipalatinsk/Altai Region Edited by Charles S. Shapiro San Francisco State University, Department of Physics San Francisco, CA 94 132, USA Valerie 1. Kiselev Eugene V. Zaitsev Institute of Regional Medical and Ecological Problems P.O. Box 4663, 5 Lenin Avenue Barnaul 656043, Russia With 65 Figures and 58 Tables Springer Proceedings of the NATO Advanced Research Workshop "Long-Term Consequences of Nuclear Tests for the Environment and Population Health (Semipalatinsk/Altai Case Study)", held in Barnaul, Russia, September 5-10,1994 Library 01 Congress Cataloging-in-Publication Data Nuclear tests : long-term consequencesin the semipalatinsk / Altai region / edited by Charles S. Shapiro, Valerie 1. Kiselev, Eugene V. Zaitsev. p. cm. - (NATO ASI series, Partnership sub-series 2. Environment; voI. 36) "Published in co operation with NATO Scientilic Allairs Division." "Proceedings 01 the NATO Advanced Research Workshop "Long-term consequences 01 nuclear tests lor the environment and population health (Semipalatinsk/Atai case study)", held in Barnaul, Russia, September 5-10, 1994' - T.p. verso. Includes bibliographical relerences. ISBN 978-3-642-63723-0 ISBN 978-3-642-58776-4 (eBook) DOI 10.1007/978-3-642-58776-4 1. Nuclear weapons - Testing - Health aspects - Kazakhstan - Semei - Congresses. 2. Nuclear weapons - Testing - Health aspects Russia - Altalskii kral - Congresses. 3. Radiation dosimetry - Congresses. 1. Shapiro, Charles S., 1936-. II. Kiselev, Valerie 1., 1942-. III. Zaitsev, Eugene V., 1968-. VI. North Atlantic Treaty Organization. Scientilic Affairs Division. V. Series: NATO ASI series. Partnership sub-series 2, Environment; v. 36. RA569.N836 1998 616.9'897'009573-dc21 97-39008 CIP ISBN 978-3-642-63723-0 This work is subiect to copyright. AII rights are reserved, whether the whole or part 01 the material is concerned, specilically the rights 01 translation, reprinting, reuse 01 illustrations, recitation, broadcasting, reproduction on microlilms or in any other way, and storage in data banks. Duplication 01 this publication or parts thereol is permitted only under the provisions 01 the German Copyright Law 01 September 9, 1965, in its current version, and permission lor use must always be obtained Irom Springer-Verlag. Violations are liable lor prosecution under the German Copy right Law. © Springer-Verlag Berlin Heidelberg 1998 Originally published by Springer-Verlag Berlin Heidelberg New York in 1998 Softcover reprint of the hardcover 1st edition 1998 Typesetting: Camera-ready by authors/editors SPIN: 10475150 31/3137 - 5 4 3 210 - Printed on acid-Iree paper PREFACE This volume focuses on the human exposures and medical effects studies in the SemipaiatinskJ Altai region of Siberia that were a consequence of the radioactive fallout from nuclear test explosions that took place at the Semipalatinsk Test Site of the former Soviet Union. It contains a detailed account of a NATO Advanced Research Workshop (ARW) devoted to the subject, and a selection of the papers presented. The title of the ARW was "Long-term Consequences of Nuclear Tests for the Environment and Population Health (SemipaiatinskJAltai Case Studies)". The estimated exposures to large numbers of people in the Altai lie in an important dose rate and dose domain. Hence the research reported herein provides new and unique information on the effects of radiation on humans. Also emphasized at the ARW were studies involving fallout from the Pacific Island tests of the U.S.A .. There have been over 2300 nuclear weapon test explosions to date. More than 500 took place in the atmosphere and outer space; the remainder were underground. The atmospheric tests comprise the largest source of anthropogenic radioactivity released into the earth's atmosphere to date. The vast majority, in number and yield, were carried out by the former Soviet Union (FSU) and the United States. Each superpower maintained two primary test sites, one continental primarily for small yield tests, and the other more remote for larger yield tests. For the U.S.A., these were the Nevada Test Site (total yield of all atmospheric tests there was about 1 megaton), and the Pacific Test Site (total yield about 150 megatons). For the FSU, there was Semipalatinsk (total yield of atmospheric tests about 6.6 megatons), and Noviya Zernla (about 240 megatons). The principal hazard from nuclear test explosions to humans is from local (early) fallout from atmospheric ground and near -ground bursts. Local fallout was the primary focus of the workshop. A much lower-level dose to individuals is from global delayed fallout from ground and air bursts. Human exposure from contained underground bursts occurs only when the radioactivity vents from the surface, which has occurred on numerous occasions. Limited studies of migration from contained underground tests indicate very slow movement, and hence only a potential human hazard in the long term. The Scientific Committee on Problems of the Environment (SCOPE) is an international non-governmental organization with a mandate to advance knowledge on the interactions between man and the environment and to provide an independent source of information to government and other bodies. RADTEST (Radiation From Nuclear Test Explosions), one of several SCOPE programs, is an international study focusing on the local dispersion and effects on humans of radioactivity released from the testing of nuclear weapons for military and peaceful purposes. The first NATO/SCOPE-RADTEST Advanced Research Workshop (ARW) was held during 10-14 January in 1994 at the International Atomic Energy Agency in Vienna, Austria. Sponsored by the Scientific and Environmental Affairs Division of NATO, the emphasis in that workshop was to present an overall review of the nuclear testing programs of VI both superpowers, including recently declassified new materials. Also presented was the US. Department of Energy offs ite dose reconstruction program for the Nevada Test Site (NTS). During the Vienna workshop, plans were proposed to hold a second NATO/SCOPE-RADTEST ARW in Barnaul, Siberia, to focus on the SemipalatinsklAltai region of the former Soviet Union, and also the Pacific test sites of the US.A.. This second NATO ARW, to which this book is devoted, was also funded by the Scientific and Environmental Affairs Division of NATO and by the Russian State Altai Project. The workshop was held in the city of Barnaul in Siberia during 5-10 September 1994 and included a field trip to the Semipalatinsk test site in Kazakhstan. About 65 experts from 12 countries attended the five-day workshop, including representatives of NATO, IAEA, UNSCEAR, IIASA, IUR, and SCOPE. This volume begins with a brief summary of the Siberian NATO/ARW written by the Conference Rapporteur, Dr. Peter Coughtrey. This is followed by a much more detailed overview of the workshop written by the Russian editors, Prof Valerie Kiselev and Dr. Eugene Zaitsev. These overviews contain summaries of significant presentations by the western and FSU experts. Also included is a selection of the papers, chosen by the editors, of those presented by the Russian researchers that focus on the Altai related research. There were other important presentations at the workshop which for various reasons do not appear here, such as prepublication, or lack of timely availability in a suitable format. To obtain copies of papers not included here, the reader can refer to the complete list of workshop presentations, and the list of names and addresses of the participants. The reader is also referred to a recent special issue of the Journal Health Physics, Vo1.73, No.1, (July 1997), which is devoted to a reassessment of the US.A. Pacific test area exposures and effects. One of the major findings of the RADTEST project is that from all of the testing conducted, fallout from only a handful of the atmospheric ground and near-ground bursts accounted for most of the collective exposures from local fallout to downwind human populations. These few were primarily tests conducted at an early date in the testing programs. One could surmise from this that the scientists involved learned from these early experiences, and were then better able to minimize human exposures in future tests. For the US.A, a significant test was shot "Harry" at the Nevada Test Site (NTS) in 1953, which accounted for about 75% of the doses to residents of St. George, Utah. Some of these residents (45 people) were in the highest exposure group (10 to 15 Roentgens) reported in the US. Dept. of Energy NTS civilian dose reconstruction project. "Harry" contributed almost 50010 of the total NTS. offs ite exposure from all tests, which was about 86,000 person-Roentgens. A more recent post-workshop press release (August 1,1997) from the US. National Cancer Institute indicates significant thyroid exposures from iodine 131 from NTS testing. The most critical group was children aged 3 months to 5 years with high levels of milk consumption, receiving thyroid doses from 0.30 to 0.95 gray in scattered areas primarily in the western U.S.A. VII Castle Bravo (February 28, 1954) in the U.S. Pacific test site, a 15 megaton surface-level thermonuclear test, resulted in average whole-body doses of about 1 to 2 Sieverts to of the order of 300 people. Thyroid doses from radioiodines were very high, from 2 to 50 gray. The casualties included one direct fatality from acute radiation exposure, a crew member on a Japanese fishing boat inadvertently caught in the fallout plume. The most egregious event by far in terms of collective dose to humans from local fallout was in the FSU. This test, called "Joe One" in the West, was the very first Soviet atomic bomb test that took place on a tower on August 29, 1949 at Semipalatinsk in Kazakhstan, near the border of the Russian Siberian area called the Altai. Here, individual and collective exposures to civilian populations in nearby towns of Kazakhstan and the Altai were of an order of magnitude higher than for any other weapon test. Current estimates are that about 10,000 people received effective doses (external plus internal) that averaged about 1 Sievert, and 40,000 people averaged 0.25 Sv. Other tests at Semipalatinsk that have been extensively studied were those of September 24, 1951, August 12, 1953, August 24, 1956, and August 7, 1962. The exposures from these tests, while significant in themselves, pale in comparison to the 1949 test. The total Altai exposure from all tests at Semipalatinsk is estimated at 3.7 x 104 Person-Sievert, with "Joe One" contributing 85% of this. This collective dose to local populations is comparable in order of magnitude to the estimates for the Chernobyl accident and for the southern Urals exposures. The exposures from these singular events that occurred almost 50 years ago at Semipalatinsk, were kept secret until the period of glasnost and the recent breakup of the FSU. When the extent of these very unfortunate exposures became better understood, the government of Russia instituted a large program of study and research to reach understanding, promote rehabilitation of the affected area, and provide restitution to its victims. Indeed, the Russian State Altai Program, along with the Chernobyl accident, and the exposures from the weapon production facilities in the southern Urals, comprise the three large programs involving radioactive contamination on which the Russian government has concentrated its efforts. We have emphasized in this collection the more recent research results of the Russian experts, because much of this material is new to the world community, and also because the results of this research include rather startling estimates of doses and health effects in the Altai region. It is therefore prudent to point out that the reaction from the western experts present to some of these results, was to offer words of caution. This is reflected somewhat in the Rapporteur's Report written by Peter Coughtrey (UK). John Boice (U.S.A), in his presentation, summarized the rather large body of knowledge of radiation effects on humans built up over the decades, and suggested that this generally accepted knowledge cannot be ignored. Albrecht Kellerer pointed out that some of the results presented on medical effects in the Altai, appear to be in conflict with this previous body of knowledge. He considered that much of the epidemiological data presented at the ARW comprised "descriptive" statistics, and VIII he emphasized the need for "analytical" statistics. Kellerer suggested contradictory statements be resolved by international collaborations using the best available methods for both dose reconstruction and health studies. What is clear from the workshop presentations is that there were high exposures of large numbers of people, and that one can compare dose estimates reported here with new methods of biological dosimetry. These include examining chromosome aberrations, GP A mutations, tooth enamel and dentin. Assessments of health effects and their correlation to exposures will be more difficult. Further epidemiological studies will be essential in view of the widespread belief in Russia that the health effects in the Altai are grave and are caused by exposures. The Altai research reported herein contains much new and excellent work in a new and potentially important domain of dose and dose rate. It is clear that there are questions concerning some of the results in dose reconstruction and health effects, and these papers should be considered as "works in progress". The Siberia NATO ARW has helped delineate the issues, and point to future studies to narrow uncertainties and resolve questions. Plans were made to hold the third RADTEST workshop in Liege, Belgium, with primary sponsorship from the European Union. The focus at Liege would be to review the possibilities for these studies, and work out protocols for those who will be involved. Charles S. Shapiro RADTEST Executive Director San Francisco, California ACKNOWLEDGEMENTS The realization of this NATO Advanced Research Workshop as a part of the SCOPE RADTEST project involved important contributions from many individuals and institutions. The editors wish to express their deep appreciation to those who provided their time, skills, knowledge, and resources to make possible this cooperative international workshop. We would like to express our gratitude to Mr. Alexander S. Surikov, Head of the Altai Region Legislative Assembly, Mr. Lev A. Korshunov, Head of the Altai Region Administration, Mr. Vladimir S. Germanenko, First Deputy of the Head of the Altai Region Administration, Mr. Vladimir S. Chekunkov, Head of the Committee of the Altai Region Administration on Elimination of Consequences of the Nuclear Tests at the Semipalatinsk Test Site, and Mr. Vladimir N. Bavarin, Mayor of Barnaul, for financial and organizational support of the workshop. Coordination of science-related matters is gratefully acknowledged for preparation of the workshop by Prof Valentin A. Koptyug, President of the Siberian Branch of the Russian Academy of Science, and Prof Valery A. Trufakin, President of the Siberian Branch of the Russian Academy of Medical Sciences. In all aspects associated with holding the meeting, the activities of Professor Yakov N. Shoikhet, Head of Science of the Semipalatinsk Test Site/Altai's Russian Federal Program and Co-chair of the workshop, have been critical to the success of the workshop and merit special recognition. The RADTEST Scientific Advisory Committee (SAC) chaired by Sir Frederick Warner, and the RADTEST Executive Committee (EC) chaired by Prof Charles Shapiro, helpfully guided this project throughout its evolution. The members of these committees are listed in the Introduction. Particular appreciation and acknowledgement are given to Academician Yuri Izrael, Academician Valentin Koptyug and Yuri Tsaturov for their active role in the project. Sir Frederick Warner's support throughout was critical to the project. He was instrumental in the raising of project funds, in overseeing the SCOPE-RADTEST administration office, and in providing constant guidance and leadership in all phases of the project. Appreciation is due to Luis Vega da Cunha and the NATO Scientific Affairs Division for sponsoring this NATO Advanced Research Workshop. Dr. da Cunha provided continuous guidance for the workshop, and for the post workshop assessment and dissemination activities. Prof Yakov Shoikhet served as the ARW co-chair, and helped plan the technical program. Prof Valerie Kiselev did an outstanding job in making all the workshop local arrangements in Barnaul and providing wonderful hospitality to the participants. Alexei Ryaboshapko played an important role throughout this project. He served on the RADTEST Executive Committee, acted as the official SCOPE representative to the project, and was very instrumental in the gathering and the editing of the Russian papers. Lynn Anspaugh played an important role as the U.S.A. RADTEST chairman, and helped to plan the U.S. technical program for the workshop. Yuri Tsaturov served as the Russian RADTEST chairman, and helped to plan some of the Russian technical program for the workshop. x Peter Coughtrey has been most generous of his time and expertise in serving as a general advisor to the RADTEST project, and in serving as the workshop scientific rapporteur. Rene Kirchmann has provided continuous help to RADTEST in all of its phases. Linda Appleby supervised the SCOPE-RADTEST project's administrative office at Essex University in the u.K. She was at the center of the project, arranging for this workshop, travel, issuing newsletters, dealing with the daily communications, and assisting in many diverse and important ways. She was assisted in this work by Marie Chan. RADTEST was sponsored by SCOPE, and appreciation is due to the SCOPE Executive Committee for their guidance. This was a SCOPE project throughout. From the initial proposal at the SCOPE General Assembly in Seville (1992), to the organizational meetings in Beijing with the Chinese SCOPE national committee, and in Moscow with the Russian SCOPE national committee, SCOPE people and infrastructure facilitated the project. Special thanks are due to Phillip Bourdeau, the President of SCOPE, and to Veronique Plocq-Fichelet, the Executive Director of SCOPE. A number of individual aided in the preparation and editing of this book. These include Maureen Duncan, Amy Henke, Cyndi Brandt, Mark Ciotola, and Christine Pend!. Special appreciation is expressed to Eugene Zaitsev, Vitali Maxikov, Irina Doljenko, and Boris Yurjevich for translating the Russian papers into English, and to Phillip Mattson for editing the English translations of the Russian papers. Many thanks are due to Christiane Jose for her skillful final editing and finishing of the "camera-ready" manuscript. It is with regret that we note the passing of Academician Valentine Koptyug. As Vice President of SCOPE, President of the Siberian Branch of the Russian Academy of Sciences, and as a member of the RADTEST SAC, Professor Koptyug gave immeasurable support to the project by hosting the first organizational meetings in his Moscow office, in the planning of the workshops, and in representing RADTEST in meetings at NATO, the European Union, and SCOPE. We shall miss you, Valentine. Finally, we express our appreciation to San Francisco State University, Lawrence Livermore National Laboratory, and the Institute of Medical and Ecological Problems, Barnaul, for partial support of this work. Charles S. Shapiro Valerie I. Kiselev Eugene V. Zaitsev
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