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Neoclassical Realism and Defence Reform in Post-Cold War Europe PDF

349 Pages·2010·1.645 MB·English
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New Security Challenges Series General Editor: Stuart Croft, Professor of International Security in the Department of Politics and International Studies at the University of Warwick, UK, and Director of the ESRC’s New Security Challenges Programme. The last decade demonstrated that threats to security vary greatly in their causes and manifestations, and that they invite interest and demand responses from the social sciences, civil society and a very broad policy community. In the past, the avoidance of war was the primary objective, but with the end of the Cold War the retention of military defence as the centrepiece of international security agenda became untenable. There has been, therefore, a significant shift in emphasis away from traditional approaches to security to a new agenda that talks of the softer side of security, in terms of human security, economic security and environmental security. The topical New Security Challenges series reflects this pressing political and research agenda. Titles include: Jon Coaffee, David Murakami Wood and Peter Rogers THE EVERYDAY RESILIENCE OF THE CITY How Cities Respond to Terrorism and Disaster Tom Dyson NEOCLASSICAL REALISM AND DEFENCE REFORM IN POST-COLD WAR EUROPE Christopher Farrington (editor) GLOBAL CHANGE, CIVIL SOCIETY AND THE NORTHERN IRELAND PEACE PROCESS Implementing the Political Settlement Kevin Gillan, Jenny Pickerill and Frank Webster ANTI-WAR ACTIVISM New Media and Protest in the Information Age Andrew Hill RE-IMAGINING THE WAR ON TERROR Seeing, Waiting, Travelling Andrew Hoskins and Ben O’Loughlin TELEVISION AND TERROR Conflicting Times and the Crisis of News Discourse Bryan Mabee THE GLOBALIZATION OF SECURITY State Power, Security Provision and Legitimacy Janne Haaland Matlary EUROPEAN UNION SECURITY DYNAMICS In the New National Interest Michael Pugh, Neil Cooper and Mandy Turner (editors) CRITICAL PERSPECTIVES ON THE POLITICAL ECONOMY OF PEACEBUILDING Brian Rappert and Chandré Gould (editors) BIOSECURITY Origins, Transformations and Practices Brian Rappert BIOTECHNOLOGY, SECURITY AND THE SEARCH FOR LIMITS An Inquiry into Research and Methods Brian Rappert (editor) TECHNOLOGY AND SECURITY Governing Threats in the New Millennium Lisa Watanabe SECURING EUROPE New Security Challenge Series Series Standing Order ISBN 978-0-230-00216-6 (hardback) and ISBN 978-0-230-00217-3 (paperback) You can receive future titles in this series as they are published by placing a standing order. Please contact your bookseller or, in case of difficulty, write to us at the address below with your name and address, the title of the series and the ISBN quoted above. Customer Services Department, Macmillan Distribution Ltd, Houndmills, Basingstoke, Hampshire RG21 6XS, England Neoclassical Realism and Defence Reform in Post-Cold War Europe Tom Dyson Lecturer in International Security, Department of Political, International, and Policy Studies, University of Surrey, UK, and Alexander von Humboldt Foundation Research Fellow, International Security Research Division, Stiftung Wissenschaft und Politik, Berlin, Germany ©Tom Dyson 2010 Softcover reprint of the hardcover 1st edition 2010 978-0-230-24623-2 All rights reserved. No reproduction, copy or transmission of this publication may be made without written permission. No portion of this publication may be reproduced, copied or transmitted save with written permission or in accordance with the provisions of the Copyright, Designs and Patents Act 1988, or under the terms of any licence permitting limited copying issued by the Copyright Licensing Agency, Saffron House, 6–10 Kirby Street, London EC1N 8TS. Any person who does any unauthorized act in relation to this publication may be liable to criminal prosecution and civil claims for damages. The author has asserted his right to be identified as the author of this work in accordance with the Copyright, Designs and Patents Act 1988. First published 2010 by PALGRAVE MACMILLAN Palgrave Macmillan in the UK is an imprint of Macmillan Publishers Limited, registered in England, company number785998, of Houndmills, Basingstoke, HampshireRG21 6XS. Palgrave Macmillan in the US is a division of St Martin’s Press LLC, 175 Fifth Avenue, New York, NY 10010. Palgrave Macmillan is the global academic imprint of the above companies and has companies and representatives throughout the world. Palgrave® and Macmillan® are registered trademarks in the United States, the United Kingdom, Europe and other countries ISBN 978-1-349-31935-0 ISBN 978-0-230-28329-9 (eBook) DOI 10.1057/9780230283299 This book is printed on paper suitable for recycling and made from fully managed and sustained forest sources. Logging, pulping and manufacturing processes are expected to conform to the environmental regulations of the country of origin. A catalogue record for this book is available from the British Library. A catalog record for this book is available from the Library of Congress. 10 9 8 7 6 5 4 3 2 1 19 18 17 16 15 14 13 12 11 10 Dedication…… To my father, Kenneth, with love and gratitude This page intentionally left blank Contents Acknowledgements xi List of Tables xii List of Abbreviations xiii Introduction 1 Section I Context: The Case for Convergence 7 Chapter 1 Europe’s Partial and Selective Emulation of the 9 US-led Revolution in Military Affairs Patterns of convergence and divergence in defence reform: 9 The objectives, instruments, institutional forums and temporality of defence policy US defence policy in the post-Cold War era: ‘Revolution’, 10 ‘transformation’ and ‘second-order’ change The revolution in military affairs: Extending the ‘uni-polar 10 moment’ US military ‘transformation’ as second-order change 12 The three pillars of US ‘transformation’: Modularity, 16 network centric warfare and effects based operations The legacy of ‘second-order’ change: Forces designed for 18 the ‘wrong kind of war’? Attaining ‘balance’? The decline of EBO and the inception 21 of third-order change Reforms to the instruments and objectives of European great 28 powers’ defence policies: A partial and selective emulation of the RMA UK defence reform: ‘Third-order’ change 28 French defence reform: ‘Third-order’ change 37 German defence reform: ‘Second-order’ change 47 Chapter 2 Convergence and Divergence in the Institutional 60 Forums of Defence Policy: Functional Complementarity; Spatial and Temporal Differentiation The dimensions of differentiation in European defence 60 cooperation: Function, space and time vii viii Contents Functional, spatial and temporal complementarity and 62 differentiation in the institutional architecture of European security The case for differentiation: Duplication in function? 62 European capability initiatives: Reflecting convergence 67 around a partial and selective emulation of the US-led RMA ESDP capability procurement initiatives: From civilian 67 crisis-management to facilitating full spectrum peace enforcement operations through C4ISR NATO capability procurement initiatives: Augmenting 71 C4ISR capabilities and interoperability Defence procurement initiatives outside NATO and EU 75 frameworks: A la carte, multiple speed and variable geometry cooperation ‘A la carte’ force generation initiatives outside NATO/EU 81 frameworks Summary: A selective and delayed emulation of the revolution 83 in military affairs Divergence in temporality: The temporal location, 90 sequencing and pace of reform Section II Theorising Defence Policy Convergence 93 Chapter 3 Competing Theoretical Frameworks: Realist and 95 Cultural Approaches Neorealism and convergence: Anarchy, uncertainty and the 95 ‘push and shove’ of international structure Neorealism and the formation and maintenance of alliances: 100 Explaining functional complementarity in institutional forums Post-cold war Europe: Balanced multipolarity under the 101 offshore balancer European security and defence cooperation as ‘reformed 102 bandwagoning’ Neorealism and the sources of military emulation and innovation: 106 Clustered convergence in military structures and capabilities The pace of ‘clustered convergence’: Resource constraints, 108 strategic learning and alliance options The temporality of reform to the objectives and 111 instruments of defence policy: Variance in external vulnerability Contents ix The temporality and territoriality of European defence 116 cooperation: Variance in external vulnerability and the alliance security dilemma Neorealism: An insufficient account of temporal 119 divergence Neoclassical realism and variable state power: The domestic 120 sources of temporal divergence The competing theoretical approach: Culture and military 127 reform Strategic culture and path dependency 127 Explaining policy change: Critical junctures, policy 128 learning and normative entrepreneurship Section III Testing Cultural and Realist Approaches: 133 Defence Policies Between International Structure and Executive Autonomy Chapter 4 France: Domestic Incentives and Timely Adaptation 135 to Systemic Imperatives Cohabitation and the pace of third-order reform 135 The emergence of ‘best practice’: Operational experience and 141 the triumph of the French RMA school The resonance of past doctrinal developments with 150 contemporary challenges Managing military input into defence planning: Ensuring 153 adaptability at the tactical and operational levels High executive autonomy and strong civilian control 158 over capability acquisition France, ESDP and NATO: The selective use of Gaullism to 159 frame reformed bandwagoning Chapter 5 Germany: Domestic Constraint and the Temporal 163 Management of Reform The selective use of ‘culture’ by the core executive: Framing 165 radical change to policy objectives and stasis to policy instruments The development of NetOpFü and the struggle to prepare for 173 irregular warfare Managing military input into defence planning: Increasing 182 adaptability at the tactical and operational levels Low executive autonomy and the exacerbation of 189 organisational politics in capability acquisition The institutional forums of German defence policy: Between 191 systemic and domestic incentives

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