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Neurokinetics Albert Gjedde (cid:2) William R. Bauer Dean F. Wong Neurokinetics The Dynamics of Neurobiology In Vivo ABC Albert Gjedde DeanF.Wong CopenhagenUniversity JohnsHopkinsMedicalInstitutions DepartmentofNeuroscience JHOCBldgroom3245 andPharmacology 601N.CarolineSt. 3Blegdamsvej 21287BaltimoreMaryland 2200CopenhagenN USA Denmark [email protected] [email protected] WilliamR.Bauer 2053OldWashingtonRoad 21157WestminsterMaryland USA [email protected] ISBN978-1-4419-7408-2 e-ISBN978-1-4419-7409-9 DOI10.1007/978-1-4419-7409-9 SpringerNewYorkDordrechtHeidelbergLondon LibraryofCongressControlNumber:2010937988 (cid:3)c SpringerScience+BusinessMedia,LLC2011 Allrightsreserved.Thisworkmaynotbetranslatedorcopiedinwholeorinpartwithoutthewritten permission of the publisher (Springer Science+Business Media, LLC, 233 Spring Street, New York, NY10013, USA),except forbrief excerpts inconnection with reviews orscholarly analysis. Usein connectionwithanyformofinformationstorageandretrieval,electronicadaptation,computersoftware, orbysimilarordissimilarmethodologynowknownorhereafterdevelopedisforbidden. Theuseinthispublicationoftradenames,trademarks,servicemarks,andsimilarterms,eveniftheyare notidentifiedassuch,isnottobetakenasanexpressionofopinionastowhetherornottheyaresubject toproprietaryrights. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) Preface Attemptstounderstandphysiologicalprocessesbyquantificationandinterpretation ofobservationsmadeinvivohavechallengedthebiologicalandphysicalsciences forcenturies.From the earliestphysiologicalexperimentsin living organisms,the joint approachesof biologyand physicsto the discoveryof these processes, from cells to humans, have yielded profound insights and have had a major impact on ourunderstandingofallorgansystemsandonthemodernpracticeofmedicineas awhole.TheworkofHelmholz(1821–1894)isanexampleoftheearlymergerof physicsandbiologythatultimatelyledtothemostrecentformulationofasystems biology approach that is no less than the quest for complete quantification of the dynamicprocessesofentireorganismsandorgansinhealthanddisease,forexample intheshapeofthePhysiomeProjectofBassingthwaighte(2000)andtheBlueBrain ProjectofMarkram(2006). Inthiscompendium,wefocusonthedynamicsofbrainphysiologyinvivofrom the perspective of the methods of tracer kinetics (neurokinetics). Applications of neurokineticsseektomeasuretheprocessesthattakeplaceinthetissuewithoutdis- turbingtheseprocesses,andsubsequentlytomapthesemeasurementsontoimages ofbraintissue. Applicationsofphysiologicalkinetics(includingneurokinetics)use“indicators” ormarkers,rangingfromthedyesintroducedatthedawnofexperimentalphysiol- ogy,viastable(nonradioactive)orunstable(radioactive)isotopesintroducedinthe 1960s,tothemostrecentmethodsofinvivoimagingofoptical,magneticresonance (MR),andmagneticfield(MEG)signalsforvisualizationanddetection. The authors dedicate this book to the consolidation of many neurokineticcon- ceptswith rootsin the neurophysiologyof the mid-20thcenturywith the state-of- the-art imaging and parametric mapping methods of the first decade of the 21st century. In one of the earliest attempts to quantify the pharmacokineticsof a substance in blood, Widmark (1919) followed the concentration of a single dose of ace- tone injected into the bloodstream.Widmark and others subsequentlyexamined a number of so-called “model” configurations, including the first account of a one- compartmentopenmodel(WidmarkandTandberg1924)andthelaterextensionto twocompartments(Gehlen1933). v vi Preface Models ofLivingSystems Apostel (1960) described a model of a living system as an artificial system that “simulates a biological system. The kinetic analysis of the model (which usually describesadynamicprocess)teststhevalidityofthemodelofthecombinedkinetic behavior of the elements of each compartment. The model provides the basis for predictionofsubsequentbehavior.Thus,themodelisthemathematicalexpression of the biological system, and the mathematical analysis is the test of predictions generatedbythehypothesis.” Statistical hypothesis testing often is used to judge whether a model is appro- priateornot.Themodelisdefinedbyoperationalequationsthatyieldadependent variable for each set of independentvariables.The statistical evaluationof the ki- neticanalysiscannotofitselfestablishthetruthofthemodel,whichiswhyitismore accuratetodescribethevalidatedmodelas“notyetrejected”andthereforestillpo- tentiallyusefultothesolutionofagivenproblem.Likewise,theanswersprovided bytheoperationalequationareonly“consistent”withtheexperimentalorclinical observations.Forthisreason,itisimportanttoidentifythosesituationsinwhichthe model is rejected by the chosen compartmentalanalysis, e.g., by application of a criterionofinformationcontent(Akaike1974)inwhichstatisticalgoodnessoffitis balancedagainstthenumberofparametersfitted. Kinetics and MolecularBiology The purposeof kinetic analysisof living matter is to obtainquantitativemeasures oftherateofmolecularreactions.Quantitativeapproacheswereuncommoninbiol- ogyandmedicinepriortothesecondhalfofthenineteenthcenturyandonlyslowly gainedgroundagainsttraditionallyqualitativeconsiderations.Thecompetitionbe- tweenquantitativeandqualitativeperspectivesisfelteventoday. The struggle reflects the changing views of disease in the medical sciences in whichadisorderoriginallywasthoughttorepresentamajorimbalanceamongqual- itativelydifferentmattersofnatureandlife,includingthefourelements(water,air, fire, andearth) andthe fourcardinalfluids(blood,phlegm,yellow bile,and black bile). Thisimbalancenolongerisavalidconsideration.Theimbalanceunderlyingdis- ease appears to follow minute but specific errors which are now known to create theeffectsofdiseasebyturningopenthermodynamicsystemsimplementedinbio- chemicalandphysiologicalcompartmentsintoclosedsystemsthatmustultimately failbecauseentropyrisesinclosedsystemsasorderisreplacedbydisorder.Thus, itisafundamentalobservationthattrulyclosedsystemseventuallybecomeincom- patiblewithlife. The concept of imbalance is quantitative, as is the injunction of living matter torespondtoexigencieswithmoderation.Thus,measurementisthemodernprac- tice, although it is tied to an increasing understanding of the limits of certainty. Preface vii Competingwiththisunderstandingistheriseofinformationtechnology,according to which the quantitativepropertiesof the componentsof living systems couldbe less important, implying that only their structural relations are informative. Thus, thereisacurrentsensethatthetideofscientificphilosophyisreturninginthedirec- tionoftheholisticandqualitative.Onlythepracticeofmeticulouskineticanalysis cancorrectthismisunderstanding. Kinetics and Genomics Living matter is distinguished from nonliving matter primarily by its ability to maintainsteady-statesofincrediblycomplexmolecularcompartmentsfarfromther- modynamicequilibrium.Theinformationenablingtherealizationofthisenormous potentialresidesinaremarkablyinertandrobustmoleculecalleddeoxy-ribonucleic acid (DNA). However,the DNA molecule itself does nothing;its entire and com- pletelypassiveroleistobedecodedbyamachineormechanism.Itspowertoelicit actionderivesfromtheabilityofothermoleculesinlivingtissuetoreaditsinstruc- tionsattherighttimeandplace. Asthedecodermustunderstandthemessageofatleasttheopeningsectionsof themanual(therestcanbelearnedinduecourse),inadvanceofthedecoding,the fundamentalgoalofmetaboliteandtracerkineticanalysisinbiologyandmedicine istodescribeandquantifytheprocessesintheirentiretyfromtheconceptiontothe termination of the organism.For example, it is estimated that at the peak of neu- ronalproliferationduringhumangestation,asmanyas250,000newbraincellsof identicalcompositionarecreatedeveryminute.Yet, metaboliteconcentrationsev- erywhereremaininsidecarefullyregulatedlimits.Asnapshotofanyonecellwould produceanunremarkableimage;onlythepropertracerkineticanalysiscouldreveal theastoundingdynamicsofthemetabolitefluxescontributingtothisdevelopment. Kinetics and Proteomics The rate of molecularreactionstypicallyis constrainedby proteins.An important measureofhealthissteady-state,inwhichproteinsmaintaintheconcentrationsof metaboliteswhilethemolecularfluxesadjusttolocalandglobalrequirements.Most importantly,thecompositionoflivingmatterremainsconstantinsteady-state(hence thename)andamomentaryglimpserevealsnoneofthedynamicsoftheunderlying molecular fluxes. The further the steady-state is from a state of equilibrium, the greateristheworkrequiredtomaintainit,andthegreaterarethefluxescontrolled bytheproteins.Onlyafewprocessesarenearequilibriumandtheytypicallydonot interferewiththeregulationoftheimportantmolecularfluxesoflivingmatter. viii Preface When concentrations normally do not change outside tightly controlled limits, pastattemptstounderstandthe underlyingdynamicsbyperturbinga systemoften removedthesystemfromitsnormalstateandsometimesfailedtospecificallyreveal thenormaldynamicpropertiesofitskinetics.Theintroductionofsuitablyflagged (“labeled”) and hence identifiable representatives of the native molecules, called “tracers,”accomplishesa minimalperturbationwithoutdisturbingthe steady-state ofthesystem,providedthequantityoftraceriskepttoolowtochangethesystem’s properties.Methodsofdoingjustthatformthecoreofthetracerkineticanalysisof biologicalprocesses. RoleofTracers intheStudyofModels A physiological/biological process to be studied is often exposed by means of a tracer(notalwaysradioactive),thatisamarkerofanativemoleculerelevanttothe processthatcanbedetectedbyaninstrument,e.g.,radioactivecountingorlightor magneticmeasurement.Thetracermustbe presentin suchlowmass/quantitythat the characteristics of the processes in which the tracer participates do not change (e.g.,doesnotcompetewiththeendogenousprocesses,inthecaseofneuroreceptor imaging the tracer does not occupy significant receptor sites to notably compete withendogenousneurotransmitters). The purpose of this requirement is to rule out the departure from steady-state that would otherwise cause the concentrations of native molecules to change as functions of time. The departure of the native system from steady-state would in turn interfere with the first-order relaxation of tracer compartments, discussed inthetext. Organismsand organsare collections of cells that internalize the tracer in dif- ferentwaysaccordingtothephysicalandchemicalpropertiesofthetracer,andthe biochemical and physiologicalproperties of the cells. A physiologicalmodel can beformulatedasacollectionofcompartmentsthatrepresentthedifferentstatesof the tracerand its metabolites.Strictly speaking,the compartmentshave noformal relationtothestructureofthetargetorgan,excepttotheextentthattheanatomyde- lineatestheprocessesinwhichthetraceroritsmetabolitesparticipate(e.g.,atracer maybindtoan activesite asa receptorortransportmechanismwhenitsstructure fitsthereceptorortransportersiteintherightchemicalfashion).Forthisreasonthe modelmaybemuchsimplerthanthatoftheactualnativesystemandstillbeavalid portrayalof the kinetic behavior of the tracer. In other words, the model is of the tracer,notofthenativesystem.Often,compartmentsreflectthebiochemistryofan organandrefertoquantitiesoftraceroritsmetabolitesthatneednotbeconfinedto separatesubdivisionsoftheorgan. Sheppard(1948)definedcompartmentsasquantitiesofatraceroritsmetabolites, the concentrations of which remain the same everywhere, each quantity having a single state that may vary in time but not in space. A quantity is the number of Preface ix moleculesinunitsofmoles(mol),1molholding6:0225(cid:2)1023 atomsorparticles. Thus, initially, a tracer is neither in a steady-state, nor in equilibrium. However, there are other noncompartmentalapproaches to physiological quantification that canalsobeemployed(seetext). RoleofModelsasInterpretersofBiologicalDynamics Whenresearchersinterpretprocessesofphysiologyandpathophysiologybymeans oftracersorothermarkertools,theyexaminetheresultswithspecificmethodsthat includebiochemicalmeasures(e.g.,massspectrometryandradioactivitycounting) orexternalrecordinginvivo(e.g.,positronorsinglephotonemissiontomography [PETorSPECT]).Thereisratheratendency(oftennaive)tosearchforatraceract- ingasa“magicbullet”thatprovidesapictureoftheentireprocessbybiochemical measuresorexternalimagingofasubject.Intheexampleofexternalimaging,wait- ingaspecifiedtimeafterintravenousinjectiontypicallyoccursintheclinicalsetting of recordingof static imagesfor evaluationof, say, heartor bone in conditionsin needofadiagnosis. However, when attempts are made to understand and quantify a physiological approach with the greatest scientific rigor, evaluation of the full dynamic process priortoasteady-stateisnecessary,evenwhenmathematicalsimplificationsarelater foundtobeacceptable.Thisnecessityusuallyincludesnotonlythebrainkineticsof thetracerbutalsotheinputrecordwhichreflectsthedynamichistoryofthetracer itself,circulatingfromtheinjectionsitetotheplannedtarget(e.g.,thebloodvolume spacesattheblood–brainbarrierinterface). Thisbookisalsodedicatedtotheunderstandingoftheunderlyingprinciplesof kineticpropertiesofdynamicbiologicalprocessesofbrainphysiology,theso-called “neurokinetics.” Approaches to PhysiologicalModeling Physiological processes are best determined by mathematical descriptions which then are subject to the well established rules of computation of the physical and chemicalsciencesratherthananyqualitativeapproachthatislimitedandcanlead toerroneousextrapolationsbeyondtheactualempiricaldata. CompartmentalModeling Themostcommonapproachtotheinvivoquantificationofdynamicbrainprocesses (asnetworksofcomplexchemicalsystems)isthatofcompartmentalmodeling.This x Preface approach divides the physiological processes into definable units. In the case of brainimages,itdependsataminimumonrecordsofthetracerinputfunction(usu- ally from plasma or whole-bloodsamples) and one or more brain compartments. TheassumptionsandprinciplesareoutlinedinChaps.1and2. Non-CompartmentalModeling Apresentationofnoncompartmentalmodelsisbeyondthescopeofthisbook.How- ever,thereareearlyexamplesofattemptstoquantifyphysiologicalpropertiessuch as bloodflow or bloodvolume,as in the case of the indicatordilutionmethod re- viewedbyZierler(2000). Distributed models attempt to account for spatial gradients in concentrations (e.g., in blood-tissue exchange) in contrast to compartmental models that depend onconcentrationaverageswithineachcompartment(Kuikkaetal.1991). In the compartmental models to be discussed in the following chapters, the usual assumption is the existence of homogeneous and fully stirred compart- ments. There are attempts at modeling that directly address this inhomogeneity with so-called “distributed” models, such as in the case of myocardial blood flow estimation, including fractal analysis, a branch of mathematical analysis (QianandBassingthwaighte2000). Unfortunately, little progress has been made in the field of quantification of dynamic brain processes with noncompartmental models(oneattemptwasmadebyWongandGjeddein1996),limitedinpartbythe poorly resolved temporal and spatial sampling of brain images, compared to data obtained from cardiovascular and other systems, perhaps in part due to the more invasivetoolsusedinthestudyofthelatter. Some distributed models have been proposed for use with PET and ex- ternal imaging as in the measurement of oxygen consumption (Deussen and Bassingthwaighte 1996), with special attention to small tissue regions (Li et al. 1997). However, the majority of these applications used invasive approaches to imaging,withdirectmeasurementofthetracerconcentrations. Nomenclature The nomenclatureadoptedin this booksoriginatedin publicationsspanningmore than 35 years. Other nomenclatures have been presented in more recent attempts to reach consensus that we intend to evaluate in future editions, as discussed in theGlossarysectionofthisbookwherealltermsareexplained.Inthisedition,we chose to retainthe nomenclatureasoriginallypublishedwhile we waitfor further refinementofthecurrentconsensusreports. Preface xi Acknowledgements We wish to thank the mentors and teachers who introduced these topics to us in a mannerthatwe couldunderstand,includingLudvikBass of Australia,Christian CroneofDenmark,andCliffordPatlak,FredPlum,LouisSokoloff,andHenryN. Wagner,Jr.,oftheUnitedStatesofAmerica.WealsothankArvidCarlssonandPaul Greengard for encouragement and advice, our contemporaries Vin Cunningham, Mike Kuhar, and Sol Snyder for conveying the fundamentals of receptor action, our collaborators Chris Bailey, Per Borghammer, Peter Brust, Paul Cumming, Alain Dagher, Doris Doudet, Alan Evans, Gerhard Gru¨nder, Anker Jo´n Hansen, Hiroto Kuwabara, Sean Marrett, Anders Rodell, Oliver Rousset, Manou Vafaee, andYunZhouforcontinuouschallengesinthisdiscipline,andnottheleastRodger Parkerwhotriedtokeepusonamostrigorouscourseformanyyears.Inaddition, wewishtothankthefundingagenciesthatovertheyearsenabledtheworkthatis summarizedinthesepages,aslistedinthepapersthatwecite.

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Neurokinetics: The Dynamics of Neurobiology in Vivo summarizes 20 years of work on the kinetics of blood-brain transfer and metabolism mechanisms in mammalian brain. The substances affiliated with these mechanisms include glucose, amino acids, monocarboxylic acids, and oxygen. These substances are i
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