Functionalization of Carbon Nanotubes Using Atomic Hydrogen Bishun N. Khare "'_,Alan M. CasselP, Cattien V. Nguyen _, M. Meyyappan, Jie Han: NASA Ames Research Center, Moffett Field, CA 94035 tSETI Institute, =EIoret Corporation ABSTRACT We have investigated the irradiation of multi walled and single walled carbon nanotubes (SWNTs) with atomic hydrogen. After irradiating the SWNT sample, a band at 2940 cm "1(3.4 ltm) that is characteristic of th_ C-H stretching mode is observed using Fourier transform infrared (FTIR) spectroscopy. Additional confirmation of SWNT functionalizatlon is tested by irradiating with atomic deuterium. A weak band in the region 1940 cm "=(5.2/Jm) to 2450 cm "=(4.1 pm) corresponding to C-D stretching mode is also observed in the FTIR spectrum. This technique provides a clean gas phase process for the functionalization of SWNTs, which could lead to further chemical manipulation and/or the tuning of the electronic properties of SWNTs for nanodevice applications. Single-walled carbon nanotubes fore, there is a need for developing (SWNTs) have been considered as single methods for the post-growth molecular units for nanoelectronic manipulation of the electrical transport devices, possible sorbents for hydrogen properties of the nanotubes. For fuel storage, and in numerous other instance, introduction of C-H bonds in applications t. In order to realize many of metallic SWNTs will introduce barriers these applications, chemical processing to electron transport that may lead to methods need to be developed that allow useful semiconducting devices,4. Also, for the direct manipulation and tuning of hydrogenated nanotubes may impart the chemical and physical properties. radiation shielding properties to Gas phase functionalization techniques composites for space applications. Here could prove extremely useful to fabricate we describe a clean gas phase process sensors and devices based on SWNTs :'3. for the functionalization of SWNTs One of the challenges in fabricating producing a C-H bond. large arrays of SWNT devices is the lack Previous work on multiwall of selectivity in obtaining SWNTs with carbon nanotubes (MWNTs) has shown the desired electronic properties. There- one broad asymmetric line at 1575 cm j and a weaker line at 868 cm l in the " Email: [email protected] transmission infrared spectrum. Kuhlmann et al. reported _ weak IR absorptionsat 1598±3 cm" and 874±2 plasma enhanced gas phase approach. In cm t in SWNT and 1590 cm z and 868 the cold plasma, the gas flow is cm" in polycrystalline graphite samples. maintained at a fraction of a Torr The intensity of the band at 868 cm" is pressure in the plasma chamber. The -0.015 absorbance unit or 96.6% energy is supplied to the flowing gas by transmission. Since many of these bands a radiofrequency (RF) generator are weak, care must be taken to ensure designed to provide up to 100 Watts of that the collection of the spectrum is not continuous wave (13.56 MHz) power to masked by background interferences 6. the reaction chamber. Maximum power Kastner et al. 7 were able to observe the transfer from the RF amplifier tubes to weak band at 1575 cm" because they the reaction chamber is accomplished by obtained their spectrum using a vacuum matching the output impedance of the spectrometer where the background generator to the input impedance of the absorption due to water vapor is reaction chamber. A glow discharge with eliminated. characteristic high electron energies is There have been limited reports produced in the reaction chamber. The of the direct functionalization s'9 of temperature of the gas is typically SWNTs. One of the inherent difficulties -1000 K (0.05 - 0.1 eV), which is much is the challenge presented in purifying lower than that of the electrons at a few and handling the SWNTs. Recently eVs. The glow discharge produces Koshio et al. reacted SWNTs with electrons by ionization and radicals by monochlorobenzene (MCB) or poly bond dissociation, thus providing the (methyl methacrylate) (PMMA) by atomic hydrogen for functionalization. subjecting SWNTs to ultrasonication% The plasma may also introduce defects In the latter case, SWNTs were in CNTs which will serve to reduce the dispersed in a 2 % solution of PMMA in activation energy for chemisorption. MCB. FTIR spectra for SWNT/MCB Our initial experiments employed mixture produced peaks at 2848 and CVD-grown MWNTs deposited on an 2920 cm" corresponding to the iridium-coated silicon wafer':. No stretching mode of C-H bond vibration spectral features were found above the in saturated hydrocarbons. For the background of the FTIR spectrometer. SWNT/PMMA/MCB mixture, they A Thermo Nicolet Nexus 670 FTIR found two additional peaks at 2949 and spectrometer was employed in our 2989 cm" suggesting that two different investigations. Reaction of hydrogen species produced by the decomposition plasma with MWNTs was carried out for of PMMA reacted with the reactive sites 45 minutes and a small IR signal above induced on SWNTs by ultrasound. They the background in the C-H stretch region also found a band at 1729 cm" due to is barely indicated (Figure 1). Further C=O bond in carbonyl groups that arises plasma processing for a total of 135 from the presence of dissolved oxygen in minutes resulted in no significant change the solvent. Recently Chen et al. used in the IR band due to limited penetration plasma chemical modification of CNTs depth of the charged particles. The and subsequent reactions exploiting penetration depth of electrons with plasma induced surface functionalities '_. energy 10 eV is only 10 - 20 nm. Our attempts to functionalize Furthermore, the H atom may possess carbon nanotubes (CNTs) use a cold much less energy and will therefore barely processthe outer layers of the metastable species is well established. MWNTs. This may be the reason why They have extensively been adopted for the intensity of the C-H band does not experiments with atomic hydrogen in increase regardless of how long MWNTs several research fields. A schematic of are irradiated by H atoms in the plasma our apparatus is shown in Figure 2. The chamber. Additionally, since only the source used in our experiment consists outer most layer is available for of a Pyrex tube with an inner diameter of functionalization, the total accessible C 10 mm and 1 mm thickness inserted in for functionalization is very low an McCarroll cavity operated at 2.45 compared to the total amount of C in the GHz. Microwave power is supplied by MWNTs. an Opthos microwave generator (model It is important to note that while MPG 4M). The input wattage for the the H2 plasma is on, CNTs are exposed microwave generator was 45 Watts and to harmful vacuum UV radiation the reflected power was at ~ 8 Watts. CLyman-a) produced in the plasma that The exit end of the tube is connected to a can dissociate some of the C-H bonds as vacuum )chamber (in which the sample is they are formed. Since we have no located) through a Teflon plug with a 1 control over the penetration depth of the mm bore down the center that collimates H atoms or the amount of UV radiation the H atom stream toward the target. in this experimental set-up, we designed This aperture allows the buildup of gas a new apparatus to eliminate exposure of needed for a localized discharge _7. To the CNT sample to UV radiation while prevent UV radiation produced in the permitting H atoms to constantly discharge region from hitting the sample, impinge on the sample. This setup and the entrance hole of the Teflon plug is the results will be described further in designed off-axis, which allows only H detail shortly. atoms to pass. It is known that UV irradiation We used a special glass cryostat decreases the intensity of the C-H where a calcium fluoride window coated stretching feature in hydrogenated with purified SWNTs is fastened in the carbon materials x3t5 and therefore it is center of the cryostat that is on the end important to ensure that the rate of C-H of a Dewar container that can be filled bond formation is higher than the rate of with liquid nitrogen. However, all of our destruction of the C-H bond by the UV functionalization studies were carried radiation. Mennella et al. have removed out at room temperature. The sample can the UV radiation and shown that C-H be rotated to any position as the bottom modes are activated in nano-sized shroud with two CaF, windows is fixed hydrogen-free carbon particles by and the top cryostat and the shroud are exposure to atomic hydrogen _. We have connected by a ground glass joint adopted this approach for formation of (Figure 2). This allows for recording of C-H bonds in SWNTs. the spectra during the irradiation process Based on Mennella's work j6, we in order to monitor the progress of wanted to eliminate the UV component functionalization. The bottom shroud has of the discharge. The application of two openings; one connected to the H microwave and radio frequency excited atom source and one across connected to discharge sources for the production of the high vacuum pumping system. At intense beams of atomic, radical, and 90° to these openings, the shroud is 3 equipped with two CaF, windows order to deposit a film of SWNTs on the capableof permittinganIRbeamtopass calcium fluoride windows. through the sample for taking the Figure 3 clearly demonstrates spectrum. Before we started the that the C-H bonds are formed. The irradiation, we took a spectrumof the important result is that H atom SWNTthatservedasthebackground. irradiation on SWNTs produced a band The pressureof H.,gas at the at 2940 cm j (3.4 lam) with subfeatures entranceof theUV lampwasmaintained at 2949, 2918, and 2848 cm" typical of at500pm Hg,while thepressureatthe the C-H stretching vibrations in CH_, and exit of the shroud read about 1 p.m Hg. CH 3 groups. There is no evidence for Since the pressure difference is 500 I,tm aromatic C-H modes (-3040 cmt). We to 1 p.m, there is a beam of H atoms are not able to see the corresponding hitting the SWNTs on CaF, substrate. bending mode because it is obscured by HiPCO derived SWNT samples a strong water band from the background provided by Rice University _swere used of the spectrometer. It is noted that the in this study. Purification of the SWNTs intensity_ of the peaks in Fig. 3 does not was carried out by transferring 50 mg of change regardless of the irradiation time the sampie to a 50 ml flask with the from 1 to 7 hours. Future controlled addition of 25 ml of concentrated HCf experiments will determine the and I0 m[ of concentrated HNO_. The minimum irridation time required for solution was heated for 3 hours and functionalization and extent of hydrogen constantly stirred with a magnetic stirrer coverage as these are all issues of in a reflux apparatus equipped with a importance in applications. To confirm water-cooled condenser. This was done C-H stretching mode in SWNTs, we to remove the unwanted iron/graphite functionalized with D atoms by nanocrystallites that are a by-product of replacing hydrogen gas with deuterium the production process. The resulting in the microwave discharge. A weak suspension was then transferred into band in the region 1940 cm "j (5.2 ,um) to centrifuge tubes and spun-down at 3220 2450 cm "t (4.1 lam) corresponding to g for 30 minutes. After pouring off the C-D stretching mode is observed in the supernatant, the solid was resuspended FTIR spectrum. However, the and spun-down (30 min) three times in background spectrum of air (CO,. and deionized water. Next, the solid was H20) in the spectrometer combined with treated with NaOH (0.01 M) and the limited signal intensity prevents us centrifuged for 30 minutes. We from confirming this band. We are qualitatively confirmed the purity of the currently developing the use of a SWNTs before and after purification vacuum FTIR spectrometer so we have using transmission electron microscopy no subtraction problem of the CO_, and (data not shown here). As evidenced by H,.O bands. TEM, removal of the Fe nanopanicles Direct hydrogenation of SWNT was accomplished, and the crystal]inity has been studied by quantum chemistry and other theoretical methods "J with the of the SWNTs was maintained. Finally, conclusion that the addition of molecular the sample was dried using a vacuum oven kept at 60 ° C overnight. The hydrogen to nanotube is a slightly SWNTs were then suspended in CCI.t in exothermic process. Atomic hydrogen can chemisorb on CNT sidewalls with a 4 bindingenergyof -26 kcal/mol:". The short alkyl groups attached to the chemisorption and desorption energies sidewalls at these openings. However, of H on CNT, however, depend on the there is no clear evidence for such coverage of H on the nanotube. At low substitution reaction here. coverages, the binding energy of an In conclusion, we have isolated H might be little lower than successfully functionalized SWNTs when other H atoms start to chemisorb using hydrogen atoms from a microwave on the neighboring sites. At very high discharge. A key parameter was the coverages however, H atoms from the elimination of the UV component from neighboring sites could spontaneously the discharge. This clean and simple desorb as H: molecules. We expect, technique has the advantage of giving therefore, the system to be in a dynamic very clear results compared to wet equilibrium at an intermediate coverage chemical reactions which can produce between the above two limits. The H polymeric material that produce noise in chemisorption coverage and the FTIR the transmission spectra. The approach line shapes and positions will not change can be qsed to functionalize nanotubes much after that limiting coverage has with other species such as N, F, NH, etc. been achieved. An indication of the Acknowledgements are due to above scenario is that in the experiments Rice University CNST for providing we do not observe any change in the SWNTs, Raj Khanna for providing the spectra when the exposure time is glass Cryostat, Bruce Borchers for increased from about 30 minutes to few drawing the apparatus and machining the hours. More accurate time resolved teflon plug, Sunita Verma, Metages data, in future, for exposure times much Sisay, Hiroshi Imanaka, Matthew shorter than 30 minutes may help to Cannady, Dave Scimeca, and Thomas verify the above explanation. Based on Frey for assistance with the experiment. mechanisms proposed by Kuznetsova et Discussions with V. Mennella, Deepak al', it is likely that plasma processing of Srivastava, Charlie Baushclicher, Harry the SWNT sample creates openings in Partridge, Ramsey Stevens and Jun Li the sidewalls with dangling-C=C are acknowledged. Chris McKay, Dale groups which are susceptible to Cruikshank, Yvonne Pendleton and hydrogenation. In this manner the Michael Flynn are acknowledged for functionalized nanotubes probably have supporting BK's laboratory facilities. References (1) Kuznetsova, A.; Mawhinney, D.B.; Naumenko, V.; Yates, Jr. J. T.; Liu, J.; Smalley R. E. Chem. Phys. Lett. 2001, 321,292. (2) Kong, J.; Franklin, N. R.: Zhou C.; Chapline, M. G.; Peng, S.; Cho, K.; Dai H. Science, 2000, 287, 622. (3) Collins, P. G.: Bradley, K.; Ishigami, M.; Zettl A. Science, 2000, 287, 1801. (4) Liu, Y.; Jaffe, R.: Han, J. Phys. Rev. B, 2001, to be submitted. (5) Kuhlmann, U.; Jantoljak H.; Pfander, N.; Bernier, P.; Journet, C.: Thomsen, C. Chem. Phys. Lett. 1998, 294, 237. (6) The other asymmetric band at 1575 cm j is masked by a very strong O-H bending ° mode of the water molecule in our spectrometer. After purging the spectrometer with dry air and subtracting the residual water remaining after purging, it is difficult to justify its presence with certainty because to start with, this [R active CNT band is also a weak line (0.02 absorbance unit or 95% transmission). (7) Kastner. J.; Pichler, T.; Kuzmany, H.; Curran, S.; Blau, W.; Weldon, D. N.; Delamesiere, M.; Draper, S.; Zandbergen, H. Chem. Phys. Left. 1994, 221, 53. (8) Mickelson, E. T.; Huffman, C. B.; Rinzler, A. G.; Smalley, R. E.; Hauge, R. H.; Margrave, J. L. Chem. Phys. Lett. 1998, 296, 188. (9) Hamwi, A.; Alvergnat, H.; Bonnamy, S; Begun, F. Carbon 1997, 35, 72. (I0) Koshio, A.; Yudassaka, M.; Zhang, M.; lijima, S. Nano Iytt. 2001 XXXX, A-C. (1 I) Chen, Q.: Dai, L.; Gao, M.; Huang S.; Mau A. J. Phys. Chem. B 2001, 105, 618. (12) Cassell, A. M.; Verma, S.; Delzeit, L.; Meyyappan, M.; Han J. Langmuir 20@I, 17, 260. (13) Iida, S40htaki, T.; Seki, T. in AlP Conf. Prec. 120 Optical Effects in Amorphous Semiconductors, ed. P. C. Taylor and S. G. Bishop (l_/e.w York: AlP) 1984, 258. (14) Munoz, G. M.; Ruiterkamp, R.; Schutte, W. A.; Green_rg, J. M.; Mennella, V. Astronomy and Astrophysics 20@1,367, 347• (15) Menneila, V.; Munoz Caro, G. M.; Ruiterkamp, R.; Shutte, W. A.; Cn'eenberg, J. M.; Brucato, J. R.; Colangeli, L. Astronomy and Astrophysics 2001, 367, 355. (16) Mennella, V.; Brucato, J. R.; Colangeli, L. Astrophys. J. 1999, 524, L71. (17) Paolini, B. P.; Khakoo, M. A. Rev. Sci. Instrum. 1998, 69, 3132. (18) Nikolaov, P.; Bronikowski, M. J.; Bradley, R. K.; Rohmund, F.; Colbert, D.T.; Smith, K. A.; Smailey, R. E. Chem. Phys. Lett. 1999, 313, 91. (19) Bauschlicher, Jr., C. W. Nano Lett. 2001, 1 223. (20) Jaffe R.; Srivastava D. (unpublished). 6 Figure Captions: Figurel. FTIR spectra of MWNTs after processing with cold hydrogen plasma. C-H stretch above the noise level is indicated. Curve (a) is after 45 rain irradiation and curve (b) is after 135 rain. Figure2.Apparatus toirradiatSeWNTs by H atoms produced inamicrowave discharge. H atoms enterthrough two Imm holes(a)inaTeflonplugat90°tothetarget.This hole isjoinedby another Imm hole(b)throughthecenteroftheplug directingtheH atoms in a beam tothetarget. Figure 3. FTIR spectra of SWNTs irradiated by H-atoms. C-H bands at 2949, 2918, and 2848 cm" are clearly indicated. ! -, 7 5 .(a) C: E (b) I,-- I-- o_ , , , , I , , , , I , , , , I , , , , I , , , , I , , , , l J , , , I , J , , 3300 3200 3100 3000 2900 ' 2800 2700 2600 2500 Wavenumbers (cm-1) Figure 1. \ I I I 45/50 Taper Pyrex Joint Hydrogen In CaF2 Window (a) McCarrol Cavity (b) H Atoms To Vacuum Sample Figure 2. 5 V (D (.) (- E O9 (.- I,,., I-- i , i , | i J i , I , ¢ i i | . , i i | , , 3300 3200 3100 3000 2900 '28'00 2700 2600 2500 Wavenumbers (cm-1) Figure 3. 10