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PsychiatryResearch97(cid:14)2000.173]190 Neurocognitive function in antisocial personality disorder U Wayne M. Dinn , Catherine L. Harris DepartmentofPsychology,BostonUni¤ersity,64CummingtonStreet,Boston,MA02215,USA Received20March2000;receivedinrevisedform6September2000;accepted22September2000 Abstract Recent neuroimagingstudies andneuropsychologicaltest findingssupportthe contention that prefrontal dysfunc- tion is associated with psychopathic personality traits and antisocial behavior. However, conflicting results have arisen regardingperformance onmeasures offrontal executive function. Weadministered a neuropsychologicaltest battery consisting of measures sensitive to frontal lobe dysfunction and a battery of personality questionnaires and clinical scales sensitive to antisocial personality disorder (cid:14)APD. subjects presenting with prominent psychopathic personalityfeatures andmatchedcontrolsubjects. Wealsomonitoredthe subjects’ electrodermal activityduringthe presentation of emotionally charged stimuli. APD subjects showed greater neuropsychological deficits on measures sensitivetoorbitofrontaldysfunctionincomparisontocontrolparticipants.Moreover,APDsubjectswereelectroder- mally hyporesponsive to aversive stimuli relative to control group members. APD subjects did not demonstrate performance deficits on classical tests of frontal executive function. Participants also underwent clinical assessment. Asexpected,APDsubjects were less conscientious, self-reproaching, guilt-prone,andsocially anxious than matched controlsubjects. Moreover,the scores indicatedthat APDsubjects weremoreventuresome anduninhibited relative to control subjects. Contrary to expectations, APD subjects and community control subjects did not differ on a self-report measure of sensitivity to specific phobic situations. Q 2000 Elsevier Science Ireland Ltd. All rights reserved. Keywords: Psychopathy;Frontallobe;Orbitofrontal;Dorsolateral]prefrontal;Neuropsychological;Electrodermal UCorrespondingauthor.42WashingtonTerrace,Whitman,MA02382,USA.Tel.:q1-617-353-1362. E-mailaddress:[email protected](cid:14)W.M.Dinn.. 0165-1781r00r$-seefrontmatterQ2000ElsevierScienceIrelandLtd.Allrightsreserved. PII: S0165-1781(cid:14)00.00224-9 174 W.M.Dinn,C.L.HarrisrPsychiatryResearch97(2000)173]190 1. Introduction function deficits are associated with antisocial personality (cid:14)APD.. Morgan and Lilienfeld (cid:14)2000. 1.1. Prefrontaldysfunctionand psychopathy founda significant relationship between executive function deficits and antisocial behavior. Recent neuroimaging studies and neuropsycho- In response to Gorenstein’s study, Hare (cid:14)1984. logical test findings support the contention that assigned inmates to low-, medium-, and high-psy- prefrontal dysfunction (cid:14)particularly orbitofrontal. chopathy groups and administered the aforemen- is associated with psychopathic personality traits tioned frontal executive function tasks. No sig- and antisocial behavior (cid:14)Davidson et al., 2000; nificant group differences were observed. Hare Raine et al., 1998, 2000; Lapierre et al., 1995.. was unable to replicate Gorenstein’s findings. However,conflicting results havearisen regarding Sutker and Allain (cid:14)1987. also found that psycho- the performance of psychopathic subjects on pathic subjects and control subjects performed measures of frontal executive function. similarly on measures of concept formation, ab- Several studies suggest that a select deficit in- straction, and planning. How can we account for volvingthe orbitofrontal systemmayunderlie psy- these conflicting findings? One possibility is that chopathy and antisocial behavior. Lapierre et al. the executive function deficits among psycho- (cid:14)1995. found that incarcerated psychopathic sub- pathic subjects are associated with the presence jects were significantly impaired on tasks con- of comorbidpsychiatric conditions,while the core sidered sensitive to orbitofrontalrventrome- interpersonal and affective characteristics associ- dial]prefrontal dysfunction including a visual ated with psychopathy(cid:14)e.g.,egocentricity, callous- gorno]go discrimination task, Porteus Maze Q- ness, manipulativeness, guile, lack of empathy scores (cid:14)i.e., rule-breaking errors., and an odor and remorse. may result from orbitofrontal dys- identification task in comparison to matched con- function. trolsubjects(cid:14)non-psychopathicinmates..Lapierre et al. (cid:14)1995. also found that psychopathic subjects 1.2. Executi¤efunction and APD did not display performance deficits on measures sensitive to dorsolateral]prefrontal (cid:14)DLPF. and Several studies examining neurocognitive func- posterorolandicfunction (cid:14)i.e.,the Wisconsin Card tion in psychopathy and APD reveal broadly Sorting Test (cid:14)WCST. and the Mental Rotation frontal deficits,but if the prefrontal cortex can be Task.. Moreover, Deckel et al. (cid:14)1996. reported fractionated into separate frontal subsystems, that performanceontests assessing frontal execu- these may be differentially engaged in APD sub- tive functioning (cid:14)e.g. the WCST, controlled oral types. One possibility is that APD subjects de- word fluency test, and trail-making test. failed to monstrating corepsychopathictraits anda lack of predict antisocial personality disorder classifica- foresight (cid:14)e.g.,difficultyanticipating negative con- tions. These tasks are considered sensitive indica- sequences., planning, and goal-directed behavior tors of DLPF dysfunction (cid:14)i.e., tasks which re- (cid:14)e.g., disorganized offending. will show greater quire the employmentoforganizational strategies neuropsychological deficits on tasks considered for efficient performance.. These findings suggest sensitive toorbitofrontal dysfunctionandonmea- that a select orbitofrontal deficit may be associ- sures of frontal executive function. Specifically, ated with psychopathy. core psychopathic personality characteristics may However, Gorenstein (cid:14)1982. reported that psy- result from orbitofrontal dysfunction. The addi- chopathic subjects demonstrated performance tional involvementofDLPFdysfunction maylead deficits on tests of frontal executive function in- to antisocial behavior that combines core psycho- cluding the WCST (cid:14)i.e., perseverative errors., pathic characteristics with poor planning and or- Necker cube task, and a sequential matching me- ganization, and difficulty keeping in mind diverse mory task. A recent meta-analytic review of 39 future consequences. Motivationforthis hypothe- studies by Morgan and Lilienfeld (cid:14)2000. lends sis is that the DLPF cortex mediates executive strong support to the contention that executive functions (cid:14)Smith and Jonides, 1999., while the W.M.Dinn,C.L.HarrisrPsychiatryResearch97(2000)173]190 175 orbitofrontal cortex mediates sensitivity to dy- cation Test to investigate olfactory function. Ol- namically changing reinforcement contingencies, factory identification tasks have been used to and thus maybe particularly important for modu- assess the functional integrity of orbitofrontal lating individuals’ response to the social world cortex. The orbitofrontal region plays a major and other threat-laden situations. role in odor discrimination, and olfactory agnosia has been reported in patients with damage to the 1.3.Isorbitofrontaldysfunctionthekeyto orbitofrontal aspect of the prefrontal cortex. psychopathy? Jones-Gotman and Zatorre (cid:14)1988. reported that patients with focal surgical brain lesions involving Numerouscase reports describe the emergence orbitofrontal cortex were impaired on an odor of psychopathic behavior following orbitofrontal identification task. damage. Striking alterations in personality have The fact that orbitofrontal lesion patients un- been well-documented. These patients demon- dergo a dramatic personality change (cid:14)alterations strate social disinhibition, shallow affect, de- which strongly resemble primary psychopathy. is creased empathy,and impulsive,antisocial behav- an intriguing line ofevidencewhich lends support ior (cid:14)Blumer and Benson, 1975; Cummings, 1993; tothe contention that orbitofrontal dysfunction is Damasio, 1994; Damasio and Van Hoesen, 1983; associated withpsychopathy.However,weare not Grattan et al., 1994; Martzke et al., 1991; Meyers suggesting that an orbitofrontal lesion is an etio- et al., 1992; Stuss et al., 1992.. Meyers et al. logic factor in psychopathy or APD. Rather, we (cid:14)1992.reportedpost-operativebehavioralchanges support the hypothesis that orbitofrontal hypoac- which ‘‘strongly resembled’’ APDin a 33-year-old tivity, in the absence of gross lesions, underlies male with left orbitofrontal damage following primary psychopathy (cid:14)Lapierre et al., 1995.. Neu- surgery for a pituitary tumor. It is noteworthy ropsychological test performance patterns and that cognitive abilities are generally preserved in atypical electrodermal responses among psycho- these patients, suggesting a highly selective dis- pathic subjects are consistent with the notionthat ruption. orbitofrontal hypometabolism may underlie psy- A significant bodyof research suggests that the chopathy. orbitofrontal system plays a majorrole in regulat- ing the individual’s emotional response to aver- 1.4. Psychophysiological testing, psychopathy, and sive stimuli. Cummings (cid:14)1993. described the the orbitofrontalhypothesis emergence of a disinhibition syndrome following damage to the orbitofrontal region. Moreover,he Although atypical electrodermal responses is noted that damage to subcortical structures (cid:14)e.g., associated with damage to non-frontal regions caudate nucleus. is associated with the develop- (cid:14)Tranel and Damasio, 1994., converging lines of ment of disinhibited behaviors similar to those evidence demonstrate that the orbitofrontal sys- manifested by orbitofrontal lesion patients. tem contributes to the regulation of autonomic Cummings (cid:14)1993. suggested that disruption of a nervous system (cid:14)ANS. activity including elec- basal ganglia]thalamocortical circuit underlies trodermal activity and the rapid control of arte- the characteristic changes. He concluded that rial pressure (cid:14)Damasio et al., 1990; Guyton, 1991; these personality alterations constitute a circuit- Tranel and Damasio, 1994; Tranel et al., 1988.. specific neurobehavioral syndrome. Malloy et al. Tranel et al. (cid:14)1988. reported that human subjects (cid:14)1993. also described an orbitomedial frontal be- with bilateral orbitofrontal lesions demonstrated havioral syndrome distinguished by disinhibition, less reactive electrodermal responses during ex- confabulation, anosmia, and Gorno]go deficits. posure to emotionally charged stimuli. Their Interestingly, Lapierre et al. (cid:14)1995. reported that findings illustrate the importance of the or- psychopathicsubjects wereless accurate atidenti- bitofrontal region in modulating autonomic re- fying odors in comparison to matched control sponse to emotionally evocative events. subjects. They used the Modular Smell Identifi- One possibility is that the reduced electroder- 176 W.M.Dinn,C.L.HarrisrPsychiatryResearch97(2000)173]190 malresponsivenessexhibitedbypsychopathicsub- 2. an assessment of autonomic reactivity among jects reflects orbitofrontal hypofunction. On mul- APD subjects. We monitored the subjects’ tiple measures of ANSactivity, psychopathic indi- electrodermal activity duringthe presentation viduals also exhibited reduced physiological reac- of emotionally charged stimuli; tions to noxious stimuli. For example, psy- 3. an investigation of the relationship between chopaths demonstrated diminished skin conduc- clinical presentation and neuropsychological tance levels and were electrodermally hypo- test performance. responsive to aversive stimuli (cid:14)Hare, 1978; Hare et al., 1978; Hare and Craigen, 1974; House and Milligan, 1976; Levander et al., 1979; Patrick et al., 1994; Schalling et al., 1973; Tharp et al., 2. Methods 1980.. Researchers have suggested that the psy- chopath’s diminished sensitivity to aversive sti- Weadministered a neuropsychological test bat- muli hinders the acquisition of avoidance respon- tery consisting of measures sensitive to frontal ses essential to socialization. Moreover,they con- lobe dysfunction and a battery of personality cluded that the psychopath’s profound lack of questionnaires and clinical scales to antisocial empathy may reflect an inability to generate ap- personality disorder (cid:14)APD. subjects and control propriate autonomic responses to the pain or subjects recruited from the general population. distress experienced by another individual (cid:14)Hare, We employed the community recruitment tech- 1978; Lykken, 1957.. Patrick et al. (cid:14)1994. pre- nique developed by Widom (cid:14)1977. to obtain the sented findings which support the contention that APD sample. Widom (cid:14)1977. placed newspaper psychopaths manifest a ‘‘deficit in physiological advertisements seeking individuals exhibiting spe- response during fear imagery, reflecting an im- cific personality characteristics to participate in a pairment of the normal associative processes by research study. The advertisement described psy- which symbolic stimuli (cid:14)in this case, language chopathic personality traits in a non-pejorative cues. prompt affect’’ (cid:14)p. 524.. This is consistent manner. Widom(cid:14)1977. reported that this method with the somatic marker hypothesis of Damasio was an effective means of recruiting non-institu- (cid:14)1994.. Damasio and colleagues found that ven- tionalized psychopathic subjects. tromedial prefrontal lesion patients (cid:14)orbital and Recruitment Advertisement lower mesial frontal regions. were electroder- mally hyporesponsive to emotionally charged sti- ‘‘Wanted charming, aggressive, carefree people who muli.Ifelectrodermal hyporesponsivenessreflects areimpulsivelyirresponsible, but aregoodathandling orbitofrontal hypofunction, then APD subjects people and at looking after number one.’’ (cid:14)Widom, exhibiting core psychopathic personality traits 1977,p.675.. should display reduced physiological reactions to aversive stimuli. The APD group consisted of 12 male subjects and their ages ranged from 19 to 34 years (cid:14)Ms 1.5. Research goals 27.8; SDs4.0.. The mean educational level of the APD group was 13.9 years (cid:14)SDs1.7.. All The principal objectives of this study were: APD subjects were right-handed as determined by self-report. The APD subjects met the Diag- 1. an examination of the neurocognitive profiles nostic and Statistical Manual of Mental Disorders of APD subjects presenting with prominent 4th ed.) (DSM-IV) diagnostic criteria for APD psychopathic personality features. Work on (cid:14)AmericanPsychiatric Association,1994..Inaddi- APD has also revealed broadly frontal defic- tion, we administered the Hare psychopathy its, but if the prefrontal cortex can be fractio- checklist: screening version(cid:14)PCL:SV.(cid:14)Hartetal., nated into separate frontal subsystems, these 1995. to APD subjects. Upon completion of the may be differentially engaged in APD; formaltesting session,weconductedasemi-struc- W.M.Dinn,C.L.HarrisrPsychiatryResearch97(2000)173]190 177 tured interview with APD subjects designed to compensation(cid:14)$25persession..Written informed elicit informationregardingeducationalandvoca- consent was obtained from all participants. tional history, family background, prior psychoac- Approximately 65 individuals responded to the tive substance use or abuse, and juvenile and APDrecruitment advertisements and30individu- adult antisocial behavior. Eleven APD subjects als responded to control recruitment advertise- exceeded the recommended cutoff score on the ments. Potential participants contacted our neu- PCL:SV(cid:14)Gs18.(cid:14)Hart et al.,1995..Weincluded ropsychology lab in response to the newspaper one additional subject who obtained a marginal advertisement. The lead author or a trained re- score of 16 on the PCL:SV. The mean PCL:SV search assistant contacted the respondent and score for the APD group was 18.5 (cid:14)SDs1.24.. It administered a brief screening interview (cid:14)based is important to emphasize that APD and psy- on the PDQ-4 and the PCL:SV. over the tele- chopathy may be discrete syndromes which often phone. Individuals were excluded if they were coexist in the same individual. Moreover, the currently using psychotropic medications, re- ported a history of electroconvulsive treatment, studyofpsychopathicindividualswhopresentwith or if they reported a history of traumatic head or without a history of behavioral dyscontrol is injury (cid:14)with loss of consciousness or cognitive clearly warranted.Whilethis distinction mayhave sequelae. or central nervous system pathology. merit, we were unable to address it since all APD Subsequent group assignment was based on subjects in our study reported a long-standing PDQ-4 and PCL:SV scores. APD subjects ex- pattern of antisocial behavior and behavioral ceeded the recommended symptom threshold on dyscontrol dating back to late childhood or early the PDQ-4(cid:14)APDsubscale.(cid:14)Hyler,1994..Inaddi- adolescence, and displayed prominent psycho- tion, 11 of 12 APD subjects exceeded the recom- pathic characteristics. None of the APD subjects mended cutoff scores on the psychopathy check- or control participants were receiving psychoac- list: screening version(cid:14)PCL:SV.(cid:14)Gs18.(cid:14)Hartet tive drugs or met diagnostic criteria for substance al., 1995.. The mean score on the APD subscale abuse or dependence disorders at the time of for the control group was 1.4, but was 6.6 for the testing, although several APDsubjects reported a APDsample. The mean score on the PCL:SV for history of substance abuse. Individuals were ex- the control group was 3.4, but was 18.5 for the cluded if they were currently abusing alcohol or APD sample. Clearly, APD subjects exceeded re- other psychoactive substances. However,a history commended cutoff scores on the PCL:SV. Con- of substance abuse or dependence among APD trol group scores on the PCL:SV were compara- subjects did not constitute exclusion criteria. We ble to published norms. Therefore, we are confi- compared the performance patterns of APD sub- dent that our control subjects were not psycho- jects who met criteria (cid:14)lifetime. for alcohol or pathic. substance abuse to the neurocognitive profiles of APD subjects who did not meet criteria for sub- stance abuse or dependence. 2.1. Procedure Ten male control subjects were recruited from the general populationviaadvertisements seeking We administered neuropsychological measures individuals interested in participating in research considered sensitive to orbitofrontal dysfunction examining the neuropsychology of personality. including computerversions ofthe objectalterna- Control subjects were matched to APD subjects tiontest(cid:14)Freedman,1990.,theStroopcolor]word for age, educational level, handedness, and gen- test, and a visual gorno]go discrimination task der. Their ages ranged from 21 to 41 (cid:14)Ms28.9; (cid:14)based onLapierre et al.,1995..All computerized SDs6.9.. The mean educational level of the tasks were administered on a Macintosh IIci us- control group was 13.9 years (cid:14)SDs1.7.. All con- ingPsyScope,experimental designsoftwaredevel- trol subjects were right-handed, as determined by oped by Cohen et al. (cid:14)1993.. Reaction time and self-report. All participants received financial voice onset latencies were collected using a mil- 178 W.M.Dinn,C.L.HarrisrPsychiatryResearch97(2000)173]190 lisecond timer that interfaces with the PsyScope ofSemanticWordNorms(cid:14)TogliaandBattig,1978. software. In addition, we administered tests as- to categorize words (cid:14)see Appendix A.. sessing frontal executive functioning includingthe We also administered a battery of personality controlled word fluency test (cid:14)FAS test. (cid:14)Good- questionnaires and clinical scales. Administered glass and Kaplan, 1972. and a divergent thinking measures included Cattell’s 16PF questionnaire task wbased on Guilford and Hoepfner (cid:14)1971.x. (cid:14)factors G, H, and O.; personality diagnostic As noted previously, if electrodermal hypore- questionnaire (cid:14)PDQ-4; antisocial personality dis- sponsiveness reflects orbitofrontal hypofunction, order. subscale (cid:14)Hyler, 1994., and a modified then APD subjects exhibiting core psychopathic version of the fear survey schedule (cid:14)Wolpe and personality traits should display reduced physio- Lang, 1964. consisting of three subscales. During logical reactions to aversive stimuli. We tested the fear survey, participants were instructed to this prediction by monitoringsubjects’ electroder- indicate the degree of avoidance behavior associ- mal activity during the presentation of emotio- ated with specific situations or stimuli presented nally charged stimuli. Subjects viewed 30 words on the computer screen because of fear or anxi- possessingpositive,negative,orneutral emotional ety. Stimuli were classified in the following man- connotations. Subjects rated the words (cid:14)displayed ner: (cid:14)1. social situations; (cid:14)2. specific phobic situa- one at a time on the monitor. in terms of pleas- tions; and (cid:14)3. agoraphobic concerns. We also antness (cid:14)1]7 scale. while the experimenter moni- administered subscales from the 16PF question- naire (cid:14)factors G, H, and O. which reflect person- tored the subjects’ electrodermal activity (cid:14)tonic ality characteristics (cid:14)e.g.,lack of threat-sensitivity, and phasic. with the Davicon C2A custom skin guilt, conscientiousness, and behavioral inhibi- conductance monitor (cid:14)NeuroDyne Medical Cor- tion. associated with APD and psychopathy. We poration, Cambridge, MA.. The resolution of the anticipated that APD subjects would obtain low Davicon C2A custom skin conductance system is scores on factors O and G, reflecting a lack of 0.01 micromhos. Electrodes were attached to the guilt and concern for social conventions, and distal phalanges of the first and second fingers of achieve high scores on factor H, reflecting social the subject’s dominant hand. While conductive disinhibition. gel is used with Ag]AgCl electrodes, the contact surface of the electrodes employed in our study was gold, and gold electrodes do not require 2.2. Descriptionof neurocogniti¤etests and clinical conductive paste. The combined effective surface scales area of the sensors was 1 cm2. The subject’s skin was not prepared. Data collection was divided 2.2.1. Object alternationtest into 10-s intervals following the presentation of Performance on the object alternation test is each stimulus. Davicon psychophysiological as- determined by number of trials required to in- sessment software providedthe basepoint andthe duce the solution. Subjects view two distinct sti- maximum point during each interval and sub- mulus objects (cid:14)a red cup and a blue cup. on a tracted the basepoint from the maximum score, computermonitor.Thecomputer‘hides’acoinin yielding a measure ofSCRin micromhos.That is, one of the cups. The subjects are asked to de- the software automatically calculated the ampli- termine which cup contains the coin. The coin tude of the phasic response. We calculated the moves to the unoccupied cup following a correct mean phasic response to each stimulus class (cid:14)i.e., response. Subjects receive immediate feedback positive, negative, or neutral stimuli. for each from the computer regarding the accuracy of re- subject. In addition, a research technician sponse following each choice. Participants reach observed the subject during the word-rating task criterion when they correctly predict the coin and noted if the participant moved during elec- location on 12 consecutive trials. The subjects’ trodermal monitoring. These trials were excluded score is the trial number of their last wrong fromsubsequent analysis. Weusedthe Handbook response before the onset of their run of 12 W.M.Dinn,C.L.HarrisrPsychiatryResearch97(2000)173]190 179 correct trials. A low score indicates superior per- while the experimenter monitors subjects’ elec- formance. The score of participants who never trodermal activity. reach the solution is set to 50, the maximum number of trials (cid:14)Freedman, 1990.. 2.2.5. Word fluency test (FAS test) During the word fluency test (cid:14)FAS test., the 2.2.2. Stroop color]word test subject is asked to write down as many words as During our computer version (cid:14)administered on possible that begin with a specific letter (cid:14)F, A, or aMacintoshIIcicomputerusingtheexperimental S. during three 1-min trials (cid:14)Goodglass and Ka- design software PsyScope., subjects are asked to plan, 1972.. read words as quickly as possible (cid:14)displayed one at a time on the computer monitor. describing a 2.2.6. Di¤ergent thinking task color. The ink color may be inconsistent with the This task is based on Guilford and Hoepfner given word. During the first block (cid:14)non-conflict (cid:14)1971.. During the divergent thinking task, sub- block., the subject is asked to read the word jects are asked to name as many different uses of displayedonthe monitorandignorethe ink color anewspaperaspossibleduringa1-mintrial.They (cid:14)40 trials.. During the second block (cid:14)conflict are providedwith the following example: one use block., the participant is asked to identify the ink is rolling up the newspaper to swat a mosquito. color(cid:14)40trials..Responselatencieswererecorded using a voice-activated millisecond timer. Each 2.2.7. Personality diagnosticquestionnaire(PDQ-4) trial ends when the subject responds verbally into (APD subscale) a microphone. All participants completed both The PDQ-4 is a true]false questionnaire which blocks. The dependent measure was response yieldssubscale scores reflecting DSM-IV diagnos- time. tic criteria for axis-II disorders. Questions were adapted from DSM-IV diagnostic criteria (cid:14)Hyler, 2.2.3. Gorno]go task 1994.. This test was based on Lapierre et al. (cid:14)1995.. Subjects press the space bar as quicklyas possible 2.2.8.Psychopathychecklist:screening¤ersion when a 2=2-cm blue square appears (cid:14)against a (PCL:SV) white background. on a computer monitor. Dur- The PCL:SV is designed to yield a total score ingthefirstblock(cid:14)50trials.,onlybluesquares are and subscale scores reflecting two correlated fac- displayed. During the second block (cid:14)50 trials., tors. Factor 1 reflects interpersonal and affective subjects are instructed to respond when the blue characteristics associated with psychopathy such square appearsandrefrain fromrespondingwhen as egocentricity and profound lack of empathy, a 2=2-cm blue cross is displayed. During the while factor 2 reflects behavioral dyscontrol, im- third block (cid:14)50 trials., subjects are instructed to pulsivity,andantisocialconduct(cid:14)Hartetal.,1995.. respond when the blue cross is displayed and refrain fromrespondingwhenthesquareappears. The blue square or blue cross appears at random 3. Results locations across the computer screen. The inter- stimulus interval is also randomizedwithintervals Since multiple comparisons were planned, we of 100, 250, 400, 500, 750, 1000, and 2000 ms. controlled for type 1 errors with the Bonferroni procedure. Thus, the alpha level was set to 0.003. 2.2.4. Assessment of autonomicacti¤ity Subjects view30wordspossessing positive,neg- 3.1. Neuropsychologicaltesting ative,orneutral emotionalconnotations.Thesub- jects rate the words (cid:14)displayed one at a time on We conducted a multivariate analysis of vari- the monitor. in terms of aversiveness (cid:14)1]7 scale. ance (cid:14)MANOVA..Significant MANOVAfindings 180 W.M.Dinn,C.L.HarrisrPsychiatryResearch97(2000)173]190 werefollowedupwithposthoccomparisonsusing the color-namingblocksofthe Stroopcolor]word the Tukey test of significance. MANOVA indi- test (cid:14)see Table 1.. When required to inhibit a cated that the APD group was impaired on tasks previously learned response pattern (cid:14)i.e., conflict considered sensitive to orbitofrontal dysfunction blocks., APD subjects displayed greater reaction relative to control subjects: Wilks’ Lambdas times in comparison to control subjects. Group 0.136; F s8.439; P-0.001. Subsequent uni- differences on the non-conflict blocks of the 9,12 variate analyses yielded significant group differ- Stroop (cid:14)wordnaming. (cid:14)Ps)0.35. and gorno]go ences on the object alternation test (cid:14)F s (cid:14)block 1. (cid:14)P)0.11. tasks were not statistically 1,20 26.462, P-0.001., and conflict blocks of the significant. Contrary to expectation, group dif- Stroop color]word test (cid:14)F s12.011, P-0.003 ferences on the conflict blocks of the gorno]go 1,20 and F s13.446, P-0.001.. APD subjects ex- task were not significant, although group differ- 1,20 hibited performance deficits on the object alter- ences on the third block of the gorno]go task nation test and conflict blocks of the Stroop task approached significance (cid:14)P-0.06.. APD subjects incomparisontocommunitycontrolsubjects.The didnot demonstrate performance deficits on clas- mean number oftrials tosolvethe object alterna- sical tests of frontal executive function. Interest- tion test was 11.8 (cid:14)SDs4.7. for the community ingly, the APD subjects generated significantly control group, but was 33.9 (cid:14)SDs12.8. for the more responses on the divergent thinking task APD group. than control participants (cid:14)F s14.051, P- 1,20 Relative to the community control group,APD 0.001.. APD subjects did produce fewer words on subjects demonstrated slower reaction times on the word fluency test relative to control subjects, Table1 Neuropsychologicaltestperformancea Mean(cid:14)SD. Univariateanalysis APD Controlsubjects F P 1,20 n 12 10 Age 27.8 (cid:14)4.0. 28.9 (cid:14)6.9. y0.202 0.658 Education 13.9 (cid:14)1.72. 13.9 (cid:14)1.74. 0.006 0.938 Handedness 100% Right 100% Right OAT 33.9 (12.8) 11.8 (4.7) 26.462 -0.001 Stroopcolor]wordtest StroopWord-c 479ms (cid:14)50. 505ms (cid:14)81. y0.843 0.369 StroopWord-i 521ms (cid:14)79. 549ms (cid:14)95. y0.606 0.445 StroopColor-c 948ms (223) 674ms (121) 12.011 -0.003 StroopColor-i 1214ms (334) 811ms (103) 13.446 -0.001 Gorno]gotask Gorno]go}1 322ms (cid:14)61.5. 284ms (cid:14)38.9. 2.746 0.113 Gorno]go}2 495ms (cid:14)71.9. 468ms (cid:14)55.7. 0.943 0.345 Gorno]go}3 505ms (cid:14)56.3. 459ms (cid:14)45.9. 4.083 0.056 FASTest 38.0 (cid:14)5.6. 41.6 (cid:14)9.0. y1.294 0.268 DvT 9.5 (1.9) 6.8 (1.2) 14.051 0.001 SCR(micromhos) 0.02 (0.01) 0.14 (0.08) I24.333 -0.001 aNote: OATsobjectalternation test; StroopsStroopcolor]wordtest (cid:14)blocks 1and2swordnaming,blocks 3and4scolor naming., cscongruent, isincongruent; Gorno]gosgorno go task (cid:14)blocks 1, 2, 3.; FASsControlled word fluency test (cid:14)FAS test.;DvTsdivergentthinkingtask;mssmilliseconds;SCRsmeanamplitudeofskinconductanceresponse(cid:14)micromhos.. W.M.Dinn,C.L.HarrisrPsychiatryResearch97(2000)173]190 181 although this difference did not approach signifi- thePDQ-4(cid:14)F s67.663, P-0.001.,thePCL:SV 1,20 cance (cid:14)P)0.25.. (cid:14)F s631.315, P-0.001. and on factor H (cid:14)F 1,20 1,20 The mean amplitudes of skin conductance re- s18.782, P-0.001.. This clinical profile indi- sponse (cid:14)SCR. to the three categories of words cates that APD subjects, as expected, were less (cid:14)positive, neutral, and negative. were compared conscientious, self-reproaching, guilt-prone, and across the subject groups.As expected, APDsub- socially anxious than matched control subjects. jects were electrodermally hyporesponsive to Moreover,the scores indicated that APDsubjects aversive stimuli relative to control group mem- were more venturesome and uninhibited relative bers (cid:14)F sy24.333, P-0.001.. In addition, all 1,20 to control subjects. However, the scores of APD participants,regardlessofgroupmembership,cat- subjects on the specific phobic situations subscale egorized words in the expected manner, demon- did not differ significantly from the scores strating that they were aware of the emotional achieved by control participants (cid:14)P)0.78. (cid:14)see connotations of the stimuli. Table2..Groupcomparisonrevealedamarginally significant difference onthe agoraphobiasubscale 3.2. Clinical profile (cid:14)F sy6.364, P-0.02.. 1,20 Five of 12 APD subjects reported a history of substance abuse. To examine the impact of prior MANOVA, followed by post hoc analyses, re- substance abuse on neuropsychological test per- vealed highly significant group differences on the clinical scales and personality measures. As ex- formance,wecomparedthe performancepatterns pected, APD subjects achieved significantly lower of APD subjects who met criteria (cid:14)lifetime. for scores on factors O (cid:14)F sy18.768, P-0.001. alcohol or substance abuse to the neurocognitve 1,20 andG(cid:14)F sy12.814, P-0.001.fromthe16PF profiles of APD subjects who did not meet crite- 1,20 questionnaire, and on the social anxiety subscale ria for substance abuse or dependence. The clini- (cid:14)F sy34.246, P-0.001. in comparison to cal and neurocognitive profiles of these groups 1,20 control subjects. In addition, they displayed sig- were remarkably similar. Groups did not differ nificantly higher scores on the APD subscale of significantly on the object alternation test (cid:14)P) Table2 Personalityandclinicalfindingsa ClinicalCharacteristics Mean(cid:14)SD. Univariateanalysis APD Controlsubjects F P 1,20 N 12 10 16PFSubscales FactorG 6.4 (3.7) 11.3 (2.4) I12.814 -0.001 FactorH 20.5 (2.7) 13.3 (4.9) 18.782 -0.001 FactorO 7.8 (2.8) 12.6 (2.3) I18.768 -0.001 FearSur¤eySubscales Agoraphobia 1.9 (cid:14)3.2. 5.8 (cid:14)4.0. y6.364 -0.02 Socialanxiety 3.9 (3.3) 15.5 (5.8) I34.246 -0.001 Specificphobia 13.2 (cid:14)8.8. 14.1 (cid:14)4.6. y0.075 0.787 APD(PDQ) 6.6 (1.78) 1.4 (0.96) 67.663 -0.001 PCL:SV 18.5 (1.2) 3.4 (1.5) 631.315 -0.001 aNote:16PFQuestionnaire } factors G,H,andO; Fear survey schedule } agoraphobiasubscale; specific phobiasubscale; social anxiety subscale.; Personality diagnostic questionnaire (cid:14)PDQ-4.; APDsantisocial personality disorder subscale (cid:14)PDQ-4.; Psychopathychecklist: screeningversion(cid:14)PCL:SV.. 182 W.M.Dinn,C.L.HarrisrPsychiatryResearch97(2000)173]190 0.45., Stroop color]word test (cid:14)all Ps)0.15., trial. Thecoinshifted tothe unoccupiedcupafter gorno]gotask (cid:14)all Ps)0.10.,verbal fluency task the correct response. The subject continued to (cid:14)P)0.12.,anddivergentthinking task (cid:14)P)0.15.. choose the cup which originally contained the In addition, groups did not exhibit significantly coin andmade49consecutive incorrect responses different patterns of autonomic reactivity (cid:14)P) (cid:14)despite the fact that the research technician 0.25.. pointed out that he was free to choose the other cup.. APD subjects did not demonstrate perfor- 4. Discussion mance deficits on classical tests of frontal execu- tive function. Our findings are consistent with the 4.1. Neurocogniti¤etest findings contention that a highly select deficit involving the orbitofrontal system is associated with psy- APD subjects showed greater neuropsychologi- chopathy and APD. cal deficits on measures sensitive to orbitofrontal Contrary to prediction, group differences on dysfunction in comparisonto control participants. the gorno]go Task were not statistically signifi- Performance deficits on the object alternation cant. We anticipated that APD subjects would test may reflect an inability to effectively process exhibit performance deficits (cid:14)e.g., reaction time feedback information regarding reward and pun- slowing.onthe gorno]goTask.Thisfindingdoes ishment (cid:14)i.e., the inability to successfully employ not supportour central hypothesis. Unexpectedly, punishment cues to guide behavior.. Rolls (cid:14)1995. APD subjects performed significantly better than suggested that the orbitofrontal region de- control subjects on the divergent thinking task. termines the reinforcing value of stimuli. Toourknowledge,thedivergentthinkingtaskhas In our prior unpublished work, performance never been administered to APD or psychopathic deficits on the gorno]go and Stroop tasks (cid:14)con- subjects. However, it is interesting to note that flict blocks. correlated strongly with object alter- several studies found that individuals psychomet- nation test performance, suggesting that the or- rically defined as extraverted, or exhibiting low bitofrontal system is involved in the inhibition of levels of anxiety, obtained significantly higher a dominant or prepotent response pattern, which scores on divergent thinking tasks. is consistent with its role in modifyingbehavior in responsetochanging contingencies. In addition,a 4.2. Do the neuropsychologicalmeasures employed number of APD subjects were unable to identify possess localizing¤alue? the correct alternation pattern. The score of par- ticipants who never reached the solution was set Patients with prefrontal damage perform simi- at 50, the maximum number of trials. Interest- larly to control subjects on measures of general ingly, several of these subjects employed ‘super- cognitive ability (cid:14)i.e., standard intelligence test stitious’ response strategies. For example, one scores are typically in the normal range. and on APDsubjectstatedthat‘everythinggoesinthrees’ verbal and non-verbal memory tasks (cid:14)e.g., paired and he wouldmake three perseverative responses associate learning.. However, careful neuropsy- before shifting to the alternate choice (cid:14)i.e., the chologicalexamination willrevealsubtle cognitive correct location.. We should note that we did not deficits.Researchers havecometoappreciatethat screen APD subjects for schizotypal personality the prefrontal region is not a unitary structure; traits. It would be interesting to determine if the rather, it is fractionable into anatomically and presence of schizotypal features among APD or functionally distinct subsystems. Converging lines psychopathic subjects is associated with perfor- of evidence suggest that dorsolateral-prefrontal mance deficits on the object alternation test. cortex mediates executive functions (cid:14)Smith and Moreover, several APD subjects exhibited ex- Jonides, 1999., while orbitofrontal cortex modu- treme perseverative behavior. For example, one lates sensitivity to reinforcement contingencies APD subject made a correct choice on the initial (cid:14)Rolls, 1995..

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tion is associated with psychopathic personality traits and antisocial behavior. However clinical scales sensitive to antisocial personality disorder APD subjects
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