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Methods in Molecular Biology 1943 Manfred Ogris Haider Sami Editors Nanotechnology for Nucleic Acid Delivery Methods and Protocols Second Edition M M B ETHODS IN OLECULAR IO LO GY SeriesEditor JohnM.Walker School of Lifeand MedicalSciences, University of Hertfordshire,Hatfield, Hertfordshire AL109AB,UK Forfurther volumes: http://www.springer.com/series/7651 Nanotechnology for Nucleic Acid Delivery Methods and Protocols Second Edition Edited by Manfred Ogris Laboratory of MacroMolecular Cancer Therapeutics (MMCT), Department of Pharmaceutical Chemistry, Center of Pharmaceutical Sciences, Faculty of Life Sciences, University of Vienna, Vienna, Austria Center for NanoScience (CeNS), Ludwig-Maximilians-University, Munich, Germany Haider Sami Laboratory of MacroMolecular Cancer Therapeutics (MMCT), Department of Pharmaceutical Chemistry, Center of Pharmaceutical Sciences, Faculty of Life Sciences, University of Vienna, Vienna, Austria Editors ManfredOgris HaiderSami LaboratoryofMacroMolecular LaboratoryofMacroMolecular CancerTherapeutics(MMCT) CancerTherapeutics(MMCT) DepartmentofPharmaceuticalChemistry DepartmentofPharmaceuticalChemistry CenterofPharmaceuticalSciences CenterofPharmaceuticalSciences FacultyofLifeSciences FacultyofLifeSciences UniversityofVienna UniversityofVienna Vienna,Austria Vienna,Austria CenterforNanoScience(CeNS) Ludwig-Maximilians-University Munich,Germany ISSN1064-3745 ISSN1940-6029 (electronic) ISBN978-1-4939-9091-7 ISBN978-1-4939-9092-4 (eBook) https://doi.org/10.1007/978-1-4939-9092-4 LibraryofCongressControlNumber:2019931016 ©SpringerScience+BusinessMedia,LLC,partofSpringerNature2019 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartofthematerialis concerned,specificallytherightsoftranslation,reprinting,reuseofillustrations,recitation,broadcasting,reproduction onmicrofilmsorinanyotherphysicalway,andtransmissionorinformationstorageandretrieval,electronicadaptation, computersoftware,orbysimilarordissimilarmethodologynowknownorhereafterdeveloped. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthispublicationdoesnotimply, evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevantprotectivelawsandregulations andthereforefreeforgeneraluse. Thepublisher,theauthors,andtheeditorsaresafetoassumethattheadviceandinformationinthisbookarebelievedto betrueandaccurateatthedateofpublication.Neitherthepublishernortheauthorsortheeditorsgiveawarranty, expressorimplied,withrespecttothematerialcontainedhereinorforanyerrorsoromissionsthatmayhavebeenmade. Thepublisherremainsneutralwithregardtojurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. This Humana Press imprint is published by the registered company Springer Science+Business Media, LLC, part of SpringerNature. Theregisteredcompanyaddressis:233SpringStreet,NewYork,NY10013,U.S.A. Preface Nanotechnology-enablednucleicaciddeliveryisarapidlyevolvingfieldandoffersamulti- tude of possibilities for addressing the challenges faced by nucleic acid therapies. Since the release of the first edition of this volume in 2013, several new technologies have emerged, and existing protocols have further improved. Within this edition, we aim at updating the existing chapters and at the same time adding new topics to offer an up-to-date view on technologiesusedfor nucleicaciddelivery. We have organized the contents of the current edition according to the sequence in whichtechnologiesareemployedtodevelopformulationsfornucleicaciddelivery,starting with chemical synthesis of carriers, nanoformulations, their characterization in vitro and invivo,andtheirapplicationinpreclinicalmodels.Thefirstthreechaptersdealwithcarrier synthesis.InChap.1,So¨renReinhardandcolleaguesprovideanewchapteronthesynthesis of defined cationic lipid-oligomers for plasmid and siRNA transfection. David Oupicky continueswithbiodegradableanddisulfide-crosslinkedpolymersbasedonoligo-andpoly- cations in Chap. 2. Antoine Kichler and colleagues describe synthesis and application of cationic,histidine-richpeptidesfornucleicaciddelivery(Chap.3).Directcovalentmodifi- cation of oligonucleotides is described in the next two chapters. Johannes Winker and colleagues, in Chap. 4, present a method on the generation of oligonucleotide bioconju- 0 0 gates by attaching fluorophores to the 3 or 5 end via click chemistry. Maxim Antopolski provides detailed protocol on the covalent attachment of radionuclides for SPECT/CT invivoimagingviaend-termattachedchelatorsinChap.5.WolfgangRo¨dletal.updatethe synthesis protocols for peptide-polyethylenimine conjugates in Chap. 6. The new Chap. 7 byAntoineKichlerandcolleaguesdealswithamicellardeliverysystemforsiRNAdelivery, whichcanbestabilizedbyphotopolymerization.NathalieMignetandco-workerspresenta protocol for the synthesis of cationic and neutral lipids and their particle formation with nucleic acids in Chap. 8. Lipidoids are a new class of transfection reagents. In Chap. 9, KaushikThankietal.describesynthesisofalipidoid-polymer-basedformulationforsiRNA delivery to cytosol. Coating of nanoparticles with successive layers of polymer and nucleic acid allows formation of a well-defined, size-controlled delivery formulation. In Chap. 10, Miriam Breunig and colleagues describe layer-by-layer technique for siRNA delivery and also include targeting ligands. Guangzhao Mao and co-workers apply layer-by-layer tech- nique using biodegradable polymers for coating surfaces for sequential gene delivery (Chap. 11). Tatiana Segura and colleagues report a technology where polyplexes are incorporated into hydrogels for surface coating, which then allows for transfection of cells grownontopofthelayer(Chap.12).Analysisofnanoparticlesbyatomicforcemicroscopy (AFM) gives insights not only into particle size but also surface topology. Guanzhao Mao andcolleaguesdescribetheapplicationofAFMtechniquesforstudyingdisassemblyofDNA nanoparticles and nanofilms in Chap. 13. For further preclinical and clinical development, gene delivery formulations with long-term storage stability are desirable and offer ease of usage. Wolfgang Friess and colleagues in Chap. 14 present a lyophilization protocol for optimalfreezingwithcryoprotectantandfreeze-dryingofpolyplexes.InChap.15,ourlab presentsarobustandcost-effectiveprotocolforthemeasurementofluciferasereportergene expressionforinvestigatingnanoparticle-mediateddeliveryofnucleicacids.Localactivation of nanoformulations and enhancement of nucleic acid delivery in vivo can be achieved by v vi Preface several methods to achieve stimuli-based delivery. Ine Lentacker and colleagues apply ultrasound-activated microbubbles to enhance local nucleicacid delivery (Chap.16). Olga Mykhaylyk and colleagues describe in Chap. 17 the synthesis and in vitro evaluation of magnetic nanoparticles and microbubbles for nucleic acid delivery, which can be targeted withmagneticforceandactivatedbyultrasound. Biocompatibilityandtoxicityaredecisiveparametersfornanoformulationsandthefinal fateofnucleicacidcargo,bothonthecellularlevelandwithinanorganism.Boththecarrier systemandthedeliverednucleicaciditselfcantriggersideeffects,whichcanalsoinfluence the therapeutic effect of nucleic acids. In three chapters (Chaps. 18–20), Moein Moghimi and colleagues provide detailed protocols for a quantitative evaluation of polycation- mediated cytotoxicity. Lactate dehydrogenase (LDH) is released after cell rupture, being anearlyeventinnecrosisandalateeventinapoptosis.Chapter18givesaprotocolforafast andaccurateassayforLDHrelease,whichcanbeappliedpriortomoredetailedtoxicologi- calstudies.Trackingonsetofapoptosisgivesinsightsintothemechanismofnanoparticleor polymer-inducedtoxicity.InChap.19,afluorimetricassayfordetectionofcaspaseactivityis reported. For polycations, a distinct mitochondrial toxicity has been observed, which is supposedtobeduetoperturbationofmembraneintegrity.InChap.20,ArnaldurHalland Moein Moghimi present a protocol on measuring mitochondrial bioenergetics by high- resolutionrespirometry.Boththeinnateandadaptiveimmunesystemcanplayaroleinthe immunological response when an organism is exposed to exogenous nucleic acids and carrier systems. The intrinsic effect of siRNA on cytokine induction in lung cells (after pulmonary delivery of siRNA) is analyzed in Chap. 21 by Olivia Merkel and colleagues, presentingaprotocolfordetectingintracellularcytokinesaftersortingofimmunecellsusing antibody-coated magnetic beads. Although coating with polyethylene glycol (PEG) can improve biocompatibility and blood circulation of nanoparticles, antibodies against PEG canneutralizethiseffect.TatsuroIshidaetal.inChap.22provideaprotocolforquantifying the anti-PEG induction in vivo to predict the blood clearance of PEGylated formulations after repeated administration. Investigation of the biodistribution of nucleic acid after in vivo administration is imperative for desirable therapeutic interventions. Near-infrared imaging using fluorophores allows real-time tracking of nucleic acid delivery in vivo. Jean- Luc Coll and colleagues describe labeling of nanoparticles with appropriate near-infrared fluorophores and their detection in vivo (Chap. 23). The three final chapters include protocols for tissue-directed plasmid and siRNA delivery: In Chap. 24, Olivia Merkel and colleaguesapplysiRNAbyintratrachealinstillationintothelungandprovideaprotocolon identification of distinct cell types in the lung that take up siRNA. In Chap. 25, Nathalie Mignet et al. use cationic microbubbles in combination with ultrasound to allow efficient transgeneexpression intheliver usingoptimizedsmallplasmids.In Chap.26,Mark Zabel and colleagues describe preparation and application of lipopeptide formulation to achieve siRNAdeliverytothecentralnervoussystem. Taken together, the second version of Nanotechnology for Nucleic Acid Delivery deals withnotonlyalreadyestablishedmethodsbutalsoemergingaspectsinthisfield.Abroadset oftopicsiscoveredrangingfromchemicalsynthesisofmacromoleculesandbioconjugates; novel and established nanoformulations; characterization of these nanoformulations for biophysical,biological,andtoxicologicalaspects;andalsoprotocolsdealingwithapplication andimagingofsuchcarriersystemsinvivo. Vienna,Austria ManfredOgris HaiderSami Contents Preface ..................................................................... v Contributors................................................................. xi 1 Sequence-DefinedCationicLipo-OligomersContainingUnsaturated FattyAcidsforTransfection.............................................. 1 S¨orenReinhardandErnstWagner 2 SynthesisofBioreduciblePolycationswithControlledTopologies ............ 27 Ye-ZiYou,Jun-JieYan,FeiYu,Zhi-QiangYu,andDavidOupicky 3 Histidine-RichCationicCell-PenetratingPeptidesforPlasmid DNAandsiRNADelivery................................................ 39 AntoineKichler,A.JamesMason,ArnaudMarquette, andBurkhardBechinger 4 CovalentFluorophoreLabelingofOligonucleotidesandGeneration ofOtherOligonucleotideBioconjugates................................... 61 CorneliaLorenzerandJohannesWinkler 5 SyntheticOligonucleotidesinSPECT/CTInVivoImaging:Chemical Modifications,In111ComplexFormation,Incorporationinto DrugDeliverySystems .................................................. 73 MaximAntopolsky 6 SynthesisofPolyethylenimine-BasedNanocarriersforSystemic TumorTargetingofNucleicAcids ........................................ 83 WolfgangR¨odl,AlexanderTaschauer,DavidSchaffert, andErnstWagner,andManfredOgris 7 CationicPhotopolymerizedPolydiacetylenic(PDA)Micellesfor siRNADelivery......................................................... 101 ManonRipoll,PatrickNeuberg,Jean-SergeRemy, andAntoineKichler 8 LipidsforNucleicAcidDelivery:CationicorNeutralLipoplexes, Synthesis,andParticleFormation......................................... 123 MichelBessodes,HeleneDhotel,andNathalieMignet 9 Preparation,Characterization,andInVitroEvaluationofLipidoid–Polymer HybridNanoparticlesforsiRNADeliverytotheCytosol .................... 141 KaushikThanki,XianghuiZeng,andCamillaFoged 10 Layer-by-LayerAssembledNanoparticlesforsiRNADelivery ................ 153 MichaelaGuterandMiriamBreunig 11 Layer-By-LayerFilmEngineeringforSequentialGeneDelivery .............. 161 LingxiaoXie,YiZou,SeanCarroll,MariaMuniz, andGuangzhaoMao 12 Surface-andHydrogel-MediatedDeliveryofNucleic AcidNanoparticles...................................................... 177 AngelaK.Pannier,TylerKozisek,andTatianaSegura vii viii Contents 13 InSituAFMAnalysisInvestigatingDisassemblyofDNA NanoparticlesandNanofilms............................................. 199 YiZou,LeiWan,JeniferBlacklock,LingxiaoXie,SeanCarroll, DavidOupicky,andGuangzhaoMao 14 LyophilizationofSyntheticGeneCarriers ................................. 211 JuliaChristinaKasper,SarahHedtrich,andWolfgangFriess 15 FireflyLuciferase-BasedReporterGeneAssayforInvestigating Nanoparticle-MediatedNucleicAcidDelivery.............................. 227 KatharinaMu¨ller,ManfredOgris,andHaiderSami 16 EnhancingNucleicAcidDeliverywithUltrasound andMicrobubbles....................................................... 241 HeleenDewitte,SilkeRoovers,StefaanC.DeSmedt, andIneLentacker 17 MagneticandAcousticallyActiveMicrobubblesLoadedwith NucleicAcidsforGeneDelivery.......................................... 253 DialechtiVlaskou,OlgaMykhaylyk,andChristianPlank 18 LactateDehydrogenaseAssayforAssessmentofPolycation Cytotoxicity............................................................ 291 LadanParhamifar,HeleneAndersen,andS.MoeinMoghimi 19 CombinedFluorimetricCaspase-3/7AssayandBradfordProtein DeterminationforAssessmentofPolycation-MediatedCytotoxicity........... 301 AnnaK.Larsen,ArnaldurHall,HenrikLundsgart, andS.MoeinMoghimi 20 DeterminationofPolycation-MediatedPerturbationofMitochondrial RespirationinIntactCellsbyHigh-ResolutionRespirometry (Oxygraph-2k,OROBOROS)............................................ 313 ArnaldurHallandS.MoeinMoghimi 21 EvaluatingtheRegulationofCytokineLevelsAftersiRNA TreatmentinAntigen-SpecificTargetCellPopulationsvia IntracellularStaining.................................................... 323 RimaKandil,DanielFeldmann,YuranXie, andOliviaM.Merkel 22 Anti-PEGIgMProductionviaaPEGylatedNanocarrierSystem forNucleicAcidDelivery................................................ 333 AmrS.AbuLilaandTatsuhiroIshida 23 Near-InfraredOpticalImagingofNucleicAcidNanocarriersInVivo ......... 347 ClaireRome,JulienGravier,MarieMorille,GillesDivita, Anne-LaureBolcato-Bellemin,Ve´roniqueJosserand, andJean-LucColl 24 FlowCytometry-BasedCellType-SpecificAssessmentofTarget RegulationbyPulmonarysiRNADelivery ................................. 365 OliviaM.Merkel,LeighM.Marsh,HolgerGarn, andThomasKissel Contents ix 25 MicrobubblesforNucleicAcidDeliveryinLiverUsing MildSonoporation...................................................... 377 NathalieMignet,CorinneMarie,AnthonyDelalande, SimonaManta,Michel-FrancisBureau,GillesRenault, DanielScherman,andChantalPichon 26 LipopeptideDeliveryofsiRNAtotheCentralNervousSystem............... 389 MarkD.Zabel,LukeMollnow,andHeatherBender Index ...................................................................... 405 Contributors AMRS.ABULILA (cid:2) DepartmentofPharmacokineticsandBiopharmaceutics, Instituteof BiomedicalSciences,TokushimaUniversity,Tokushima,Japan;Departmentof PharmaceuticsandIndustrialPharmacy,FacultyofPharmacy,ZagazigUniversity, Zagazig,Egypt;DepartmentofPharmaceutics,CollegeofPharmacy,HailUniversity, Hail,SaudiArabia HELENEANDERSEN (cid:2) CentreforPharmaceuticalNanotechnologyandNanotoxicology, UniversityofCopenhagen,Copenhagen,Denmark MAXIMANTOPOLSKY (cid:2) TeachingandScientificConsulting,FGBPOU“MedicalCollege”, Moscow,RussianFederation BURKHARDBECHINGER (cid:2) InstitutdeChimie,CNRS,UMR7177,Universite´deStrasbourg, Strasbourg,France HEATHERBENDER (cid:2) DepartmentofMicrobiology,ImmunologyandPathology,PrionResearch Center,CollegeofVeterinaryMedicineandBiomedicalSciences,ColoradoStateUniversity, FortCollins,CO,USA MICHELBESSODES (cid:2) Unite´deTechnologiesChimiquesetBiologiquespourlaSante´,INSERM, U1022,Paris,France;CNRS,UMR8258,Paris,France;Faculte´dePharmacie,Sorbonne ParisCite´,Universite´ParisDescartes,Paris,France;ChimieParisTech,PSLResearch University,Paris,France JENIFER BLACKLOCK (cid:2) DepartmentofBiomedicalEngineering,WayneStateUniversity, Detroit,MI,USA ANNE-LAUREBOLCATO-BELLEMIN (cid:2) Polyplus-Transfection,Illkirch,France MIRIAMBREUNIG (cid:2) DepartmentofPharmaceuticalTechnology,UniversityofRegensburg, Regensburg,Germany MICHEL-FRANCISBUREAU (cid:2) INSERM,U1022,Paris,France;CNRS,UMR8258,Paris, France;Faculte´dePharmacie,SorbonneParisCite´,Universite´ParisDescartes,Paris, France;ChimieParisTech,PSLResearchUniversity,Paris,France SEANCARROLL (cid:2) DepartmentofChemicalEngineeringandMaterialsScience,WayneState University,Detroit,MI,USA;DepartmentofBiomedicalEngineering,WayneState University,Detroit,MI,USA JEAN-LUCCOLL (cid:2) INSERMU823,Equipe5,InstitutAlbertBonniot,Grenoble,France; Universite´JosephFourier,Grenoble,France;INSERMUGAU1209,CNRS5309, InstituteForAdvancedBiosciences,LaTronche,France STEFAANC.DESMEDT (cid:2) GhentResearchGrouponNanomedicines,LaboratoryofGeneral BiochemistryandPhysicalPharmacy,FacultyofPharmaceuticalSciences,Ghent University,Ghent,Belgium ANTHONYDELALANDE (cid:2) CentredeBiophysiqueMole´culaireandUniversite´d’Orle´ans, CNRS-UPR4301,Orle´ans,France HELEENDEWITTE (cid:2) GhentResearchGrouponNanomedicines,LaboratoryofGeneral BiochemistryandPhysicalPharmacy,FacultyofPharmaceuticalSciences,Ghent University,Ghent,Belgium HELENEDHOTEL (cid:2) Unite´deTechnologiesChimiquesetBiologiquespourlaSante´,INSERM, U1022,Paris,France;CNRS,UMR8258,Paris,France;Faculte´dePharmacie,Sorbonne xi

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This detailed second edition volume expands upon the prior edition by addressing newly emerged technologies as well as improved existing protocols in nucleic acid delivery via nanotechnology. The book addresses topics ranging from chemical synthesis of macromolecules and bioconjugates, novel and est
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