NON-INVASIVE OPTICAL MONITORING OF BRAIN HAEMODYNAMICS AND METABOLISM FOLLOWING ACUTE BRAIN INJURY ARNAB GHOSH BSc(Hons) MB,ChB MRCS ThesisforawardofdegreeofPhD DepartmentofBrainRepair&Rehabilitation InstituteofNeurology UCL March2017 ArnabGhosh:Non-invasiveopticalmonitoringofbrainhaemodynamicsandmeta- bolism following acute brain injury , Thesis for award of degree of PhD, © March 2017 DECLARATION I, Arnab Ghosh, confirm that the work presented in this thesis is my own. Where informationhasbeenderivedfromothersources,Iconfirmthatthishasbeenindicated inthethesis. London,March2017 ArnabGhosh 2differenceinarterial:venousoxygenconcentration iv ABSTRACT Followingacutebraininjury(ABI),cellularhypoxia-ischaemia(CH-I)iscentraltothe pathophysiologicalcascadesthatleadtodeathandneurologicaldisability.Thus,akey tenetofneurocriticalcareistheavoidanceofCH-I,andakeyprerequisitetodoingso istheavailabilityofabedsideclinicalmonitorthatcanidentifyCH-Iasitoccurs. Thisthesisdescribesnormalcerebralphysiology,howthisisderangedandclinically manipulatedfollowingABI,andtheuseofnearinfraredspectroscopy(NIRS),anon- invasiveopticaltechnique,tomonitorforCH-Iinavarietyofclinicalcontexts.Ithen presentmyworkinvestigatingtheuseofNIRS,withanemphasisonthemeasurement oftheoxidationstateofcytochromecoxidase(CCO),inhealthyvolunteerswhoare subjectedtoavarietyofchallengesdesignedtomanipulatecerebraloxygendelivery withbothisovolaemicandhyper/hypovolaemicchallenges. Finally, I describe experiments in a cohort of a patients who have suffered from ABI,manipulatingcerebraloxygendeliverybymeansofnormobarichyperoxia.The resultssuggestthatthemeasurementofCCOwithNIRSinpatientswithABIprovidesa usefuladjuncttoestablishedmonitorsofcerebralhaemodynamicsandmetabolism;an in-depthdiscussionoftheobservedchangesindifferenthaemodynamicandmetabolic parameters,andtheirrelevancetonormalphysiologyandpathophysiologyofABIis carriedout. v PUBLICATIONS Thefollowingpublicationshavearisenfromthiswork: [1] Tachtsidis, I, Leung, T, Elwell, CE, Ghosh, A, Smith, M & Cooper, CE. Multi- Wavelength,DepthResolved,ScatteringandPathlengthCorrectedinvivoNear- InfraredSpectroscopyofBrainTissue. BiomedicalOptics(BIOMED),OSATech- nicalDigest,p.BTuB,2010. [2] Tachtsidis,I,Tisdall,MM,Pritchard,C,Leung,TS,Ghosh,A,Elwell,CE&Smith, M. Analysisofthechangesintheoxidationofbraintissuecytochrome-c-oxidase intraumaticbraininjurypatientsduringhypercapnoea:abroadbandNIRSstudy. AdvancesinExperimentalMedicineandBiology,701:9–14,2011. [3] Ghosh, A, Tachtsidis, I, Kolyva, C, Cooper, CE, Smith, M & Elwell, CE. Use of ahybridopticalspectrometerforthemeasurementofchangesinoxidizedcyto- chromecoxidaseconcentrationandtissuescatteringduringfunctionalactivation. AdvancesinExperimentalMedicineandBiology,737:119–124,2012. [4] Kolyva,C,Tachtsidis,I,Ghosh,A,Moroz,T,Cooper,CE,Smith,M&Elwell,CE. Systematic investigation of changes in oxidized cerebral cytochrome c oxidase concentrationduringfrontallobeactivationinhealthyadults. Biomedicaloptics express,3(10):2550–2566,2012. [5] Ghosh,A,Elwell,C&Smith,M. Cerebralnear-infraredspectroscopyinadults:a workinprogress. Anesthesia&Analgesia,115(6):1373–1383,2012. [6] Kolyva,C,Ghosh,A,Tachtsidis,I,Highton,D,Smith,M&Elwell,CE.Dependence onNIRSSource-DetectorSpacingofCytochromeCOxidaseResponsetoHpoxia and Hypercapnia in the Adult Brain. Advances in Experimental Medicine and Biology,789(353-9),2013. [7] Ghosh,A,Tachtsidis,I,Kolyva,C,Highton,D,Elwell,C&Smith,M. Normobaric hyperoxiadoesnotchangeopticalscatteringorpathlengthbutdoesincreaseoxid- isedcytochromeCoxidaseconcentrationinpatientswithbraininjury. Advances inExperimentalMedicineandBiology,765:67–72,2013. [8] Ghosh,A,Kolyva,C,Highton,D,Tachtsidis,I,Elwell,CE&Smith,M. Reduction ofCytochromecOxidaseDuringVasovagalHypoxia-IschaemiainHumanAdult Brain:aCaseStudy. AdvancesinExperimentalMedicineandBiology,789:21–27, 2013. vi [9] Kolyva, C, Ghosh, A, Tachtsidis, I, Highton, D, Cooper, CE, Smith, M & Elwell, CE. Cytochrome c oxidase response to changes in cerebral oxygen delivery in theadultbrainshowshigherbrain-specificitythanhaemoglobin. NeuroImage, 85(1):234–244,2014. [10] Robertson,JL,Ghosh,A,Correia,T,Highton,D,Smith,M,Elwell,CE&Leung,TS. Effectofbloodinthecerebrospinalfluidontheaccuracyofcerebraloxygenation measuredbynearinfraredspectroscopy. AdvancesinExperimentalMedicineand Biology,812:233–240,2014. [11] Highton,D,Ghosh,A,Tachtsidis,I,Panovska-Griffiths,J,Elwell,CE&Smith,M. MonitoringCerebralAutoregulationAfterBrainInjury:MultimodalAssessmentof CerebralSlow-WaveOscillationsUsingNear-InfraredSpectroscopy. Anesthesia& Analgesia,121(1):198–205,2015. [12] Ghosh,A,Highton,D,Kolyva,C,Tachtsidis,I,Elwell,CE&Smith,M. Hyperoxia resultsinincreasedaerobicmetabolismfollowingacutebraininjury. Journalof cerebralbloodflowandmetabolism,p.271678X16679171,2016. vii “Geniusdepends...onrapidmetabolism,onthepossibilityofdrawingagainand againongreat,eventremendousquantitiesofstrength“ —FriedrichNietsche ACKNOWLEDGMENTS It is no exaggeration to say that undertaking the work described in this thesis and preparingthethesisitselfhasbeenthegreatestchallengeIhaveeverfaced.Fortunately, itisnotachallengethatIhavefacedalone;Iamdeeplyindebtedtomanypeoplewho havesupportedmeincompletingthiswork. MartinSmith,myprimarysupervisor,hasbeenunfailinglyencouraging,whilstalso insistingonadegreeofrigourthathasimprovedthisworktonoend,forwhichIam verygrateful.DavidHighton,withwhomIhavesharedalab,hasbeenaconstantaid inbothconceiving,performingandunderstandingtheexperimentsthataredescribed here. IntheDepartmentofMedicalPhysicsandBioengineering,ClareElwell,mysecondary supervisor,hasshowedgreatpatienceintutoringmeinthesubjectofmedicaloptics, andhasshownaninfectiousenthusiasmintakingthisworkintotheclinicalsetting. Her colleague Ilias Tachtsidis is the creator of the primary apparatus used for the experiments in this thesis, and is responsible for training me in the operation and maintenanceofopticalspectrometerstotheextentthathehaskindlydescribedmeto beascapableasanyengineeringdoctoralcandidate!ChristinaKolyvahasundertaken anenormousamountofdataanalysis,inparticularonthedatadescribedinChapter4; withoutherunfailinglymeticulousworkinthis,aswellasrevisingthemanypaperswe haveco-authored,Icouldeasilyhavebeenoverwhelmed. I am also indebted to the many nursing and medical staff of the Departments of Neurosurgery,NeurocriticalCareandNeuroanaesthesiaintheNationalHospitalfor NeurologyandNeurosurgeryatQueenSquare.Thereisnodoubtthatmyexperiments wereanimpositionontheirtimeandspace,andIamgratefulfortheiraccommodations. Iamalsogratefultotheverymanyofthemwhovolunteered(oftenafterbusynightshifts) toundergotheexperimentsdescribedinChapter4. MygirlfriendTessahasbeenaconstantsourceof(occasionallybadgering)encour- agement,andforhersupportandunderstandinginallowingmetocompletethiswork, Iowehermuch. Finally, I am grateful to the families of the patients who provided assent for their relativestobeincludedintheexperimentdescribedinChapter5.Inatimeofgreat fearandapprehension,theyhaveshowngreatgenerosityinallowingtheirlovedones tobeincludedinthesestudies. viii AndtothePea. ix CONTENTS Declaration iii Abstract v Publications vi ListofFigures xii ListofTables xiv Abbreviations xv I 1 BACKGROUND AND PRINCIPLES 1 REVIEW OF CEREBRAL PHYSIOLOGY 2 1.1 Grossanatomicalandphysiologicalperspective . . . . . . . . . . . . . 2 1.2 Supplyofmetabolicsubstratetotissue . . . . . . . . . . . . . . . . . . 4 1.3 Cellularrespiration . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 1.4 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 2 ACUTE BRAIN INJURY 20 2.1 Definitions&Epidemiology . . . . . . . . . . . . . . . . . . . . . . . 20 2.2 Pathophysiologyofacutebraininjury . . . . . . . . . . . . . . . . . . 21 2.3 NeurocriticalcaremanagementofABI . . . . . . . . . . . . . . . . . . 31 2.4 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 3 NEAR INFRARED SPECTROSCOPY 55 3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 3.2 PrinciplesofNIRS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 3.3 ClinicaluseofNIRS . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 3.4 TheHybridOpticalSpectrometer . . . . . . . . . . . . . . . . . . . . 70 3.5 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 72 II 81 EXPERIMENTAL STUDIES 4 CYTOCHROME c OXIDASE DURING MANIPULATION OF CEREBRAL OXYGEN 82 DELIVERY IN HEALTHY VOLUNTEERS 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 82 4.2 Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84 4.3 Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92 4.4 Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107 4.5 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123 5 EFFECTS OF NORMOBARIC HYPEROXIA ON CYTOCHROME c OXIDASE 130 IN PATIENTS WITH ACUTE BRAIN INJURY 5.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 130 5.2 Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 132 5.3 Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 134 x
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