Engineering Materials Woon Siong Gan New Acoustics Based on Metamaterials Engineering Materials The “Engineering Materials” series provides topical information on innovative, structural and functional materials and composites with applications in optical, electronical, mechanical, civil, aeronautical, medical, bio and nano engineering. The individual volumes are complete, comprehensive monographs covering the structure, properties, manufacturing process and applications of these materials. This multidisciplinary series is devoted to professionals, students and all those interested in the latest developments in the Materials Science field. More information about this series at http://www.springer.com/series/4288 Woon Siong Gan New Acoustics Based on Metamaterials 123 WoonSiongGan Acoustical Technologies Singapore PteLtd Singapore Singapore ISSN 1612-1317 ISSN 1868-1212 (electronic) Engineering Materials ISBN978-981-10-6375-6 ISBN978-981-10-6376-3 (eBook) https://doi.org/10.1007/978-981-10-6376-3 LibraryofCongressControlNumber:2017952002 ©SpringerNatureSingaporePteLtd.2018 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. 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Theregisteredcompanyaddressis:152BeachRoad,#21-01/04GatewayEast,Singapore189721,Singapore To My Parents Foreword Acoustics is a classic field of inquiry that has enjoyed a strong revival during the pasttwodecades,propelledmainlybytheadventofphononiccrystalsandacoustic metamaterials, two newly developed research areas that focused on man-made structures with acoustic properties not commonly found in nature. Whereas pho- nonic crystals denote periodic structures exhibiting frequency bandgaps in which there can be no propagating acoustic/elastic waves, acoustic metamaterials acquire their exotic characteristics as collective manifestations of local resonators. Both phononic crystals and acoustic metamaterials are composite structures comprising materials of different mass densities and hardness. In the case of acoustic meta- materials,however,theresponseofthecompositetoexternalexcitationscandiffer fromarigidsolidbyhavinginternalrelativemotionsbetweenthedifferentmaterial components. The past fifteen years have witnessed the novel capabilities that can arise from such locally resonant sonic materials, which are characterized not only by their subwavelength physical size, but also by their effective mass density and bulk modulus that can exhibit negative values. The unusual phenomena exhibited by the phononic crystals and acoustic metamaterials, as well as their underlying physics, are the subjects of the present volume—New Acoustics. Theauthor,Dr.WoonSiongGan,wastrainedasaphysicist,withaPh.D.degree in acoustics from Imperial College London. After doing postdoc at International CentreforTheoreticalPhysics,Trieste,Italy,hereturnedtoSingaporeandtaughtat NanyangUniversityfrom1970to1979.Hewasapracticingacousticconsultantfor ten years, from 1979 to 1989, and after that he founded Acoustical Technologies SingaporePteLtd.Thecontentsofthepresentvolumeverymuchreflectthisrather unique background of the author—a combination of basic theory and practical applications. The initial few chapters lay the theoretical basis of the “new acous- tics”, a term coined to denote the recent developments enabled by acoustic meta- materials,followedbychapterswitheachonedevotedtosomespecificapplication. Underlying these applications are some unifying principles, such as the coordinate transformation of the acoustic wave equation and its one-to-one equivalence to a system where the material constants of the transformed system can be point-wise determinedbythoseoftheoriginaluntransformedsystem,plustheJacobianmatrix vii viii Foreword of the coordinate transformation. This mathematical equivalence, denoted trans- formationacoustics,offerstremendousfreedomindesigningstructuresthatcan,for example, “cloak” objects and achieving effects that were thought impossible pre- viously.However,abasicrequirementfor thesuccessfulimplementationofsucha structure,withmathematically transformedmaterialconstants,istheavailabilityof material properties that can take all possible values. That is where metamaterials come in—they offer the freedom of material design not available before, such as negativerefractiveindexandnegative(dynamic)massdensity.Thelattermayseem counter-intuitiveatfirst,buttheeffectcanbeeasilydemonstratedwithamechanical system comprising local resonators, so that when the external forcing is out of phase with the internal resonances, large relative motion of the components can result, with the momentum of the internal resonators opposing the externally exerted force. Similarly, in an array of Helmholtz resonators, the overall bulk moduluscanappear negative. Suchnegativevaluesofthematerial propertieshave to be interpreted in an effective medium sense, where the intend structure of the system are “homogenized”, i.e. averaged over. As far as an external observed is concerned,thismaynotbeaproblemsinceonlytheexternalresponseofthesystem issensed.Andifonecanrealizeasystemwhereboththeeffectivemassdensityand bulk modulus are simultaneously negative, then negative index becomes possible. As shown by the Russian physicist Veselago in 1967, if a material possesses negative index, then the phase velocity and group velocity would be in opposite directions.Hispredictionwasrealizedexperimentallyaboutfourdecadeslater,with the realization of structures that can exhibit the strange behaviours implied by the negative index, one of which is that an obliquely incident plane wave will bend to thesamesideofthe(planar)interfacialnormalastheincidentwave.Subsequently, J. Pendry at Imperial College London predicted the possibility of using negative index materials to break the classical resolution limit that is imposed by the finite wavelength.Thisworkhasstimulatedagreatdealofexperimentalinterestsinboth optics and acoustics, and various schemes, some of them not even involving the negativeindexmaterials,weredevisedtoshowthatresolutionbeyondtheclassical limit is indeed possible. In fact, it may be said that the greatest contribution of metamaterialsliesintheirliberatingeffectonthinkingaboutwhatispossibleinthe manipulation of electromagnetic and acoustic waves. Above are just few of the manydevelopmentsthatcanbetracedtothiseffect,andthepresentvolumegivesa selection of those topics judged by the author to reflect not only the novelty, as advertised by the title of the book, but also their potential importance in applica- tions.Withtheveryfastadvanceofthiswholearea,thisbookcangivethereaders not only a timely vignette of the current landscape, but also serve as the basis for further development. August 2016 Ping Sheng HKUST, Clear Water Bay Hong Kong Contents 1 Symmetry Properties of Acoustic Fields . . . . . . . . . . . . . . . . . . . . . 1 1.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 Sound Propagation in Solids . . . . . . . . . . . . . . . . . . . . . . . . . . 2 1.2.1 Derivation of Linear Wave Equation of Motion and Its Solutions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 1.2.2 SymmetriesinLinearAcousticWaveEquationsand the New Stress Field Equation . . . . . . . . . . . . . . . . . 3 1.3 Use of Gauge Potential Theory to Solve Acoustic Wave Equations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 1.4 Gauge Theory Formulation of Sound Propagation in Solids . . . 6 1.4.1 Translational Symmetry . . . . . . . . . . . . . . . . . . . . . . 6 1.4.2 Introduction of Covariant Derivative to the Infinitesimal Amplitude Sound Wave Equation. . . . . . 7 1.4.3 Introduction of Covariant Derivative to the Large Amplitude Sound Wave Equation . . . . . . . . . . . . . . . 8 1.4.4 Local Rotational Symmetry. . . . . . . . . . . . . . . . . . . . 8 1.5 Symmetry Is the Theoretical Framework of Acoustical Metamaterial. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 1.5.1 Rotational Symmetry and Theory of Elasticity . . . . . . 9 1.6 Local Gauge Invariance. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 1.7 Covariant Derivative. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 1.8 Discovery of Anisotropy as a Form of Local Symmetry . . . . . . 11 1.9 Role of Symmetry Properties of Acoustic Field in the Design of a Phononic Structure. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 1.10 Phonon as a Goldstone Mode . . . . . . . . . . . . . . . . . . . . . . . . . 13 1.11 Symmetry Property of Turbulence Field. . . . . . . . . . . . . . . . . . 13 1.12 Time Reversal Symmetry in Acoustics. . . . . . . . . . . . . . . . . . . 15 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 ix x Contents 2 Negative Refraction and Acoustical Cloaking . . . . . . . . . . . . . . . . . 17 2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 2.2 Limitation of Veselago’s Theory . . . . . . . . . . . . . . . . . . . . . . . 18 2.2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 2.2.2 GaugeInvariance ofHomogeneous Electromagnetic Wave Equation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 2.2.3 Gauge Invariance of Acoustic Field Equations . . . . . . 20 2.2.4 Acoustical Cloaking . . . . . . . . . . . . . . . . . . . . . . . . . 21 2.2.5 Gauge Invariance of Nonlinear Homogeneous Acoustic Wave Equation. . . . . . . . . . . . . . . . . . . . . . 22 2.2.6 MyImportantDiscoveryofNegativeRefractionIsa Special Case of Coordinate Transformations or a Unified Theory for Negative Refraction and Cloaking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 2.2.7 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 2.3 Multiple Scattering Approach to Perfect Acoustic Lens. . . . . . . 24 2.4 Acoustical Cloaking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 2.4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 2.4.2 Derivation of Transformation Acoustics. . . . . . . . . . . 30 2.4.3 Application to a Specific Example. . . . . . . . . . . . . . . 34 2.5 Acoustic Metamaterial with Simultaneous Negative Mass Density and Negative Bulk Modulus . . . . . . . . . . . . . . . . . . . . 35 2.6 Acoustical Cloaking based on Nonlinear Coordinate Transformations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 2.7 Acoustical Cloaking of Underwater Objects . . . . . . . . . . . . . . . 41 2.8 Extension of Double Negativity to Nonlinear Acoustics . . . . . . 43 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 3 Basic Mechanisms of Sound Propagation in Solids for Negative Materials. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 3.1 Methods to Treat Multiple Scattering in Conventional Solids . . 47 3.2 T-Matrix of Multiple Scattering . . . . . . . . . . . . . . . . . . . . . . . . 47 3.3 Application of T-Matrix to Multiple Scattering in Acoustical Metamaterials. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 3.4 Low-Frequency Resonances Giving Rise to Locally Negative Parameters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 3.5 Acoustic Scatterers with Locally Negative Parameters. . . . . . . . 50 3.6 Multiple Scattering of Acoustic Waves in the Low-Frequency Limit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 3.7 Multiple Scattering Effects: The D Factor. . . . . . . . . . . . . . . . . 53 3.8 Suitability of the T-Matrix Method to Multiple Scattering in Acoustic Metamaterials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 3.9 Diffraction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 3.10 Diffraction by Negative Inclusion. . . . . . . . . . . . . . . . . . . . . . . 58
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