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9911447700..ccaasseewwrraapp..iinndddd 11 55//1199//0099 1111::3344 AAMM Nonlinear Optics of Organic Molecules Polymers and Edited by Hari Singh Nalwa Hitachi Research Laboratory Hitachi Ltd. Hitachi City, lbaraki, Japan Seizo Miyata Tokyo University ofA griculture and Technology Kogenei, Tokyo, Japan CRC Press Boca Raton New York London Tokyo Acquiring Editor: Tim Pletscher Senior Project Editor: Susan Fox Cover Design: Jason Toemmes Marketing Manager: Susie Carlisle Direct Marketing Manager: Becky McEldowney Library of Congress Cataloging-in-Publication Data Nonlinear optics of organic molecules and polymers I edited by Harl Singh Nalwa, Seizo Miyata. p. cm. Includes bibliographical references and index. ISBN 0-8493-8923-2 (alk. paper) I. Optoelectronics-Materials. 2. Nonlinear optics-Materials. 3. Organic compounds-Optical properties. 4. Polymers-Optical properties. I. Nalwa, Harl Singh, 1954- . II. Miyata, Seizo, 1941- TA1750.N658 1996 621.36'9-dc20 96-20281 CIP This book contains information obtained from authentic and highly regarded sources. Reprinted material is quoted with permission, and sources are indicated. A wide variety of references are listed. Reasonable efforts have been made to publish reliable data and information, but the author and the publisher cannot assume responsibility for the validity of all materials or for the consequences of their use. Neither this book nor any part may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, microfilming, and recording, or by any information storage or retrieval system, without prior permission in writing from the publisher. All rights reserved. Authorization to photocopy items for internal or personal use, or the personal or internal use of specific clients, may be granted by CRC Press, Inc., provided that $.50 per page photocopied is paid directly to Copyright Clearance Center, 27 Congress Street, Salem, MA 01970 USA. The fee code for users of the Transactional Reporting Service is ISBN 0-8493-8923-2/97/$0.oo+$.50. The fee is subject to change without notice. For organi zations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. CRC Press, Inc.'s consent does not extend to copying for general distribution, for promotion, for creating new works, or for resale. Specific permission must be obtained in writing from CRC Press for such copying. Direct all inquiries to CRC Press, Inc., 2000 Corporate Blvd., N.W., Boca Raton, Florida 33431. © 1997 by CRC Press, Inc. No claim to original U.S. Government works International Standard Book Number 0-8493-8923-2 Library of Congress Card Number 96-20281 Printed in the United States of America 1 2 3 4 5 6 7 8 9 0 Printed on acid-free paper PREFACE The field of nonlinear optics emerged three decades ago with the development of the first operating laser and the demonstration of frequency doubling phenomena. These milestone discoveries not only generated much interest in laser science, but also set the stage for future work on nonlinear optics. The invention of lasers led to the discovery of interesting nonlinear optical phenomena in inorganic materials and the development of structure-property relationships. Nonlinear optical effects in organic materials were reported in the early 1970s, and the importance of novel materials was realized through theory, models, and synthesis. The extraordinary growth and development of nonlinear optical materials during the past decade has rendered photonic technologies an indispensable part of our daily life as we enter the 21st century of the "Information Age." Our society will be benefited from advanced computer networks and telecommunication systems that would bring photonics technology from infancy to maturity probably within a decade. Recognizing the importance of photonic technology, this book covers all aspects of nonlinear optics and contains a wealth of information related to computational analysis, techniques, materials, and devices. With the emerging demand for information systems, nonlinear optical materials have been considered the key elements for the future photonic technologies of optical computing, telecommunications, optical interconnects, high density data storage, sensors, image pro cessing, and switching. Considerable effort has been made to develop photonic devices from nonlinear optical organic materials in research laboratories around the world. The early texts dealt with the problems of setting up the targets of materials and devices through identifying promising nonlinear optical materials for industrial applications, and understanding structure property relationships. Finding answers to such problems stimulated much research work in novel materials. These problems have been extensively addressed and views on nonlinear optical materials and their based devices are clear now. The rapid growth of this field is evidenced by the several-fold increase in the number of papers and patents published on nonlinear optics in the past few years. Organic materials with sufficiently large optical nonlinearities have been identified to be practical in a variety of photonic devices. This book, written by leading experts in industry and academia, covers all aspects of nonlinear optics in an in-depth and comprehensive manner; the scope ranges from modem computational analysis of optical nonlinearities, through description of experimental techniques for measuring nonlinear optical coefficients, and provides an in-depth coverage of advances in organic molecules and polymers. This comprehensive text offers an interdisciplinary approach toward correlating molecular engineering with optimization of optical nonlinearities. The field is multidisciplinary, as it needs expertise in computing, chemistry, physics, material science, and optical engineering. During the past decade, the field of nonlinear optics has developed remarkably and, in particular, there has been significant growth in the past 6 to 7 years from the synthetic chemistry viewpoint. A wide range of excellent optical quality single crystals is now available, through there is an increasing trend towards the use of organic polymers as photonic components because of their ease of processing and fabrication; compatibility with metals, ceramics, semiconductors; and glasses; good mechanical strength and flexibility to tailor nonlinear optical properties; and material performance to specific end uses which make them fascinating materials for applications. As a result, much progress on the materials front has been made since the recognition of polymeric materials. This book illustrates in a clear and concise way the structure-property relationship necessary to understand a wider range of organic and organometallic materials with exciting potential for future photonic technologies. It emphasizes how novel organic superstructures can be tailored to optimize nonlinear optical responses by carefully viewing the desired functions originating from the chemical species. Owing to their versatility, organic materials have great potential because multifunctions can be introduced by applying chemical strategies. The state of the art in the field of nonlinear optics is presented by some of the most renowned scientists in the world. An introduction to nonlinear optical phenomena is provided in Chapter 1 by Garito and co-workers. The in-depth theoretical treatments of second-order optical nonlinearities are presented in Chapter 2 by Morley and Pugh, in order to enable understanding of correlations between molecular structures and second-order optical nonlinearities. In Chapter 3, Watanabe et al. describe various measurement techniques for refractive index and, second-order nonlinear optical susceptibilities measurements with powder methods, the phase-matching method, the Maker-fringe method, the SHEW technique and molecular hyperpolarizabilities from the EFISH method and the HRS method. Nalwa et al. provide a complete coverage of second-order NLO materials in Chapter 4, where many second order NLO materials, including single crystals, guest-host systems, NLO dye-functionalized polymers, polar polymers, Langmuir-Blodgett films, self-assembled multilayer systems, liquid crystals, and organo metallic materials, are summarized. Applications of second-order NLO materials in photonic technologies are also described. Phase-matched second harmonic generation of organic materials with phase-matching techniques such as collinear and noncollinear phase matching in uniaxial and biaxial crystals and in optical waveguides, mode dispersion-type phase matching, collinear-type phase matching, Crenkov type phase matching, phase matching in periodically poled waveguides, are discussed in Chapter 5 by Watanabe et al. In Chapter 6, Bosshard and Giinter describe various measurement techniques for determining electro optic coefficients and summarize organic single crystals and polymers for electro-optical applications. Applications of EO polymers in optical modulators are discussed by Teng in Chapter 7. With the current upsurge of interest in electro-optic devices, one can foresee the ultimate applications in coming years. Future high-density optical storage systems that need short wavelengths are expected from organic NLO materials. In Chapter 8, Kippelen, Meerholz, and Peyghambarian describe measurement techniques and organic polymeric materials for photorefractive effects. Photorefractive materials are newly emerging photonic elements with capabilities to store many holograms at a data rate of storage of a hundred times faster than commercially available magnetic hard disks. Nalwa provides the state-of-the-art reviews on quantum chemical approaches, measurement tech niques, and organic materials for third-order nonlinear optics. Theoretical calculations of microscopic third-order optical nonlinearities using empirical, semiempirical, and ab initio methods, a comparison between different computational methods and theoretical and experimental results and the effects of nature of 'IT-bonding sequence, delocalization length, donor-acceptor groups, conformation, symmetry, dimensionality and charge-transfer complex formation on optical nonlinearities have been dealt with in detail in Chapter 9. Chapter 10 describes the measurement techniques for third-order nonlinear optical susceptibilities and second hyperpolarizabilities using third-harmonic generation (THG), degenerate four-wave mixing (DFWM), four-wave mixing (FWM), optical Kerr gate (OKG), optical power limiter (OPL), and Z-scan techniques. Third-order nonlinear optical effects are an indispensable molecular property, therefore the studies vary to a great extent. Chapter 11 focuses on third-order NLO organic materials with complete coverage of liquids, molecular solids (dyes, charge-transfer complexes, fuller enes, hellicenes), 'IT-conjugated polymers, NLO-chromophore grafted polymers, organometallic com pounds, NLO dyes and semiconductors doped polymers and glass composites, liquid crystals, and biomaterials. Time-resolved spectroscopy to study the ultrafast nonlinear optical response and excited state dynamics are also briefly discussed. Applications of organic NLO materials in third-order nonlinear optics are discussed by Stegeman in Chapter 12. Perry provides an excellent description of optical limiting phenomena in organic materials such as fullerenes, metallo-phthalocyanines, porphyrins, and other dyes in Chapter 13. The applications of optical limiting materials are discussed in Chapter 14 by Van Stryland and co-workers. Nonlinear optics is now established as one of the best alternatives to electronics for the future photonic technologies. This book presents an overview of the exciting new advances in nonlinear optical materials and their industrial applications. It will provide a useful reference for graduate and advanced undergraduate students as well as researchers, scientists, and engineers in solid-state physics, materials science, chemistry, electrical, optical, fiber and polymer engineering, and computational science. The editors wish to express gratitude to all contributors for sharing their knowledge and expertise in the field of nonlinear optics by submitting excellent manuscripts which made this book a reality. Their efforts deserve appreciation as these contributors are the pillars of this novel foundation. At Hitachi Research Laboratory, Dr. H. S. Nalwa gratefully acknowledges the support of Dr. Akio Mukoh, a connoisseur of many aspects of nonlinear optics, who has inspired many of us in this field of science and who whole-heartedly encouraged the writing of this monograph. He would also like to thank Drs. Atsushi Kakuta, T. Iwayanagi, Akio Takahashi, M. Isogai, M. Sagawa, T. Nakayama, Y. Imanishi, T. Hamada, S. Ishihara, and R. Inaba at Hitachi Research Laboratory for their continuous support and cooperation. Drs. A. Ticktin, K. H. Hass, and A. Esser of BASF are especially acknowledged for their valuable comments and generosity in providing several original illustrations. Professor M. Poplodous kindly read the computational evaluation of third-order optical nonlinearity and provided useful com ments. Dr. Nalwa is also very grateful to Professor Richard T. Keys of California State University at Los Angeles for critically reading some manuscripts and for his valuable comments and to Dr. Toshiyuki Watanabe of Tokyo University of Agriculture and Technology for his tremendous help in compiling this monograph. Dr. Nalwa would also like to acknowledge Professor Padma Vasudevan, Professor Prem Vrat, and Professor R. P. Dahiya of Indian Institute of Technology in New Delhi and Professor Satya Vir Arya of C. C. R. College at Muzaffarnagar for their continuous support. Thanks are also due to Sri Ram Singh, Jiley Singh, Kadam Singh, Braham Singh, Sardar Singh, Jagmer Singh, Dharam Pal Singh, Ranvir Singh Chaudhary, Yash Pal Singh, Braj Pal Singh, Satyendra Singh, Ashish Kumar, Bhanwar Singh, and Arvind Kumar, and to his friends, Yogesh Malik, Krishi Pal Raghuvanshi, Rakesh Misra, Deepak Singhal, Michael McMurray, Dr. Dharam Pal Singh, Dr. V. B. Reddy, Professor G. K. Surya Prakash, and Dr. Claus Jessen, for their continuous encouragements. Dr. Nalwa would like to acknowledge the cooperation and patience of his wife Dr. Beena Singh Nalwa for her understanding while writing manuscripts during the evenings, weekends and holidays at home and in lessening entropy from my kids, Surya and Ravina. Dr. Nalwa gratefully acknowledges the editiorial support of Betsy Winship of lnnodata Corporation. Finally, the assistance of the staff members at CRC Press who helped in this project is gratefully acknowledged. Harl Singh Nalwa Seizo Miyata THE EDITORS Harl Singh Nalwa is a Research Scientist in the Materials Department at the Hitachi Research Laboratory, Hitachi Ltd., Japan. Dr. Nalwa is also an Honorary Professor at the Indian Institute of Technology in New Delhi. He has edited several books: Ferroelectric Polymers (1995), Organic Electroluminescent Materials and Devices (1996), and Handbook of Organic Conductive Molecules and Polymers (1997), Vols. 1-4. He has authored over 100 scientific publications in leading refereed journals and has 18 Japanese patents either applied for or issued on electronics and photonics materials and devices. He serves on the editorial board of Applied Organometallic Chemistry, Journal ofM acromolecular Science Physics, and Photonics Science News, and is a member of the American Chemical Society and American Association for the Advancement of Science. He has been awarded a number of prestigious fellowships in India and abroad. He was a guest scientist at Hahn-Meitner Institute in Berlin, Germany (1983), Research Associate at University of Southern California in Los Angeles (1984-1987), and lecturer at Tokyo University of Agriculture and Technology in Tokyo, Japan (1988-1990). He has been working with Hitachi Ltd since 1990. Dr. Nalwa received a B.Sc. degree (1974) in biosciences from the Meerut University, a M. Sc. degree (1977) in organic chemistry from the University of Roorkee, and a Ph.D. degree (1983) in polymer science from the Indian Institute of Technology in New Delhi, India. Seizo Miyata is the Dean and Professor of the Graduate School of Bio-applications and Systems Engineering at the Tokyo University of Agriculture and Technology. He has more than 200 patents and 150 scientific publications on electronics and photonics materials and devices to his credit. He has authored/edited several books: in Japanese: Experimental Techniques of Polymeric Materials (1981), Chemistry ofP olymeric Materials (1982), World ofM odem Science (1986), Intelligent Materials (1987), and Photonics (1995); and in English: Organic Electroluminescent Materials and Devices (1996). Professor Miyata serves on the editorial board of Supramolecular Science, Polymer Journal, and International Journal of Nonlinear Optical Physics. He is the Vice President of the Polymer Society of Japan, and is a member of the Japanese Science Council. He has organized and presided over 15 national and international conferences. He is a leader of the national project in Japan on lightwave manipulation using organic materials and belongs to the Ministry of Education in Japan, and he has received an award from the Polymer Society of Japan on the discovery of novel piezoelectric polymers. He was a guest professor at California Institute of Technology in Pasadena, USA (1982-1983) and a guest scientist at AT&T Bell Laboratories (1984). He has been working with Tokyo University of Agriculture and Technology since 1969. Professor Miyata received a B. Sc. degree (1964) in sciences from the Tokyo Educational University and a Ph.D. degree (1969) in polymer science from the Tokyo Institute of Technology. CONTRIBUTORS Christian Bosshard N. Peyghambarian Nonlinear Optics Laboratory Optical Sciences Center and Institute of Quantum Electronics Materials Science and Engineering Department Eidgenossische Technische Hochschule (ETH) University of Arizona CH-8093 Zurich, Switzerland Tucson, Arizona 85721, USA A. F. Garito David Pugh Department of Physics and Astronomy Department of Pure and Applied Chemistry University of Pennsylvania University of Strathclyde Philadelphia, Pennsylvania 19104-6396, USA Glasgow, G 1 IXL, UK Peter Gunter A. A. Said Nonlinear Optics Laboratory Center for Research and Education in Optics Institute of Quantum Electronics and Lasers (CREOL) Eidgenossische Technische Hochschule (ETH) University of Central Florida CH-8093 Zurich, Switzerland Orlando, Florida 32826, USA D. J. Hagan George I. Stegeman Center for Research and Education in Optics Center for Research and Education in Optics and Lasers (CREOL) and Lasers (CREOL) University of Central Florida University of Central Florida Orlando, Florida 32826, USA Orlando, Florida 32826, USA B. Kippelen Chia-Chi Teng Optical Sciences Center and Hoechst Celanese Corporation Materials Science and Engineering Department Robert L. Mitchell Technical Center University of Arizona 86 Morris Avenue Tucson, Arizona 85721, USA Summit, New Jersey 07901, USA K. Meerholz Eric W. Van Stryland Optical Sciences Center and Center for Research and Education in Optics Materials Science and Engineering Department and Lasers (CREOL) University of Arizona University of Central Florida Tucson, Arizona 85721, USA Orlando, Florida 32826, USA Seizo Miyata Toshiyuki Watanabe Graduate School of Bio-applications and Department of Applied Chemistry Systems Engineering Tokyo University of Agriculture and Technology Tokyo University of Agriculture and Technology Koganei, Tokyo 184, Japan Koganei, Tokyo 184, Japan K. Y. Wong John 0. Morley Department of Physics Chemistry Department Chinese University of Hong Kong University of Wales, Swansea Shatin, N. T., Hong Kong Swansea, SA2 8PP, UK T. Xia Hari Singh Nalwa Center for Research and Education in Optics Hitachi Research Laboratory, Hitachi Ltd., and Lasers (CREOL) 7-1-1 Ohmika-cho University of Central Florida Hitachi City, Ibaraki 319-12, Japan Orlando, Florida 32826, USA Joseph W. Perry Y.Z. Yu Jet Propulsion Laboratory SEQ Ltd. California Institute of Technology 181 Cherry Valley Road 4800 Oak Grove Drive Princeton, New Jersey 08540, USA Pasadena, California 91109, USA CONTENTS Chapter 1 Introduction to Nonlinear Optics ........................................................................................................ 1 Y. Z. Yu, K. Y. Wong, and A. F. Garito Chapter 2 Computational Evaluation of Second-Order Optical Nonlinearities ................................................. 29 John 0. Morley and David Pugh Chapter 3 Measurement Techniques for Refractive Index and Second-Order Optical Nonlinearities .............. 57 Toshiyuki Watanabe, Bari Singh Nalwa, and Seizo Miyata Chapter 4 Organic Materials for Second-Order Nonlinear Optics ..................................................................... 89 Bari Singh Nalwa, Toshiyuki Watanabe, and Seizo Miyata Chapter 5 Phase-Matched Second Harmonic Generation in Organic Materials ................................................ 351 Toshiyuki Watanabe, Bari Singh Nalwa, and Seizo Miyata Chapter 6 Electro-optic Effects in Molecular Crystals and Polymers ................................................................ 391 Christian Bosshard and Peter Giinter Chapter 7 High-Speed Electro-optic Modulators from Nonlinear Optical Polymers ........................................ 441 Chia-Chi Teng Chapter 8 An Introduction to Photorefractive Polymers ......... ......... ........ .. ...... ......... ..... ........ ..... .............. ......... 465 B. Kippelen, K. Meerholz, and N. Peyghambarian Chapter 9 Computational Evaluation of Third-Order Optical Nonlinearities .................................................... 515 Bari Singh Nalwa Chapter 10 Measurement Techniques for Third-Order Optical Nonlinearities .................................................... 571 Harl Singh Nalwa Chapter 11 Organic Materials for Third-Order Nonlinear Optics ........................................................................ 611 Bari Singh Nalwa Chapter 12 Applications of Organic Materials in Third-Order Nonlinear Optics ............................................... 799 George I. Stegeman Chapter 13 Organic and Metal-Containing Reverse Saturable Absorbers for Optical Limiters ......................... 813 Joseph W. Perry Chapter 14 Applications of Nonlinear Optics to Passive Optical Limiting ......................................................... 841 Eric W. Van Stryland, D. J. Hagan, T. Xia, and A. A. Said Index .................................................................................................................................................... 861

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