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Negotiating China’s Destiny in World War II Negotiating China’s Destiny in World War II Edited by Hans van de Ven, Diana Lary, and Stephen R. MacKinnon Stanford University Press Stanford, California Stanford University Press Stanford, California ©2015 by the Board of Trustees of the Leland Stanford Junior University. All rights reserved. No part of this book may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying and recording, or in any information storage or retrieval system without the prior written permis- sion of Stanford University Press. Printed in the United States of America on acid-free, archival-quality paper Library of Congress Cataloging-in-Publication Data Negotiating China’s destiny in World War II / edited by Hans van de Ven, Diana Lary, and Stephen MacKinnon. pages cm Includes bibliographical references and index. ISBN 978-0-8047-8966-0 (cloth : alk. paper) 1. China—Foreign relations—1912–1949. 2. China—Politics and government—1912–1949. 3. World War, 1939–1945—Diplomatic history. 4. World War, 1939–1945—China. I. Van de Ven, Hans J., editor of compilation. II. Lary, Diana, editor of compilation. III. MacKinnon, Stephen R., editor of compilation. DS775.8.N44 2015 940.53'51—dc23 2014005256 ISBN: 978-0-8047-9311-7 (electronic) Typeset by BookMatters in Sabon 10/12.5 Contents Acknowledgments vii Contributors ix Introduction 1 Diana Lary Part I: Old Empires and the Rise of China 1. France’s Deluded Quest for Allies: Safeguarding Territorial Sovereignty and the Balance of Power in East Asia 11 Marianne Bastid-Bruguiere 2. British Diplomacy and Changing Views of Chinese Governmental Capability across the Sino-Japanese War, 1937– 1945 35 Rana Mitter 3. An Imperial Envoy: Shen Zonglian in Tibet, 1943– 1946 52 Chang Jui-te 4. The Evolution of the Relationship between the Chinese Communist Party and the Comintern during the Sino-Japanese War 70 Yang Kuisong 5. Canada-China Relations in Wartime China 91 Diana Lary Part II: Negotiating Alliances and Questions of Sovereignty 6. Declaring War as an Issue in Chinese Wartime Diplomacy 111 Tsuchida Akio 7. Chiang Kai-shek and Jawaharlal Nehru 127 Yang Tianshi 8. Chiang Kai-shek and Joseph Stalin during World War II 141 Li Yuzhen 9. Reshaping China: American Strategic Thinking and China’s Ethnic Frontiers during World War II 156 Xiaoyuan Liu 10. Northeast China in Chongqing Politics: The Influence of “Recover the Northeast” on Domestic and International Politics 174 Nishimura Shigeo Part III: Ending War 11. The Nationalist Government’s Attitude toward Postwar Japan 193 Wu Sufeng 12. Postwar Sino-French Negotiations about Vietnam, 1945– 1946 205 Yang Weizhen 13. The 1952 Treaty of Peace between China and Japan 220 Hans van de Ven Conclusion 239 Stephen R. MacKinnon Notes 245 Index 293 Acknowledgments We first wish to record our thanks and appreciation for the leader- ship of Ezra Vogel. The Chongqing conference of which this volume is the product was the fourth in a series of, so far, five conferences on the Second World War in China. The first four were held in Harvard (2002), Maui (2004), Hakone (2006), and Chongqing (2009). Each brought together Chinese, Japanese, and Western scholars; each has resulted in a conference volume. Ezra is one of the few Western scholars fluent in both Chinese and Japanese. He is a scholar deeply committed to fostering understanding based on serious research. His vision of a generally shared consensus on the war has not yet been fully realized, but his organizational abilities and his generosity of spirit have set us on the way to a much deeper apprecia- tion of the extent to which China and much of Asia were shaped by the war. His enthusiasm and his ability to enlist the cooperation of colleagues have been critical to the project. Ezra has been an inspiration to us all. The aim of the conferences was to bring Chinese and Japanese scholars together to discuss, jointly with Western scholars, the 1937– 1945 Sino- Japanese War, still a disputed and often difficult topic in the relationship of the two countries. Without the enthusiastic and thoughtful cooperation of leading scholars in China and Japan, it would not have been possible to convene the conferences. Yang Tianshi in China and Yamada Tatsuo in Japan played a large role in finding the best paper writers. We also wish to record our gratefulness to the Mellon Foundation. Without its support, this project would not have been possible. In addi- tion, we thank Harvard University for making the publication of this book possible. We thank Yin Shuxi for providing excellent draft translations. The Chongqing government was generous in hosting the 2009 conference in the city that was the Chinese capital during the Second World War and doing so again four years later. vii Contributors Marianne Bastid-Bruguiere is a French historian who was educated at the École Nationale des Langues et Civilisations Orientales and Peking University. Her many publications include Educational Reform in Early Twentieth Century China (1988) and L’Evolution de la Societe Chinoise a la Fin de la Dynastie des Qing, 1873– 1911. She has received honorary degrees from the Russian Academy of Sciences and Aberdeen University, and in 2010 she was named Grand Officer of the Legion of Honor. Chang Jui-te teaches at the Chinese Cultural University in Taipei and holds concurrent positions at the Institute of Modern History of the Aca- demia Sinica and at Taiwan Normal University. He received his PhD from the latter university. His publications include The Management of China’s Modern Railroads: An Analysis of its Political Dimension (1974), The Beijing-Hankou Railroad and the Development of the North Chinese Economy (1987), and The National Army’s Personnel System during the War of Resistance (1993). Diana Lary is Professor Emerita of the University of British Columbia. She was educated at SOAS, University of London, and was among the first British students to teach and study in the People’s Republic of China. She has written on Chinese warlords and migration. Her publications relat- ing to wartime China include China’s Republic (2007) and The Chinese People at War (2010), and she has co-edited Scars of War: The Impact of Warfare on Modern China (2002). Li Yuzhen is a Senior Research Fellow at the Institute of Modern His- tory, Chinese Academy of Social Sciences. She learned Russian at the Beijing Foreign Studies University in 1959. After teaching there and at the Capital University, she moved in 1979 to the Institute of Modern His- tory, Chinese Academy of Social Sciences, focusing on Chinese-Soviet and ix x Contributors CCP-Comintern relations. She has published Sun Yat-sen and the Comin- tern (1996) and The Kuomintang and the Comintern (2012), and she has translated a sourcebook, The CPSU, the Comintern, and China (1997). Xiaoyuan Liu teaches Chinese history and international relations at Iowa State University and is also affiliated with East China Normal Uni- versity. He has published A Partnership for Disorder: China, the United States, and Their Policies for the Postwar Disposition of the Japanese Empire, 1941– 1945 (1996), Reins of Liberation: An Entangled History of Mongolian Independence, Chinese Territoriality, and Great Power Hege- mony (2006), and Recast All Under Heaven: Revolution, War, Diplomacy and Frontier China (2010). Stephen R. MacKinnon was educated at Yale University and the Uni- versity of California at Davis. From 1979 until 1981, he lived in China, teaching and researching at the Chinese Academy of Social Sciences. Since 1971 he has taught at Arizona State University. He has done extensive research on Chinese journalism and Republican history. His publications include China Reporting: An Oral History of American Journalism in the 1930s and 1940s (1987), Agnes Smedley: The Life and Times of an American Radical (1988), Power and Politics in Late Imperial China: Yuan Shikai in Tianjin and Beijing, 1901– 1908 (1980), and most recently Wuhan, 1938: War, Refugees, and the Making of Modern China (2008). Rana Mitter is Professor of the History and Politics of Modern China at Oxford University. He also presents the BBC’s flagship arts and ideas program, Nightwaves. Educated at Cambridge University, he has published Forgotten Ally: China’s World War II, 1937– 1945 (2013), the widely used textbook A Bitter Revolution: China’s Struggle with the Modern World (2005), and the monograph The Manchurian Myth (2000). Nishimura Shigeo is a Professor of Foreign Studies at Osaka Univer- sity. His books include Revolutionaries against Colonialists: A History of Northeast China, 1900– 1949 (1993) and On the Colonization of North- east China and the Rise of Anti-Japanese Survival Movements (1987). He has also written a biography of Zhang Xueliang (1999). Hans van de Ven: After earning a PhD at Harvard University, Hans van de Ven began teaching at Cambridge University, which he still does. His research has focused on Chinese military history as well as China’s glo- balization in the 1850– 1950 period. His publications include From Friend to Comrade: The Founding of the Chinese Communist Party (1991), War

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