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Neuromethods 157 Javier O. Morales Pieter J. Gaillard Editor Nanomedicines for Brain Drug Delivery N EUROMETHODS SeriesEditor Wolfgang Walz University ofSaskatchewan Saskatoon, SK,Canada Forfurther volumes: http://www.springer.com/series/7657 Neuromethodspublishescutting-edgemethodsandprotocolsinallareasofneuroscienceas wellastranslationalneurologicalandmentalresearch.Eachvolumeintheseriesofferstested laboratoryprotocols,step-by-stepmethodsforreproduciblelabexperimentsandaddresses methodologicalcontroversiesandpitfallsinordertoaidneuroscientistsinexperimentation. Neuromethodsfocusesontraditionalandemergingtopicswithwide-rangingimplicationsto brain function, such as electrophysiology, neuroimaging, behavioral analysis, genomics, neurodegeneration,translationalresearchandclinicaltrials.Neuromethodsprovidesinvesti- gators and trainees with highly useful compendiums of key strategies and approaches for successful research in animal and human brain function including translational “bench to bedside”approachestomentalandneurologicaldiseases. Nanomedicines for Brain Drug Delivery Edited by Javier O. Morales Department of Pharmaceutical Science and Technology, University of Chile, Santiago, Chile Pieter J. Gaillard 2-BBB Medicines BV, Leiden, The Netherlands Editors JavierO.Morales PieterJ.Gaillard DepartmentofPharmaceuticalScience 2-BBBMedicinesBV andTechnology Leiden,TheNetherlands UniversityofChile Santiago,Chile ISSN0893-2336 ISSN1940-6045 (electronic) Neuromethods ISBN978-1-0716-0837-1 ISBN978-1-0716-0838-8 (eBook) https://doi.org/10.1007/978-1-0716-0838-8 ©SpringerScience+BusinessMedia,LLC,partofSpringerNature2021 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartofthematerialis concerned,specificallytherightsoftranslation,reprinting,reuseofillustrations,recitation,broadcasting,reproduction onmicrofilmsorinanyotherphysicalway,andtransmissionorinformationstorageandretrieval,electronicadaptation, computersoftware,orbysimilarordissimilarmethodologynowknownorhereafterdeveloped. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthispublicationdoesnotimply, evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevantprotectivelawsandregulations andthereforefreeforgeneraluse. Thepublisher,theauthors,andtheeditorsaresafetoassumethattheadviceandinformationinthisbookarebelievedto betrueandaccurateatthedateofpublication.Neitherthepublishernortheauthorsortheeditorsgiveawarranty, expressedorimplied,withrespecttothematerialcontainedhereinorforanyerrorsoromissionsthatmayhavebeen made.Thepublisherremainsneutralwithregardtojurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. Coverillustration:CoverimagebyIgnacioMoralesSoto. ThisHumanaimprintispublishedbytheregisteredcompanySpringerScience+BusinessMedia,LLC,partofSpringer Nature. Theregisteredcompanyaddressis:1NewYorkPlaza,NewYork,NY10004,U.S.A. Preface to the Series Experimental life sciences have two basic foundations: concepts and tools. The Neuro- methodsseriesfocusesonthetoolsandtechniquesuniquetotheinvestigationofthenervous system and excitable cells. It will not, however, shortchange the concept side of things as carehasbeentakentointegratethesetoolswithinthecontextoftheconceptsandquestions underinvestigation.Inthisway,theseriesisuniqueinthatitnotonlycollectsprotocolsbut also includes theoretical background information and critiques which led to the methods andtheirdevelopment.Thusitgivesthereaderabetter understandingoftheoriginofthe techniquesandtheirpotentialfuturedevelopment.TheNeuromethodspublishingprogram strikes a balance between recent and exciting developments like those concerning new animal models of disease, imaging, in vivo methods, and more established techniques, including, for example, immunocytochemistry and electrophysiological technologies. New traineesinneurosciencesstillneedasoundfootingintheseoldermethodsinordertoapply acriticalapproachtotheir results. Under the guidance of its founders, Alan Boulton and Glen Baker, the Neuromethods serieshasbeenasuccesssinceitsfirstvolumepublishedthroughHumanaPressin1985.The seriescontinuestoflourishthroughmanychangesovertheyears.Itisnowpublishedunder theumbrellaofSpringerProtocols.Whilemethodsinvolvingbrainresearchhavechangeda lot since theseriesstarted, thepublishingenvironmentand technologyhavechanged even more radically. Neuromethods has the distinct layout and style of the Springer Protocols program,designedspecificallyfor readabilityandeaseofreferenceinalaboratorysetting. Thecarefulapplicationofmethodsispotentiallythemostimportantstepintheprocess of scientific inquiry. In the past, new methodologies led the way in developing new dis- ciplines in the biological and medical sciences. For example, Physiology emerged out of Anatomyinthenineteenthcenturybyharnessingnewmethodsbasedonthenewlydiscov- eredphenomenonofelectricity.Nowadays,therelationshipsbetweendisciplinesandmeth- ods are more complex. Methods are now widely shared between disciplines and research areas. New developments in electronic publishing make it possible for scientists that encounter new methods to quickly find sources of information electronically. The design of individual volumes and chapters in this series takes this new access technology into account. Springer Protocols makes it possible to download single protocols separately. In addition, Springer makes its print-on-demand technology available globally. A print copy canthereforebeacquiredquicklyandforacompetitivepriceanywhereintheworld. Saskatoon,SK,Canada WolfgangWalz v Preface Nanomedicines have revolutionized research on drug delivery in multiple diseases, and leading strategies have achieved clinical success. Moreover, a significant number of clinical trials are conducted to continue expanding the reach of nanomedicines to new, more effectiveandwithlesssideeffectstherapies.Thecentralnervoussystem(CNS)hassimilarly been the focus of extended research in the design and evaluation of novel nanocarriers for braindrugdelivery.Asatargetsite,theCNSrepresentsauniquechallengegivenitsanatomy and physiology. The blood brain barrier (BBB) is not only a restrictive limitation for systemically administered drugs but also continues to be a largely restrictive barrier to achieve significant CNS nanocarrier bioavailability. While the BBB represents one of the mainlimitationsforsignificantCNSbiodistribution,overcomingitisnotthesolereasonfor limited bioavailability and targeting effects. Successfully targeting the brain microvascula- ture,distributionthroughtheCNS(afterpassagethroughtheBBB),andinternalizationin target brain cells become important challenges once there is a BBB penetration strategy in place. As such, this book will be a source for finding the latest research in CNS-targeted nanocarriers,methodsfortheirsynthesisandthoroughcharacterization.Moreover,achap- ter addressing toxicity aspects to be considered in the design and use of brain-targeted nanocarrierswillbeofinteresttothereader.Thefirsttwochaptersofthebookdelveintothe most widely investigated nanocarriers as brain-targeted delivery systems, i.e., polymeric nanoparticles and liposomes. With a thorough description of the state of the art as well as key aspects of their characterization, the first two chapters also highlight physiological properties relevant to particle design. Chapter 4 depicts the use of self-assembled peptide- basedscaffoldsforlesionsofthenervoussystem,whileChapter5describesnotonlytheuse of peptides as CNS drugs but also as potential carriers to optimize brain-targeted delivery. Chapters6and7describeinorganicandmagneticnanoparticlesusedfortargetingdrugsto theCNSaswellastheirpotentialinthedesignoftriggerableandaimedsystems.Chapter8 inspects the long-researched nose-to-brain delivery route, highlighting its potential and how the limitations this route presents could be addressed to harness its clinical potential. Chapter9isanexcellentcompilationofcharacterizationmethodstomodelandassessBBB absorptionofdrugsanddrugdeliverysystems,andassuch,thischapter willbeofgreatuse toscientistsdesigningbrain-targeteddeliverysystemstopredictbraindistribution.Finally, Chapter10presentstheconcernsthattheuseofnanomaterialsraisesinthecontextofbrain- targetedsystems.Assuch,thelastchapterwillbeagoodsourcetounderstandthepotential neurotoxiceffectsandthepotentialroleofnanomaterialsinneurodegenerationprogress. The editors are immensely grateful to all the individual contributions and authors for sharingtheirtime,effort,andknowledgetocreatethisbook.Theiroutstandingworkinthe fieldscoveredinthisbookwehopewillbeofgreatinteresttothereaderandwillhelpguide andmoveforwardthefieldofnanomedicinestotargetthebrainandthenervoussystem. Santiago,Chile JavierO.Morales Leiden,TheNetherlands PieterJ.Gaillard vii Contents PrefacetotheSeries ........................................................... v Preface ..................................................................... vii Contributors................................................................. xi 1 BiodegradablePolymericNanoparticlesforBrain-Targeted DrugDelivery.......................................................... 1 KristianKempeandJosephA.Nicolazzo 2 LiposomesasBrainTargetedDeliverySystems ............................. 29 FrancescoLai,MicheleSchlich,ChiaraSinico, andAnnaMariaFadda 3 NanofibersandNanostructuredScaffoldsforNervousSystemLesions ........ 61 JoseL.GerardoNava,JonasC.Rose,HaktanAltinova, PaulD.Dalton,LauraDeLaporte,andGaryA.Brook 4 Self-AssemblingPeptideNanofibrousScaffoldsinCentralNervous SystemLesions ......................................................... 103 NaZhang,LiuminHe,andWutianWu 5 TheUseofPeptideandProteinVectorstoCrossthe Blood-BrainBarrier for theDeliveryofTherapeuticConcentration ofBiologics ............................................................ 119 MeiMeiTianandReinhardGabathuler 6 InorganicNanoparticlesandTheirStrategiestoEnhanceBrain DrugDelivery.......................................................... 149 EduardoGallardo-Toledo,CarolinaVelasco-Aguirre, andMarceloJavierKogan 7 MagneticNanoparticlesasDeliverySystemstoPenetratethe Blood-BrainBarrier ..................................................... 173 JoanEstelrichandMariaAnto`niaBusquets 8 Nose-to-BrainDrugDeliveryEnabledbyNanocarriers...................... 209 ZacharyWarnken,YangLu,HughD.C.Smyth, andRobertO.WilliamsIII 9 InVitroModelsofCentralNervousSystemBarriersfor Blood-BrainBarrierPermeationStudies ................................... 235 SounakBagchi,BehnazLahooti,TanyaChhibber,Sree-pooja Varahachalam,RahulMittal,AbhijeetJoshi,andRahulDevJayant 10 SafetyandNanotoxicityAspectsofNanomedicinesfor Brain-TargetedDrugDelivery............................................ 255 JohannaCatalan-FigueroaandJavierO.Morales Index ...................................................................... 279 ix Contributors HAKTANALTINOVA (cid:129) DepartmentofNeurosurgery,UniversityHospitalRWTHAachen, Aachen,Germany SOUNAKBAGCHI (cid:129) DepartmentofPharmaceuticalSciences,SchoolofPharmacy,TexasTech UniversityHealthSciencesCenter(TTUHSC),Amarillo,TX,USA GARYA.BROOK (cid:129) InstituteofNeuropathology,UniversityHospitalRWTHAachen,Aachen, Germany MARIAANTO`NIABUSQUETS (cid:129) PharmacyandPharmaceuticalTechnologyandPhysical ChemistryDepartment,FacultyofPharmacyandFoodSciences,UniversityofBarcelona, Barcelona,Catalonia,Spain;InstituteofNanoscienceandNanotechnology,IN2UB, Barcelona,Catalonia,Spain JOHANNACATALAN-FIGUEROA (cid:129) DepartmentofPharmaceuticalScienceandTechnology, SchoolofChemicalandPharmaceuticalSciences,UniversityofChile,Santiago,Chile; DepartmentofBiochemistry,SchoolofChemicalandPharmaceuticalSciences,University ofChile,Santiago,Chile;ExperimentalPharmacologyInstitute,CONICET,National UniversityofCordoba,Cordoba,Argentina;AdvancedCenter forChronicDiseases (ACCDiS),Santiago,Chile TANYACHHIBBER (cid:129) DepartmentofPharmaceuticalSciences,SchoolofPharmacy,TexasTech UniversityHealthSciencesCenter(TTUHSC),Amarillo,TX,USA PAULD.DALTON (cid:129) DepartmentforFunctionalMaterialsinMedicineandDentistryand BavarianPolymerInstitute,UniversityofWu¨rzburg,Wu¨rzburg,Germany LAURADELAPORTE (cid:129) DWI—Leibniz-InstituteforInteractiveMaterials,Aachen,Germany; InsituteofAppliedMedicalEngineering,RWTHAachenUniversity,Aachen,Germany; InsituteofTechnicalandMacromolecularChemistryRWTHAachenUniversity,Aachen, Germany JOANESTELRICH (cid:129) PharmacyandPharmaceuticalTechnologyandPhysicalChemistry Department,FacultyofPharmacyandFoodSciences,UniversityofBarcelona,Barcelona, Catalonia,Spain;InstituteofNanoscienceandNanotechnology,IN2UB,Barcelona, Catalonia,Spain ANNAMARIA FADDA (cid:129) DepartmentofLifeandEnvironmentalSciences,Universityof Cagliari,Cagliari,Italy REINHARDGABATHULER (cid:129) FacultyofLifeSciencesandMedicine,Blood-BrainBarrierGroup, KingsCollegeLondon,London,UK EDUARDOGALLARDO-TOLEDO (cid:129) DepartamentodeQuı´micaFarmacol(cid:1)ogicayToxicol(cid:1)ogica, FacultaddeCienciasQuı´micasyFarmace´uticas,UniversidaddeChile,Santiago,Chile; AdvancedCenter forChronicDiseases(ACCDiS),Santiago,Chile JOSEL.GERARDONAVA (cid:129) InstituteofNeuropathology,UniversityHospitalRWTHAachen, Aachen,Germany;DWI—Leibniz-InstituteforInteractiveMaterials,Aachen,Germany LIUMINHE (cid:129) Guangdong-HongKong-MacauInstituteofCNSRegeneration,Jinan University,Guangzhou,People’sRepublicofChina RAHULDEVJAYANT (cid:129) DepartmentofPharmaceuticalSciences,SchoolofPharmacy,Texas TechUniversityHealthSciencesCenter(TTUHSC),Amarillo,TX,USA ABHIJEETJOSHI (cid:129) CentreforBiosciencesandBio-medicalEngineering,IndianInstituteof TechnologyIndore(IIT-I),Indore,MadhyaPradesh,India xi xii Contributors KRISTIANKEMPE (cid:129) ARCCentreofExcellenceinConvergentBio-NanoScience&Technology, andDrugDelivery,DispositionandDynamics,MonashInstituteofPharmaceutical Sciences,MonashUniversity,Parkville,VIC,Australia MARCELOJAVIER KOGAN (cid:129) DepartamentodeQuı´micaFarmacol(cid:1)ogicayToxicol(cid:1)ogica, FacultaddeCienciasQuı´micasyFarmace´uticas,UniversidaddeChile,Santiago,Chile; AdvancedCenter forChronicDiseases(ACCDiS),Santiago,Chile BEHNAZLAHOOTI (cid:129) DepartmentofPharmaceuticalSciences,SchoolofPharmacy,TexasTech UniversityHealthSciencesCenter(TTUHSC),Amarillo,TX,USA FRANCESCOLAI (cid:129) DepartmentofLifeandEnvironmentalSciences,UniversityofCagliari, Cagliari,Italy YANGLU (cid:129) DepartmentofTCMPharmaceutical,SchoolofChineseMaterialMecica,Beijing UniversityofChineseMedicine,Beijing,People’sRepublicofChina RAHULMITTAL (cid:129) LaboratoryofHumanMolecularGenetics,DepartmentofOtolaryngology, MillerSchoolofMedicine,UniversityofMiami(UM),Miami,FL,USA JAVIERO.MORALES (cid:129) DepartmentofPharmaceuticalScienceandTechnology,Schoolof ChemicalandPharmaceuticalSciences,UniversityofChile,Santiago,Chile;Advanced Center forChronicDiseases(ACCDiS),Santiago,Chile;CenterofNewDrugsfor Hypertension(CENDHY),Santiago,Chile;PharmaceuticalandBiomaterialResearch Group,DepartmentofHealthSciences,Lulea˚ UniversityofTechnology,Lulea˚,Sweden JOSEPH A.NICOLAZZO (cid:129) DrugDelivery,DispositionandDynamics,MonashInstituteof PharmaceuticalSciences,MonashUniversity,Parkville,VIC,Australia JONAS C.ROSE (cid:129) DWI—Leibniz-InstituteforInteractiveMaterials,Aachen,Germany MICHELESCHLICH (cid:129) DepartmentofLifeandEnvironmentalSciences,UniversityofCagliari, Cagliari,Italy CHIARASINICO (cid:129) DepartmentofLifeandEnvironmentalSciences,UniversityofCagliari, Cagliari,Italy HUGHD.C.SMYTH (cid:129) MolecularPharmaceuticsandDrugDeliveryDivision,Collegeof Pharmacy,TheUniversityofTexasatAustin,Austin,TX,USA MEIMEITIAN (cid:129) BioasisTechnologiesInc.,Guilford,CT,USA SREE-POOJAVARAHACHALAM (cid:129) DepartmentofPharmaceuticalSciences,SchoolofPharmacy, TexasTechUniversityHealthSciencesCenter(TTUHSC),Amarillo,TX,USA CAROLINAVELASCO-AGUIRRE (cid:129) DepartamentodeQuı´micaFarmacol(cid:1)ogicayToxicol(cid:1)ogica, FacultaddeCienciasQuı´micasyFarmace´uticas,UniversidaddeChile,Santiago,Chile; AdvancedCenter forChronicDiseases(ACCDiS),Santiago,Chile ZACHARYWARNKEN (cid:129) MolecularPharmaceuticsandDrugDeliveryDivision,Collegeof Pharmacy,TheUniversityofTexasatAustin,Austin,TX,USA ROBERTO.WILLIAMSIII (cid:129) MolecularPharmaceuticsandDrugDeliveryDivision,College ofPharmacy,TheUniversityofTexasatAustin,Austin,TX,USA WUTIAN WU (cid:129) Guangdong-HongKong-MacauInstituteofCNSRegeneration,Jinan University,Guangzhou,People’sRepublicofChina;Re-StemBiotech,Suzhou,People’s RepublicofChina NAZHANG (cid:129) Guangdong-HongKong-MacauInstituteofCNSRegeneration,Jinan University,Guangzhou,People’sRepublicofChina

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