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Advances in Anatomy, Embryology and Cell Biology Heiko Braak Kelly Del Tredici Neuroanatomy and Pathology of Sporadic Alzheimer's Disease Reviewsandcriticalarticlescoveringtheentirefieldofnormalanatomy(cytology, histology,cyto-andhistochemistry,electronmicroscopy,macroscopy,experimen- tal morphology and embryology and comparative anatomy) are published in AdvancesinAnatomy,EmbryologyandCellBiology.Papersdealingwithanthro- pology and clinical morphology that aim to encourage cooperation between anatomy andrelated disciplines will also be accepted. Papers are normally com- missioned. Original papers and communications may be submitted and will be consideredforpublicationprovidedtheymeettherequirementsofareviewarticle andthusfitintothescopeof “Advances”.Englishlanguageispreferred. It isafundamental conditionthatsubmitted manuscriptshavenotbeenandwill not simultaneously be submitted or published elsewhere. With the acceptance ofamanuscriptforpublication,thepublisheracquiresfullandexclusivecopyright foralllanguagesandcountries. Manuscriptsshouldbeaddressedto Co-ordinatingEditor Prof.Dr.H.-W.KORF,ZentrumderMorphologie,UniversitätFrankfurt,Theodor-SternKai7, 60595Frankfurt/Main,Germany e-mail:[email protected] Editors Prof.Dr.T.M.BÖCKERS,InstitutfürAnatomieundZellbiologie,UniversitätUlm,Ulm,Germany e-mail:[email protected] Prof.Dr.F.CLASCÁ,DepartmentofAnatomy,HistologyandNeurobiology UniversidadAutónomadeMadrid,Ave.ArzobispoMorcillos/n,28029Madrid,Spain e-mail:[email protected] Dr.Z.KMIEC,DepartmentofHistologyandImmunology,MedicalUniversityofGdansk, Debinki1,80-211Gdansk,Poland e-mail:[email protected] Prof.Dr.B.SINGH,WesternCollegeofVeterinaryMedicine,UniversityofSaskatchewan,Saskatoon,SK,Canada e-mail:[email protected] Prof.Dr.P.SUTOVSKY,S141AnimalScienceResearchCenter,UniversityofMissouri,Columbia,MO,USA e-mail:[email protected] Prof.Dr.J.-P.TIMMERMANS,DepartmentofVeterinarySciences,UniversityofAntwerpen, Groenenborgerlaan171,2020Antwerpen,Belgium e-mail:[email protected] 215 Advances in Anatomy, Embryology and Cell Biology Co-ordinatingEditor H.-W.Korf,Frankfurt SeriesEditors T.M.Bo¨ckers(cid:129)F.Clasca´ (cid:129)Z.Kmiec B.Singh(cid:129)P.Sutovsky(cid:129)J.-P.Timmermans More information about this series at http://www.springer.com/series/102 Heiko Braak (cid:129) Kelly Del Tredici Neuroanatomy and Pathology of Sporadic Alzheimer’s Disease With 48 figures HeikoBraak KellyDelTredici Zentrumf.Biomed.ForschungAG KlinischeNeuroanatomie/AbteilungNeurologie Universita¨tUlm Ulm Germany ISSN0301-5556 ISSN2192-7065(electronic) ISBN978-3-319-12678-4 ISBN978-3-319-12679-1(eBook) DOI10.1007/978-3-319-12679-1 SpringerChamHeidelbergNewYorkDordrechtLondon LibraryofCongressControlNumber:2014957640 #SpringerInternationalPublishingSwitzerland2015 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartofthe materialisconcerned,specificallytherightsoftranslation,reprinting,reuseofillustrations,recitation, broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionorinformation storageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilarmethodology nowknownorhereafterdeveloped.Exemptedfromthislegalreservationarebriefexcerptsinconnection withreviewsorscholarlyanalysisormaterialsuppliedspecificallyforthepurposeofbeingenteredand executed on a computer system, for exclusive use by the purchaser of the work. Duplication of this publicationorpartsthereofispermittedonlyundertheprovisionsoftheCopyrightLawofthePublisher’s location, in its current version, and permission for use must always be obtained from Springer. PermissionsforusemaybeobtainedthroughRightsLinkattheCopyrightClearanceCenter.Violations areliabletoprosecutionundertherespectiveCopyrightLaw. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthispublication doesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevant protectivelawsandregulationsandthereforefreeforgeneraluse. While the advice and information in this book are believed to be true and accurate at the date of publication,neithertheauthorsnortheeditorsnorthepublishercanacceptanylegalresponsibilityfor anyerrorsoromissionsthatmaybemade.Thepublishermakesnowarranty,expressorimplied,with respecttothematerialcontainedherein. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) . Preface Thedownsideofthecurrenttendencytoprolongedlifeexpectancyindeveloped countriesistheincreaseindiseasesassociatedwithadvancedage,especiallythose involving the central nervous system (CNS). Foremost among these is sporadic Alzheimer’s disease (AD) which leads to dementia (Brookmeyer et al. 2007; Qiu etal.2009;Reitzetal.2011;MayeuxandStern2012).Nevertheless,today,despite alleffortsonnumerousfronts,nocausalordisease-modifyingtherapyisavailable (Doody et al. 2014; Salloway et al. 2014). AD is a neurological disorder of the humanCNS.Thepathological lesions associated withtheADprocessrequire an unusually long period of time to evolve, but, in the final analysis, they result in clinicallyrecognizableimpairmentofhigherbrainfunctions. This book is written for a readership that is to some extent familiar with the anatomyofthehumannervoussystemandisinterestedinthechangesitunder- goes during the AD process. As in the previously published book on sporadic Parkinson’sdiseasefromthesameSpringerseries(BraakandDelTredici2009), thepresenteffortapproachesandinterpretsthepathologicalprocessinADchiefly fromaneuroanatomicalperspective.However,wewanttomakethetextreadable fornon-experts,interaliabyincludingthroughoutitbothintroductoryandmore detailedexplanationspertainingtoimportantanatomicalrelationshipsthatfacili- tateunderstandingthematerialbutthatarenotavailableinstandardtextbooksor onlycursorilyexplainedtherein,e.g.,theanatomyoftheentorhinalregion. Clinically, AD only occurs in humans, and the hallmark lesions underlying the diseaseprocesspredominantlyarefoundinthehumanCNS.Thus,therearenotruly adequateanimalmodelsforAD(RapoportandNelson2011),althoughtheimplica- tions of this reality are largely overlooked in much current research. For the past 25 years, an amyloidocentric understanding of AD research has largely ignored opposing data and arguments, thereby leaving aside important questions that still requireanswers(Maaroufetal.2010).Theauthorsfocusonfundamentalaspectsof the AD process as a whole with the intention of encouraging alternatives to the Ab-centeredunderstandingofAD. As indicated by itstitle, thisbook deals mainly with morphologically recogniz- able deviations from the normal anatomical condition of the human CNS. The vii viii Preface AD-associated pathology is illustrated from its beginnings (sometimes even in childhood) until its final form that is reached late in life. The AD process com- mences much earlier than the clinically recognizable phase of the disorder and its timeline includes an unusually extended non-symptomatic phase. The further the pendulumswingsawayfromthesymptomaticfinalstagestowardstheearlypathol- ogy, the more obvious the lesions become, although from a standpoint of severity theyaremoreunremarkableand,thus,frequentlyoverlookedduringroutineneuro- pathological assessment. For this reason, we decided to deal with the hallmark lesionsinearlyphasesoftheADprocessinconsiderabledetail.Clinicallymanifest casesofAD,ontheotherhand,displayextensivedisease-associatedlesionsthat,as arule,areaccompaniedbynon-AD-relatedpathologies,includingvascularchanges andconcomitantneurodegenerativedisorders. For a constitutive introduction to the morphology of AD, one of the authors (HB)owesaspecialdebtofgratitudetoanAmericancolleague,ThomasL.Kemper, MD (Department of Anatomy and Neurobiology, Boston University School of Medicine), who also conveyed to him the fascination with the idea that AD is a disorderthatadherestotheconditionsofhumanneuroanatomy.Theauthorsthank theGoetheUniversityFrankfurt(TheBraakCollection).Theyarealsothankfulfor valuable comments provided by Khalid Iqbal, PhD (New York State Institute for Basic Research in Developmental Disabilities) and Michel Goedert, MD (MRC LaboratoryofMolecularBiology,UniversityofCambridge).Theywishtoexpress their appreciation to Horst-Werner Korf, MD (Dr. Senckenbergische Anatomie, Goethe University, Frankfurt) for the invitation to prepare this book, Albert C. Ludolph, MD (Department of Neurology, University of Ulm) for support and helpful discussions, and Ms. Anne Clauss from Springer (Heidelberg) for careful editingofthetext.TheyalsoaregratefultoJu¨rgenBohl,MD(formerlyDepartment ofNeuropathology,UniversityofMainz)forongoingsupport,Ms.SimoneFelden- gut (Tables, silver staining, immunocytochemistry), Ms. Siegrid Baumann, Ms. Gabriele Ehmke, Ms. Julia Straub (immunocytochemistry), Mr. Hans-Ju¨rgen Steudt(OlympusGermany,Stuttgart)fortechnicalassistance,andMr.DavidEwert (DepartmentofNeurology,UniversityofUlm)forthemanyhoursspentpreparing andhelpingtodesigntheillustrations.Inviewofthebreadthofthesubjectmatter,it wasnecessarytoweighthebibliographyinfavorofmorerecentoriginalstudiesand reviews. In other words, it was not the authors’ intention to supply an exhaustive surveyofallofthepertinentliteraturefromtheADfield. Funding for this work was made possible, in part, by the German Research Council (Deutsche Forschungsgemeinschaft, DFG) Grant number TR 1000/1-1 andtheRobertA.PritzkerPrizefromtheMichaelJ.FoxFoundationforParkinson’s DiseaseResearch. This book is dedicated in gratitude to the memories of Eva Braak ({2000), WilliamR.Markesbery({2011),andIngeGrundke-Iqbal({2012). Ulm,Germany HeikoBraak 13September2014 KellyDelTredici Contents 1 Prologue. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 2 Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 2.1 SporadicADIsaProteinopathyLinkedtotheDevelopmentof IntraneuronalInclusionsofAbnormalTauProteinWhich, inLaterPhases,AreAccompaniedbytheFormationof ExtracellularPlaque-LikeDepositsofAmyloid-bProtein. . . . . 3 2.2 SomeNeuronalTypesExhibitaParticularInclinationtothe PathologicalProcessWhileOthersShowaConsiderable ResistanceToIt. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 2.3 ConsistentChangesintheRegionalDistributionPatternof IntraneuronalInclusionsMakeaStagingProcedure Possible. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 3 BasicOrganizationofNon-thalamicNucleiwithDiffuseCortical Projections. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 4 MicrotubulesandtheProteinTau. . . . . . . . . . . . . . . . . . . . . . . . . . . 21 5 EarlyPresymptomaticStages. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 5.1 Stagea:TheAppearanceofAbnormalTauinAxonsofCoeruleus ProjectionNeurons. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 5.2 Stagesbandc:PretangleandTangleMaterialDevelopsinthe SomatodendriticCompartmentsofCoeruleusNeuronsand SimilarLesionsAppearinAdditionalBrainstemNucleiwith Diffuse CorticalProjections. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 5.3 SurvivalofInvolvedNeurons,LossofNeuronalFunction,and DegradationofRemnantsAftertheDeathofInvolved Neurons. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 ix

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As indicated by its title, this monograph deals chiefly with morphologically recognizable deviations from the normal anatomical condition of the human CNS. The AD-associated pathology is illustrated from its beginnings (sometimes even in childhood) to its final form, which is reached late in life. T
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