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Nanotechnology GREGORY TIMP EDITOR Nanotechnology i Springer Gregory Timp BeII Laboratories Lucent Technologies Murray HiII, NI 07974-0636 USA Library of Congress Cataloging-in-Publication Data Nanotechnology I [edited by] Gregory L. Timp. p. cm. Inc1udes bibliographica1 references and index. ISBN 978-1-4612-6805-5 ISBN 978-1-4612-0531-9 (eBook) DOI 10.1007/978-1-4612-0531-9 1. Nanotechnology. 1. Timp, Gregory L. TI74.7.N373 1998 620'.S--ilc21 98-4681 Printed on acid-free paper. © 1999 Springer Science+Business Media New York Origina11y published by Springer-Verlag New York in 1999 Softcover reprint ofthe hardcover lst edition 1999 All rights reserved. This work may not be translated or copied in whole or in part without the written permission ofthe publisher Springer Science+Business Media, LLC, except for brief excerpts in connection with reviews or scholarly analysis. Use in connection with any form of information storage and relrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed is forbidden. The use of general descriptive names, trade names, trademarks, etc., in this publication, even if the former are not especially identified, is not to be taken as a sign that such names, as understood by the Trade Marks and Merchandise Marks Act, may accordingly be used freely by anyone. Production managed by Steven Pisano; manufacturing supervised by Jeffrey Taub. Photocomposed pages prepared from the author's troff files. 987654 ISBN 978-1-4612-6805-5 Contents Contributors ..................................................................................................... vii 1 Nanotechnology ................................................................................................ 1 G. Timp 2 Nano-electronics for Advanced Computation and Communication ................. 7 G. Timp, R.E. Howard, and P.M. Mankiewich 3 Nanostructures in Motion: Micro-Instruments for Moving Nanometer-Scale Objects ............................................................................................................. 89 N. C. MacDonald 4 Limits of Conventional Lithography ............................................................. 161 D.M. Tennant 5 Fabrication of Atomically Controlled Nanostructures and Their Device Application .................................................................................................... 207 H. Sakaki 6 Chemical Approaches to Semiconductor Nanocrystals and Nanocrystal Materials ........................................................................................................ 257 Louis Brus 7 Nanotechnology in Carbon Materials ........................................................... 285 M.S. Dresselhaus, G. Dresselhaus, and R. Saito 8 Self-Assembly and Self-Assembled Monolayers in Micro-and Nanofabrication ............................................................................................. 331 James L. Wilbur and George M. Whitesides 9 Biocatalytic Synthesis of Polymers of Precisely Defined Structures ............ 371 Timothy J. Deming, Vincent P. Conticello, and David A. Tirrell 10 Atom Optics: Using Light to Position Atoms ............................................... 403 Jabez J. McClelland and Mara Prentiss 11 From the Bottom Up: Building Things with Atoms ..................................... 425 Don Eigler 12 Physical Properties of Nanometer-Scale Magnets ........................................ 437 David D. Awschalom and Stephan von Molnar vi Contents 13 Single Electron Transport Through a Quatum Dot ....................................... 471 Leo P. Kouwenhoven and Paul L. McEuen 14 Chaos in Ballistic Nanostructures Part I: Theory ................................................................................................ 537 Harold U. Baranger Part II: Experiment ........................................................................................ 589 R.M. Westervelt 15 Semiconducting and Superconducting Physics and Devices in the InAsIAISb Materials System ........................................................................................... 629 Herbert Kraemer and Evelyn Hu Index .............................................................................................................. 689 Contributors David A. Awschalom, Department of Physics, University of California, Santa Barbara, CA 93106 USA Harold U. Baranger, Bell Laboratories, Lucent Technologies, Murray Hill, NJ 07974 USA Louis Bros, Chemistry Department, Columbia University, New York, NY 10027 USA Vincent P. Conticello, Department of Chemistry, Emory University, Atlanta, GA 30322 USA Timothy J. Deming, Department of Materials, University of California, Santa Barbara, CA 93106 USA G. Dresselhaus, Francis Bitter National Magnet Laboratory, Massachusetts Institute of Technology, Cambridge, MA 02139 USA M.S. Dresselhaus, Department of Electrical Engineering and Computer Science and Department of Physics, Massachusetts Institute of Technology, Cambridge, MA 02139 USA Don Eigler, ffiM Research Division, Almaden Research Center, San Jose, CA 95120 USA R.E. Howard, Bell Laboratories, Lucent Technologies, Murray Hill, NJ 07974 USA Evelyn Hu, Department of Electrical and Computer Engineering, University of California, Santa Barbara, CA 93106 USA Leo P. Kouwenhoven, Department of Applied Physics, Delft University of Technology, 2600 GA Delft, The Netherlands Herbert Kroemer, Department of Electrical and Computer Engineering, University of California, Santa Barbara, CA 93106 USA N.C. MacDonald, Department of Electrical Engineering, Cornell University, Ithaca, NY 14853 USA viii Contributors P.M. Mankiewich, Bell Laboratories, Lucent Technologies, Murray Hill, NJ 07974 USA Jabez J. McClelland, Electron Physics Group, National Institute of Standards and Technology, Gaithersburg, MD 20899 USA Paul L. McEuen, Department of Physics, University of California and Materials Science Division, Lawrence Berkeley Laboratory, Berkeley, CA 94720 USA Stephan von Molnar, Department of Physics, Materials Research and Technology Center, Florida State University, Tallahassee, FL 32308 USA Mara Prentiss, Physics Department, Harvard University, Cambridge, MA 02138 USA R. Saito, Department of Electronics Engineering, University of Electro communications, Chofugaoka, Chofu, 182 Tokyo, Japan H. Sakaki, University of Tokyo (RCAST), 4-6-1 Komaba, Megoru-ku, Tokyo, Japan D.M. Tennant, Bell Laboratories, Holmdel, NJ 07733 USA G. Timp, Bell Laboratories, Lucent Technologies, Murray Hill, NJ 07974 USA David A. Tirrell, Department of Polymer Science and Engineering, University of Massachusetts at Amherst, Amherst, MA 01003 USA R.M. Westervelt, Division of Applied Sciences and Department of Physics, Harvard University, Cambridge, MA 02139 USA George M. Whitesides, Department of Chemistry, Harvard University, Cambridge, MA 02138 USA James L. Wilbur, Department of Chemistry, Harvard University, Cambridge, MA02138 USA Chapter 1 Nanotechnology G. Timp Bell Laboratories, Lucent Technologies, Murray Hill, N.J. 07974 USA I. INTRODUCTION In A.D. 1295, after a 24 year sojourn in the court of Kublai Khan, Marco Polo, his father, Nicolo, and his uncle, Maffeo, returned to Venice. They were no longer wearing the fine raiments of trusted advisors to the Khan of khans, how ever. Instead, they looked like vagrants. Their garments, of a Tartar cut, were tom and tattered by the rigors of the trip, and they could hardly speak their native tongue for lack of practice. Upon arriving home, they had to force their way into their family quarters. Their relatives hadn't recognized them - this trio had been given up for dead long ago. Marco, Nicolo and Maffeo were both merchants and explorers. During their travels throughout Asia, they made careful observations and mapped the circui tous overland and sea routes from Russia to India, from Suez to Japan. But Marco had an eye for nature, too, and so the flora and fauna of the regions they transited were also documented. They did these things because they were curious and because they perceived an economic advantage to it. Their efforts on behalf of the Khan over the years had earned them the chop, a golden tablet with the Great Khan's royal seal, entitling them to safe passage throughout the Mongol empire and its tributaries. They used it to return home with incredible wealth - rubies, sapphires, emeralds, and diamonds sewn into their tattered clothing - and detailed knowledge of the East inculcated in their brains. Eventually, their kinsmen came to be convinced that these suspicious looking characters were who they claimed to be, and they began to interrogate Marco about the East, especially after he revealed the jewels sewn into their garments. However, it seems that the jewels and silks could not buy credibility outright. Marco's fantastic tales of the marvels witnessed at Kublai's court - the Great Wall, coal, paper money, porcelain, movable type, water clocks, and the various great hunts - were not widely accepted by his contemporaries and were often dismissed as gross exaggerations or unmitigated lies. It is natural to stay within sight of the shore, to tread a familiar path, and to drink from your own well. However, extraordinary people like Marco Polo can be provoked by curiosity and by the promise of wealth (either monetary or intel lectual) to venture beyond the horizon, and they can be persuaded by vanity to G. Timp (ed.), Nanotechnology © Springer-Verlag New York, Inc. 1999 2 G. Timp come back and tell about what they have seen. Marco Polo made the world larger and secured the future of Western civilization by doing this. His travel log, The Book of Ser Marco Polo Concerning the Kingdoms and Marvels of the East, inspired Christopher Columbus to seek a westward route from Spain to the East, and Prince Rupert to found the Hudson Bay Company. And though his tales of the wonders of Asia seemed incredible to his contemporaries, we now know them to be true. This book, Nanotechnology, is composed of fifteen chapters written by explorers of a new frontier; a frontier that exists on the head of pin, as incredible as that may seem. These explorers are from a variety of different disciplines: atomic physics, electrical engineering, chemistry, materials science, and numeri cal physics to name just a few. Like Marco Polo, they were motivated by curios ity, and the promise of intellectual and monetary rewards, to use science and their powers of observation to map the te"a icognita of a microscopic world that extends from the 100 micrometer diameter of a human hair to a fraction of a nanometer, the size of a single atom. But this world is even more exotic than Marco Polo's Asia seemed to be, since the classical laws of physics that govern the mechanics of our common experience are suspended on this frontier. As Rich Howard, Paul Mankiewich and I elucidate in Chapter 2, the explora tion of this frontier was spawned by the integrated circuit (IC) revolution and the requirements of miniaturization that make ICs possible. The market for ICs has already generated a 150 billion dollars in sales in 1996 and it's growing. It is estimated that sales will reach 300 billion dollars by the year 2000. ICs now per vade our lives and have enabled space flight, the information age, and toasters that get it right every time. Moreover, the same techniques used to integrate and manufacture electronics have provided us with the opportunity to fabricate micro-machines and micro-robots with moving parts of the type Noel MacDonald describes in Chapter 3. The requirements of miniaturization, micro-machining and integration are becoming more stringent as the minimum feature size (MFS) shrinks, however, as Don Tennant reminds us in Chapter 4. For example, a Pen tium® processor is comprised of about 4 million electronic switches, and each switch is only a few thousand atoms long. Devices this small are shorter than the wavelength of visible light, and consequently the conventional means for produc ing them, which employs optical lithography as a key element, cannot be inexpen sively extended to much smaller scales. Following the evolutionary development of technology, there have been numerous forecasts of a small wall near an MFS of lOOnm, beyond which conventional IC technology will stall because of the cost of fabrication[1,2]. Yet, there is still no consensus on a revolutionary, inexpensive route for producing smaller features to breach this wall. An economical route to feature sizes 100 nm and smaller has been a primary motivation for research on the nanometer frontier. The next seven chapters of this book form a less than comprehensive list of some revolutionary routes to fabrica tion of features smaller than 100 nm. A fundamental dichotomy exists between 1. Nanotechnology 3 the methodology for manufacturing proposed in these seven chapters, where nanometer-scale features are built up from their elemental constituents reminis cent of atomic or molecular architecture, and that represented in chapters 1, 2, and 3, where successive applications of planar lithography and etching are used to carve small features into a single crystal. For example, Hiro Sakaki annotates the remarkable progress toward the fabrication of atomically controlled structures using epitaxy in Chapter 5. The emergence of molecular beam epitaxy (MBE) and organo-metallic vapor phase epitaxy has allowed depositions of arbitrary thicknesses and composition with an accuracy of one atomic layer along the direction of growth, enabling the development of high performance devices such as quantum-well lasers, high-electron mobility transistors and resonant tunneling diodes. Although not yet as useful as MBE synthesis, Louis Brus demonstrates in Chapter 6 the extraordinary potential for chemical synthesis or the spontaneous self-assembly of molecular clusters from simple reagents in solution for the pro duction of three dimensional nanostructures or quantum dots of arbitrary diame ter. Two examples of molecular self assembly, which use the unusual chemistry of carbon, are reviewed by Millie Dresselhaus, Gene Dresselhaus and R. Saito in Chapter 7, and by George Whitesides and Jim Wilbur in Chapter 8. In particu lar, the mysteries of the carbon-based fullerene molecule, C 6(J, which is only O.7nm in diameter and represents one of the most reproducible nanostructures currently available, are unraveled by Dresselhaus and co-authors, while White sides and Wilbur delineate how the characteristics of self-assembly make it espe cially promising as a technique for patterning nanostructures. Since the basic principles of self-assembly also underpin biology, e.g. protein folding and aggre gation, the pairing of base pairs in DNA, etc., it seems only natural that David Tirrell and his co-authors have pursued the production of artificial protein sequences, synthesized with absolute unifonnity of structure, by utilizing recom binant DNA technology and Escherichia coli to express the target proteins. As Tirrell describes in Chapter 9, a DNA template for the synthesis of a polypeptide chain, coupled with an intrinsic proofreading or self-correcting capacity, has enabled the production of macroscopic structures with nearly atomic precision. Molecular self-assembly works so well, and reproducibly defines nanometer scale structures spontaneously at room temperature because the fabrication occurs at a thermodynamic minima, which rejects defects according to the size of fluctuations about the minima. Unfortunately, the utter absence of manual control over the means of fabrication is construed as a pitfall for conventional applica tions. This limitation has prompted two atomic physicists, Jabez McClelland and Mara Prentiss, to exploit atom optics to manipulate, deflect, and focus atoms using forces that develop from spatial undulations in a light field. As they observe in Chapter 10, the principle advantages derived from manipulating atoms this way come from massive parallelism (which preserves one of the most attractive features of self-assembly) and the precise registration associated with the use of a

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