Non-State Actors and Authority in the Global System Traditionally in International Relations, power and authority were considered to rest with states. But recently, in the light of changes associated with globalisation, this assumption has come under scrutiny both empirically and theoretically. This book analyses the continuing but changing role of states in the international arena and their relationships with a wide range of non-state actors, which possess increasingly salient capabilities to structure global politics and economies. This book identifies two principal types of non-state actors. First, there are private sector corporate actors, which can be further divided into transnational corporations and multinational corporations. Second, there are non-governmental organisations—either societally-sponsored or state-sponsored—which play an increasingly important role at the global level. The degree of importance attached to non-state actors depends to a great extent upon one’s definition of globalisation. This book offers four different definitions: the global neo-liberal discourse, the hegemony of American values, a confluence of economic phenomena along the lines of liberal interdependence, and globalisation as one historical epoch of many. Each of the chapters concentrates on empirical case studies and therefore highlights the usefulness of the definitions. While a range of non-state actors have acquired authority at the international level, understanding the state in all its sophistication and complexity remains a crucial question in contemporary political economy. The individual contributions in this volume offer ways of understanding the nature of relationships between states and non-state actors—sometimes conflicting but often symbiotic—in an evolving economic order. Richard A.Higgott is Professor and Director of the ESRC Centre for the Study of Globalisation and Regionalisation, University of Warwick, and is the editor of the Pacific Review. Geoffrey R.D.Underhill is Professor of International Governance at the University of Amsterdam; his most recent books include Industrial Crisis and the Open Economy, and The New World Order in International Finance. Andreas Bieler is College Lecturer and Director of Studies in Social and Political Sciences at Selwyn and Newnham College, University of Cambridge. Routledge/Warwick Studies in Globalisation Edited by Richard Higgott and published in association with the Centre for the Study of Globalisation and Regionalisation, University of Warwick. What is globalisation and does it matter? How can we measure it? What are its policy implications? The Centre for the Study of Globalisation and Regionalisation at the University of Warwick is an international site for the study of key questions such as these in the theory and practice of globalisation and regionalisation. Its agenda is avowedly interdisciplinarian. The work of the Centre will be showcased in this new series. This series comprises two strands: Routledge/Warwick Studies in Globalisation is a forum for innovative new research intended for a high-level specialist readership, and the titles will be available in hardback only. Titles include: 1. Non-state Actors and Authority in the Global System Edited by Richard A.Higgott, Geoffrey R.D.Underhill and Andreas Bieler Warwick Studies in Globalisation addresses the needs of students and teachers, and the titles will be published in hardback and paperback. Titles include: 1. Globalisation and the Asia-Pacific Contested territories Edited by Kris Olds, Peter Dicken, Philip F.Kelly, Lily Kong and Henry Wai-chung Yeung Non-State Actors and Authority in the Global System Edited by Richard A.Higgott, Geoffrey R.D.Underhill and Andreas Bieler London and New York First published 2000 by Routledge 11 New Fetter Lane, London EC4P 4EE Simultaneously published in the USA and Canada by Routledge 29 West 35th Street, New York, NY 10001 Routledge is an imprint of the Taylor & Francis Group This edition published in the Taylor & Francis e-Library, 2003. © 2000 Richard A.Higgott, Geoffrey R.D.Underhill and Andreas Bieler for selection and editorial material; individual chapters, the contributors. All rights reserved. No part of this book may be reprinted or reproduced or utilised in any form or by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying and recording, or in any information storage or retrieval system, without permission in writing from the publishers. British Library Cataloguing in Publication Data A catalogue record for this book is available from the British Library Library of Congress Cataloging in Publication Data Non-state actors and authority in the global system/edited by Richard A.Higgott, Geoffrey R.D.Underhill and Andreas Bieler. 320 pp. 15.6×23.4 cm Includes bibliographical references and index. 1. International economic relations. 2. International economic integration. 3. International business enterprises. 4. Non-governmental organizations. I. Higgott, Richard A. II. Underhill, Geoffrey R.D. III. Bieler, Andreas. HF 1359.N662 1999 337–dc21 99–34775 CIP ISBN 0-203-16504-7 Master e-book ISBN ISBN 0-203-25942-4 (Adobe eReader Format) ISBN 0-415-22085-8 (Print Edition) Contents List of figures viii List of tables ix List of acronyms x Contributors xiv Preface xvi Introduction: globalisation and non-state actors 1 RICHARD A.HIGGOTT, GEOFFREY R.D.UNDERHILL AND ANDREAS BIELER PART I Theoretical considerations: the changing nature of authority relations 13 1 Who does what? Collective action and the changing nature of authority 15 ANN M.FLORINI 2 Grassroots empowerment: states, non-state actors and global policy formulation 32 KENDALL W.STILES PART II Multinational companies and the establishment of international rules 49 3 Globalisation and policy convergence: the case of direct investment rules 51 ANDREW WALTER v vi Contents 4 State authority and investment security: non-state actors and the negotiation of the Multilateral Agreement on Investment at the OECD 74 ELIZABETH SMYTHE 5 Structures, agents and institutions: private corporate power and the globalisation of intellectual property rights 91 SUSAN K.SELL 6 Business strategy and evolving rules in the Single European Market 107 DUNCAN MATTHEWS AND JOHN F.PICKERING 7 Private sector international regimes 121 VIRGINIA HAUFLER 8 Corporate political action in the global polity: national and transnational strategies in the climate change negotiations 138 DAVID L.LEVY AND DANIEL EGAN PART III Multinational companies and the international restructuring of production 155 9 Alliance capitalism as industrial order: exploring new forms of interfirm competition in the globalising economy 157 BRIAN PORTNOY 10 How global is Ford Motor Company’s global strategy? 174 MARIA ISABEL STUDER NOGUEZ 11 Foreign capital, host-country-firm mandates and the terms of globalisation 193 JOCHEN LORENTZEN Contents vii PART IV Globalisation and inter-governmental and non-governmental organisations 209 12 Private authority, scholarly legitimacy and political credibility: think tanks and informal diplomacy 211 DIANE STONE 13 International trade rules and states: enhanced authority for the WTO? 226 GILBERT GAGNÉ 14 The World Bank, the World Trade Organisation and the environmental social movement 241 MARC WILLIAMS 15 ‘In the foothills’: relations between the IMF and civil society 256 JAN AART SCHOLTE 16 Transnational environmental groups, media, science and public sentiment(s) in domestic policy-making on climate change 274 SUSANNE JAKOBSEN Index 290 Figures 10.1 Ford production by region, 1979–93 177 10.2 Ford production-to-sales ratio by region, 1974–93 177 10.3 Ford intercompany-sales-to-total-sales ratio, 1977–93 178 10.4 Ford production-to-sales ratio in North America, 1974–93 179 10.5 Ford sales by region, 1979–93 182 10.6 Ford net income by region, 1975–93 183 10.7 International collaborative projects—Ford Motor Company 185 11.1 Framework of mandate types 199 11.2 FDI and the division of sectors 204 viii Tables 2.1 The civil society empowerment model 33 2.2 Players in the civil society empowerment model 35 3.1 Changes in inward investment regimes, all countries, 1991–6 58 3.2 Restrictiveness of investment policy regimes for US investors: top fifteen low- and middle-income recipients of US FDI, 1991–5 60 3.3 US bilateral investment treaties 62 3.4 Total FDI inflows by principal host country, 1990–6 64 3.5 Sales by US MNC affiliates by selected country/region of affiliate, 1994 ($MM) 67 9.1 Making sense of governance 160 11.1 Subsidiary typologies of three case studies 201 ix
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