Copyright by Lev David Michael 2008 The Dissertation Committee for Lev David Michael certifies that this is the approved version of the following dissertation: Nanti evidential practice: Language, knowledge, and social action in an Amazonian society Committee: Joel F. Sherzer, Supervisor Anthony C. Woodbury, Supervisor Nora C. England Patience L. Epps Elizabeth L. Keating Margaret A. Syverson Nanti evidential practice: Language, knowledge, and social action in an Amazonian society by Lev David Michael, BA; MA Dissertation Presented to the Faculty of the Graduate School of The University of Texas at Austin in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy The University of Texas at Austin May 2008 For Montetoni Acknowledgments This dissertation is born from the relationship that individuals in the Nanti com- munities of Montetoni and Marankehari tentatively began, then extended, strength- ened, negotiated, and renegotiated with me and Christine Beier from 1995 through the present. The work before you was made possible by the trust that these people have given me the opportunity to earn, and by the patience that they have steadily evinced – even during my systematic inquiry into minutiae, like the details of mi- gration routes or syllable stress. Most of the residents of these two communities have taken time out of their days to talk with us, have answered questions we have posed, and have visited us as part of their daily visiting rounds. Some individuals, however, have contributed substantial portions of their time to help us with our research, and I want to thank them by name: Ajorora (†2003), Anteres, Barentin, Bisarota (†2005), Esekera, Chabera, Teherina, Hosukaro, and Hoha. My greatest debt, however, is to Bikotoro, Migero, and Tekori, each of whom I thank for their friendship as well as the unwavering interest they took in my work. My debt to Christine Beier, my partner in working with the Nanti commu- nities and in life more generally, is incalculable. With respect to the present work, Chris has been my interlocutor in innumerable conversations in which many of the ideas presented here were first hatched. It is difficult to say, in many instances, where my ideas begin and where those that arose from our fruitful interactions end. Without Chris’ support and able partnership both in the field and at home, it is v unlikely that I would have been able to achieve a small fraction of what we have accomplishedtogether. Andindeed, thecompletionofthepresentworkowesagreat deal to her unflagging support and assistance. My advisor Joel Sherzer directed my inchoate fascination with the nexus of language, cognition, and social interaction and has provided me with what I believe is a rare mixture of guidance, encouragement, and freedom to explore that I very much value. My co-supervisor Tony Woodbury has on many occasions brought my to attention new ways to think about the phenomena I examine in this study, and has been a steady source of encouragement during the long process of bringing this work to term. Nora England has contributed significantly to my development as a descriptive linguist and has provided guidance on both this project and my study of Iquito. Pattie Epps provided detailed and invaluable comments on the present dissertation, and as a fellow Amazonianist, brought me to think about the areal dimensions of the phenomena I discuss in this work. Over the years, numerous colleagues have provided invaluable insights and suggestions to me, based on their own areas of expertise. Among these, I wish to acknowledge and thank Elizabeth Keating; Margaret Syverson; Nathaniel Gerhart (†2007); Glenn Shepard; Carolina Izquierdo; Conrad Feather and those at Shinai; CharlesMunn; DavidandJudyPayne; andBettyandWayneSnell. Iwouldalsolike to thank Alexandra Aikhenvald for a number of stimulating interchanges regarding evidentiality and the comparative linguistics of the Arawak family; I have benefited greatly from her expertise in these disparate areas. Not least of all, I wish to acknowledge and thank those institutions that have, at various times, provided the financial support that made possible the re- search upon which this thesis is based. A University of Texas Research Internship Fellowship that I completed with Joel Sherzer in 1999-2000 provided me with full support for graduate studies while allowing me to learn a great deal about the vi preservation and digital archiving of indigenous Latin American language materi- als. A University of Texas Liberal Arts Graduate Research Fellowship for research during the summer of 2001 supported research on this and other topics related to the Nanti language. A Foreign Language and Area Studies Fellowship, through the US Department of Education, provided full support for my graduate studies of the Nanti language during the 2000-2001 academic year. A National Science Founda- tion Graduate Research Fellowship facilitated three academic years of concentrated graduate studies, for which I am most grateful. The principle phase of fieldwork on which this thesis is based was supported by a Fulbright-Hays DDRA Fellowship (2003-2004) and an NSF Doctoral Dissertation Research Improvement Grant (BCS #0318039); and was carried out in affiliation with the Centro para la Lingu¨´ıstica Aplicada at the Universidad Nacional Mayor de San Marcos in Lima, Peru; I am grateful to Gustavo Sol´ıs and Elsa Vilchez, the center’s directors, for their support. A Harrington Foundation Dissertation Fellowship, awarded through the University of Texas at Austin, provided full support for dissertation writing in 2005-2006. Finally,IwishtothankallofthesupportersofCabecerasAidProject. While Cabeceras has never directly supported my research activities, this organization has madepossiblemyworkwiththeNanticommunitiesoftheupperCamiseaonmatters ofgreatimportancetothem,whichinturnhasmademyacademicresearchpossible. Cabeceras’ work has been of incredible importance in building relationships of trust with the communities, without which my ongoing research would be impossible. Lev David Michael vii The University of Texas at Austin May 2008 viii Nanti evidential practice: Language, knowledge, and social action in an Amazonian society Publication No. Lev David Michael, Ph.D. The University of Texas at Austin, 2008 Supervisors: Joel F. Sherzer and Anthony C. Woodbury This dissertation examines the strategic deployment of evidential resources in com- municative interactions among Nantis, an Arawak people of Peruvian Amazonia. In particular, this work focuses on Nantis’ uses of evidentials to modulate representa- tions of responsibility, and shows that two distinct types of responsibility must be distinguished in order to account for the socially instrumental properties of eviden- tialresources: eventresponsibilityandutteranceresponsibility. Eventresponsibility concerns praiseworthiness or blameworthiness for happenings in which the relevant individualiscausallyimplicated; whileutteranceresponsibilityconcernsthesocially salient attributes of an utterance (e.g. truthfulness), and not the utterance’s con- sequences. Evidential resources are shown to mitigate event responsibility in Nanti ix interactions by serving as a pragmatic metaphor, whereby the sensory directness or indirectness encoded by evidentials yields inferences regarding individuals’ partici- pation in, and responsibility for, events. The use of evidential resources, principally quotative resources, to modulate utterance responsibility operates on quite differ- ent principles. Specifically, quotative resources serve to individuate utterances by attributing them to a particular source, thereby rendering explicit that individual’s commitment to the stances expressed by the quoted utterance. In doing so, the use of the quotative resource emphasizes that individual’s responsibility for the ex- pressed stance. Quotative resources are also employed to decrease a first party’s responsibility for a stance, by attributing it to a third party. In this case, inferences based on the Maxim of Quantity lead interactants to infer reduced commitment on the part of the first party on the basis of the attribution of strong commitment to a third party. Both epistemic stance and a variety of moral and evaluative stances are relevant to utterance responsibility. Significantly, utterance responsibility is one of the few areas in which a pragmatic tie exists between evidentiality and epistemic modality, indicating the relative marginality of epistemic modality to evidentiality in Nanti, even at the level of pragmatics. An ethnographic and historical sketch of the Nanti people is provided, and a grammatical description of the Nanti language is also included. x
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