Networks, Alliances and Partnerships in the Innovation Process Economics ofScience, Technology and Innovation VOLUME28 Series Editors Cristiano Antonelli, UniversityofTorino, Italy BoCarlsson, Case Western Reserve University, US.A. EditorialBoard: Steven Klepper, Carnegie Mel/on University, US.A. Richard Langlois, UniversityofConnecticut, US.A. lS. Metcalfe, UniversityofManchester, UK. DavidMowery, University ofCalifornia, Berkeley, US.A. Pascal Petit,CEPREMAP, France Luc Soete, Maastricht University, The Netherlands Thetitlespublishedinthisseriesarelistedattheendofthisvolume. Economics ofScience, Technology and Innovation N etworks, Alliances and Partnerships in the Innovation Process Edited by JOHN DE LA MOTHE PRIME, University of Ottawa and ALBERT N. LINK Department ofE conomics, University ofN orth Carolina at Greensboro SPRINGER SCIENCE+BUSINESS MEDIA, LLC Library of Congress Cataloging-in-Publication Data A C.I.P. Catalogue record for this book is available from the Library of Congress. NETWORKS, ALLIANCES AND PARTNERSHIPS IN THE INNOV AT ION PROCESS John de la Mothe and Albert N. Link (eds.) ISBN 978-1-4613-5417-8 ISBN 978-1-4615-1151-9 (eBook) DOI 10.1007/978-1-4615-1151-9 Copyright © 2002 by Springer Science+Business Media New York Originally published by Kluwer Academic Publishers in 2002 Softcover reprint ofthe hardcover Ist edition 2002 AII rights reserved. No part ofthis work may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, microfilm ing, recording, or otherwise, without the written permission from the Publisher, with the exception of any material supplied specificalIy for the purpose of being entered and executed on a computer system, for exclusive use by the purchaser ofthe work. Permission for books published in Europe: [email protected] Permission for books published in the United States of America: [email protected] Printed on acid-free paper. CONTENTS Contributors IX Acknowledgements XI Preface XIII PART I: INTRODUCTION AND FRAMEWORKS 1. Introduction 3 JOHNDELAMOTHEAND ALBERTN. LINK 2. Private-Sectorand Public Sector Strategies to Encourage Technological Alliances 7 ALBERTN. LINK 3. Collaborative Innovation: Rationale, Indicators and Significance 29 W. EDWARD STEINMUELLER PARTII: MEASUREMENT 4. An Analysis ofPatterns ofCollaboration in Canadian Manufacturing and Biotechnology Firms 47 FRANCES ANDERSON,CHUCKMcNIVEN AND ANTOINEROSE 5. In-House Versus Ex-House: The Sourcing ofKnowledge for Innovation 67 ANTHONYARUNDELANDCATALINABORDOY vi PART III: PRACTICE 6. Innovation Through Linkages and Networks at the National Research Council: Measuring the Output 91 JACQUESLYREITE 7. R&D Alliances and Networks Indicators at the Division ofScience Resources Statistics, National Science Foundation 119 FRANCISCOMORIS AND JOHN JANKOWSKI 8. Implications ofthe Division ofKnowledge for Innovation in Networks 135 PAULQUINTAS PARTIV: IMPACTS 9. Organizational Requirements for the Innovation of Complex Technologies 165 DONE. KASH, ROBINN. AUGERANDNING LI 10. Complex Systems and Collective Adoption: The Role ofNetworks and Partnerships as an Endogenous Mechanism to Reduce Dynamic Transaction Costs in the Context ofSystemic Innovations 191 DOMINIQUEFORAY 11. Industry Life-Cycle, Knowledge Generation and Technological Networks 199 LIONELNESTA AND VINCENTMANGEMATIN 12. Networks in the Knowledge Economy Restructuring Value Chains: Impacts ofthe Internet 221 GRAHAM VICKERY vii 13. Toward the Capture ofInnovation Potentiality in Social Environments 241 SUSANA. MCDANIEL 14. PolicyNetworks in Adaptive Innovation Systems 251 JOHN DELAMOTHE PART IV: CONCLUSION 15. Conclusion 265 JOHN DELAMOTHEAND ALBERTN. LINK Notes 267 Bibliography 277 Index 307 CONTRIBUTORS FrancesAnderson, SIEID, StatisticsCanada. Anthony Arundel, MERIT, UniversityofMaastricht. Robin N. Auger, Centrefor ScienceandTechnologyPolicy, School ofPublic Policy, George Mason University. CatalinaBordoy,MERIT, UniversityofMaastricht. John de laMothe,PRIME, School ofManagement, UniversityofOttawa. DominiqueForay,CERI, OECD, Paris. John Jankowski, Research& DevelopmentStatistics Program, TheNational ScienceFoundation. Don E. Kash, Centre for Science andTechnologyPolicy, School ofPublic Policy, GeorgeMasonUniversity. Ning Li,Centre for Science andTechnologyPolicy, School ofPublicPolicy, GeorgeMasonUniversity. AlbertN. Link,DepartmentofEconomics,UniversityofNorthCarolinaat Greensboro. Jacques Lyrette,TechnologyandIndustrySupport,National Research Council ofCanada. VincentMangematin,INRA, UniversitePierreMendes-France. Susan McDaniel, DepartmentofSociology,UniversityofAlberta. ChuckMcNiven, SIEID, StatisticsCanada. FranciscoMoris, Research& DevelopmentStatisticsProgram, TheNational ScienceFoundation. Lionel Nesta, INRA, UniversitePierreMendes-France. PaulQuintas,The BusinessSchool,TheOpenUniversity. x Antoine Rose, SIEID, StatisticsCanada. W. Edward Steinmueller,SPRU,UniversityofSussex. Graham Vickery, Information, ComputerandCommunications Policy Division, Directorate for Science,Technologyand Industry(DSTI), OECD. ACKNOWLEDGEMENTS Thisvolume is oneoutcome ofa fifth StatisticsCanada/ PRIMEjoint research workshop that was held inOttawaCanada during March 2002 on the general theme of Networks, Alliances and Partnerships in the Innovation Process. This five year project began in March 1997 and resulted in the 1998 book, also published by Kluwer in this series, that we co-edited on Local and Regional Systems of Innovation. Subsequent volumes have focused on Information, Innovation and Impacts (1999), The Economic and Social Dynamics of Biotechnology (2000), and Knowledge Management in the InnovationProcess (2001). In bringing this final volume in this phase of the Innovation Dynamics Project together, from the idea and the workshop to this book, we wouldverymuchliketothank: • Dr. FredGaultofStatisticsCanadafor supportingtheprojectandfor collaboratingwithus initsdevelopmentanddelivery; • theNational ScienceFoundation- particularlyLyndaCarlson- for its sponsorship; • several studentsfrom PRIME for theirhelpin making the meetinga reality, particularlyTylerChamberlinandJenniferGarrett; • TomRandall ofKluwer for once again guidingandencouragingthis projectsokindly; • LouiseEarl ofStatisticsCanadafor significantlogistical andeditorial support; • BoCarlsonandChristianoAntonelli for againinvitingthis bookinto theirfine series; and • to eachofthe contributors- boththose who wereatthe workshopand those whoare representedin this volume- fortheirverystimulating contributions. JdlM/AL
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