NON-METRIC AND METRIC DENTAL ASSESSMENT OF ANCESTRY IN CONTEMPORARY MEXICAN INDIVIDUALS: AN AID TO IDENTIFYING UNDOCUMENTED BORDER CROSSERS ____________ A Thesis Presented to the Faculty of California State University, Chico ____________ In Partial Fulfillment of the Requirements for the Degree Master of Arts in Anthropology ____________ by Rebecca George Spring 2015 NON-METRIC AND METRIC DENTAL ASSESSMENT OF ANCESTRY IN CONTEMPORARY MEXICAN INDIVIDUALS: AN AID TO IDENTIFYING UNDOCUMENTED BORDER CROSSERS A Thesis by Rebecca George Spring 2015 APPROVED BY THE DEAN OF GRADUATE STUDIES AND VICE PROVOST FOR RESEARCH: _________________________________ Eun K. Park, Ph.D. APPROVED BY THE GRADUATE ADVISORY COMMITTEE: ______________________________ _________________________________ Guy Q. King, Ph.D. Eric J. Bartelink, Ph.D., Chair Graduate Coordinator _________________________________ Beth S. Shook, Ph.D. ACKNOWLEDGMENTS This thesis would not have been possible without the work and support of so many people. First, thank you to my committee chair, Dr. Eric Bartelink. Without your assistance and guidance, this thesis simply would not have happened. Thank you to my second committee member, Dr. Beth Shook. Your encouragement during my entire career at CSU, Chico helped to shape the academic I have become. I thank both of you for the amount of time and faith you have invested in me and this thesis. Special thanks are necessary to all the people I encountered along my travels to complete this thesis. Dr. Heather Edgar, thank you for taking the time to train me, as well as opening up your collection for my usage. Your students, especially Lexi, Anna, Kate, and Corey, made my time in Albuquerque an enjoyable experience. Lexi and Mo O’Donnell, thank you for making me a part of your family during this process. Thank you to Drs. Traci van Deest and Bruce Anderson at the PCOME for graciously allowed me access to your laboratory and accommodating every imaginable request. Thanks to Dr. Laura Fulginiti and Avery at the MCOME for letting me take over your laboratory for a morning. Thank you to Dr. Kate Spradley at Texas State University for opening the doors to all of your collections while I was on campus, and for working your hardest to help me gain access to additional collections. Thanks to Dr. Abigail Meza at the IAA, UNAM, Mexico City, for helping me with collection access. Many thanks to Sebastián Santamaria and David Roldan, also at the IAA, for helping me navigate Mexico City and iii for being some of the best people I have come across in my travels. A very special thank you to Paty Perez for opening your home to me and being a friend in Mexico City when I needed one the most. Thank you to Dr. Jorge Gómez-Valdes and your students at the Facultad de Medicina, UNAM, Mexico City for granting me access to your collection. I look forward to working with you in the future as you continue to build the relationship between Mexican and American researchers. My family’s support in this process has been critical, as it has been for my entire life. Thank you, Mom and Dad, for encouraging me to follow my crazy dreams by helping me move across the country, travel where I need to, and supporting me along the way. Thank you, Grandma, for helping me when necessary and being there always. Thanks, also, to my brother Matt. I love you all. Numerous of the other professors at CSU, Chico, have provided support and guidance during my time here. Dr. Colleen Milligan, thank you for being a source of advice and friendship through the MA process. Dr. P. Willey, thanks for the honest dose of reality that many of us graduate students need from time to time. To the friends that I have made since being at CSU, Chico, thank you for your encouragement and guidance. My physical cohort mates, Aoife Kilmartin and Julia Prince, have been my sounding board and closest friends during this process – thank you for just being there. Heather MacInnes, thanks for saving my data! If I have not named you here, know that it is not a lack of thought or love, I just cannot write a thesis in the acknowledgements to all of you! Finally, thank you to the Office of Graduate Studies, the Karen Gardner Research Award, and the Human Identification Laboratory account for funding of this iv thesis. This financial support was just as crucial as any emotional or physical support received to make this thesis a reality. v TABLE OF CONTENTS PAGE Acknowledgments...................................................................................................... iii List of Tables.............................................................................................................. viii List of Figures............................................................................................................. x Abstract....................................................................................................................... xii CHAPTER I. Introduction.............................................................................................. 1 Research Hypothesis Overview.................................................... 3 Organization of Thesis................................................................. 6 II. Background............................................................................................... 7 Introduction.................................................................................. 7 Undocumented Border Crossers................................................... 7 Population Variation in the Human Dentition.............................. 21 Summary....................................................................................... 24 III. Materials and Methods............................................................................. 26 Introduction.................................................................................. 26 Skeletal and Cast Collections....................................................... 27 Data Collection Methods.............................................................. 29 Statistical Methods....................................................................... 45 Summary....................................................................................... 50 IV. Non-Metric Results.................................................................................. 52 Introduction.................................................................................. 52 Intraobserver Error....................................................................... 52 Interobserver Error....................................................................... 53 vi CHAPTER PAGE Region-of-Origin Trait Distributions for the Skeletal Samples... 55 Logistic Regression Analysis....................................................... 62 Mean Measure of Divergence...................................................... 64 Summary....................................................................................... 66 V. Metric Results........................................................................................... 69 Introduction.................................................................................. 69 Intraobserver Error....................................................................... 69 Interobserver Error....................................................................... 70 Sex Differences............................................................................ 71 Morris (1986) Occlusal Polygon Method..................................... 74 Discriminant Function Analysis................................................... 77 Summary....................................................................................... 85 VI. Discussion and Conclusion....................................................................... 88 Introduction.................................................................................. 88 Discussion..................................................................................... 88 Conclusion.................................................................................... 99 References Cited......................................................................................................... 102 Appendix A. Adult Dentition: Nonmetrics..................................................................... 110 vii LIST OF TABLES TABLE PAGE 1. Intraobserver Error Cohen’s Kappa Results............................................. 54 2. Interobserver Error Cohen’s Kappa Results............................................. 55 3. Sample Frequencies by Region-of-Origin................................................ 56 4. Pearson’s Chi-square and Fisher’s Exact Results of Traits Present (SWH and Mexican)............................................................ 58 5. Pearson’s Chi-Square and Fisher’s Exact Results of Traits Present (SWH and all UBC)............................................................. 60 6. Pearson’s Chi-Square and Fisher’s Exact Results of Traits Present (Mexican and all UBC)........................................................ 61 7. Logistic Regression Model Performance................................................. 63 8. MMD Results for Biodistance among the Region-of-Origin Groups...... 65 9. Paired t-test Results for Intraobserver Error............................................. 70 10. Paired t-test Results for Interobserver Error............................................. 71 11. Student’s t-test for Sex Differences in the Maxillary Dentition............... 72 12. Student’s t-test for Sex Differences in the Mandibular Dentition............ 73 13. Region-of-Origin Samples for Occlusal Polygon Assessment................. 75 14. Modified Morris (1986) Occlusal Polygon Results – Maxillary Dentition (in mm2)............................................................................ 76 15. Modified Morris (1986) Occlusal Polygon Results – Mandibular Dentition (in mm2)............................................................................ 76 viii TABLE PAGE 16. Mean Occlusal Polygon ANOVA Results with Tukey’s Correction – Maxillary Dentition...................................................... 77 17. Mean Occlusal Polygon ANOVA Results with Tukey’s Correction – Mandibular Dentition................................................... 77 18. Maxillary Dentition Group Centroids per Function................................. 81 19. Maxillary Dentition DFA Classification Results (in %).......................... 82 20. Mandibular Dentition Group Centroids per Function.............................. 83 21. Mandibular Dentition DFA Classification Results (in %)....................... 84 22. Pooled Dentition Group Centroids per Function...................................... 85 23. Pooled DFA Classification Results (in %)............................................... 86 ix LIST OF FIGURES FIGURE PAGE 1. Map Highlighting the Locations of Reference and Study Collections Used in This Thesis......................................................... 4 2. An Example of Bilaterally Winged Central Maxillary Incisors............... 31 3. Dental Cast Used to Score Labial Curvature............................................ 31 4. Dental Cast Used to Score Maxillary Central Incisor Shoveling............. 32 5. Dental Cast Used to Score Maxillary Lateral Incisor and Canine Shoveling................................................................................ 32 6. Dental Cast Used to Score Mandibular Incisor Shoveling....................... 33 7. Dental Cast Used to Score Double Shoveling.......................................... 33 8. An Example of an Interruption Groove on a Right Lateral Maxillary Incisor................................................................................. 34 9. Dental Cast Used to Score Tuberculum Dentale...................................... 35 10. Dental Cast Used to Score Canine Mesial Ridge..................................... 35 11. Dental Cast Used to Score the Canine Distal Accessory Ridge in the Maxilla...................................................................................... 36 12. Dental Cast Used to Score the Canine Distal Accessory Ridge in the Mandible................................................................................... 36 13. Examples of Both Mesial and Distal Premolar Accessory Cusps Are Highlighted in the Maxilla................................................ 37 14. Dental Cast Used to Score Maxillary Premolar Accessory Ridge............ 37 15. Dental Cast Used to Score the Metacone.................................................. 38 x
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