Nanolithography © Woodhead Publishing Limited, 2014 Related titles: Carbon nanotubes and graphene for photonic applications (ISBN 978-0-85709-417-9) Laser growth and processing of photonic devices (ISBN 978-1-84569-936-9) Handbook of solid-state lasers (ISBN 978-0-85709-272-4) Details of these books and a complete list of titles from Woodhead Publishing can be obtained by: • visiting our web site at www.woodheadpublishing.com • contacting Customer Services (e-mail: [email protected]; fax: +44 (0) 1223 832819; tel.: +44 (0) 1223 499140 ext. 130; address: Woodhead Publishing Limited, 80, High Street, Sawston, Cambridge CB22 3HJ, UK) • in North America, contacting our US offi ce (e-mail: usmarketing@ woodheadpublishing.com; tel.: (215) 928 9112; address: Woodhead Publishing, 1518 Walnut Street, Suite 1100, Philadelphia, PA 19102-3406, USA) If you would like e-versions of our content, please visit our online platform: www. woodheadpublishingonline.com. 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The team responsible for publishing this book: Commissioning Editor: Laura Pugh Publications Coordinator: Lucy Beg Project Editor: Elizabeth Moss Editorial and Production Manager: Mary Campbell Production Editor: Richard Fairclough Project Manager: Newgen Knowledge Works Pvt Ltd Copyeditor: Newgen Knowledge Works Pvt Ltd Proofreader: Newgen Knowledge Works Pvt Ltd Cover Designer: Terry Callanan © Woodhead Publishing Limited, 2014 Woodhead Publishing Series in Electronic and Optical Materials: Number 42 Nanolithography The art of fabricating nanoelectronic and nanophotonic devices and systems Edited by Martin Feldman Oxford Cambridge Philadelphia New Delhi © Woodhead Publishing Limited, 2014 Published by Woodhead Publishing Limited, 80 High Street, Sawston, Cambridge CB22 3HJ, UK www.woodheadpublishing.com www.woodheadpublishingonline.com Woodhead Publishing, 1518 Walnut Street, Suite 1100, Philadelphia, PA 19102-3406, USA Woodhead Publishing India Private Limited, 303 Vardaan House, 7/28 Ansari Road, Daryaganj, New Delhi – 110002, India www.woodheadpublishingindia.com First published 2014, Woodhead Publishing Limited © Woodhead Publishing Limited, 2014, except Chapter 6 which is © H. 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Library of Congress Control Number: 20131948203 ISBN 978-0-85709-500-8 (print) ISBN 978-0-85709-875-7 (online) ISSN 2050-1501Woodhead Publishing Series in Electronic and Optical Materials (print) ISSN 2050-151X Woodhead Publishing Series in Electronic and Optical Materials (online) The publisher’s policy is to use permanent paper from mills that operate a sustainable forestry policy, and which has been manufactured from pulp which is processed using acid-free and elemental chlorine-free practices. Furthermore, the publisher ensures that the text paper and cover board used have met acceptable environmental accreditation standards. Typeset by Newgen Knowledge Works Pvt Ltd, India Printed by Lightning Source © Woodhead Publishing Limited, 2014 Contents Contributor contact details xiii Woodhead Publishing Series in Electronic and Optical Materials xvii Preface xxiii 1 Optical projection lithography 1 B. W. Smith, Rochester Institute of Technology, USA 1.1 Introduction 1 1.2 Lithography technology and trends 1 1.3 Fundamentals of optical lithography 5 1.4 Image evaluation 8 1.5 Projection lithography systems 13 1.6 Wavelengths for optical lithography 22 1.7 Lithography in the deep ultraviolet (UV) 23 1.8 Resolution enhancement technology 27 1.9 Immersion lithography 36 1.10 Multiple patterning optical lithography 38 1.11 Conclusion 40 1.12 References 40 2 Extreme ultraviolet (EUV) lithography 42 B. J. Rice, SEMATECH, USA 2.1 Introduction 42 2.2 EUV sources 52 2.3 EUV optics 58 2.4 EUV masks 62 2.5 EUV resists 70 2.6 EUV integration and implementation challenges 73 2.7 Conclusion and future trends 75 2.8 Acknowledgments 76 2.9 References 77 v © Woodhead Publishing Limited, 2014 vi Contents 3 Electron beam lithography 8 0 T. R. Groves, University at Albany (SUNY), USA 3.1 Introduction 80 3.2 Using pixel parallelism to address the throughput bottleneck 84 3.3 The tradeoff between resolution and throughput 96 3.4 Distributed systems 100 3.5 Ultimate lithographic resolution 104 3.6 Electron-beam patterning of photomasks for optical lithography 107 3.7 Conclusion 110 3.8 Acknowledgements 111 3.9 References 111 4 Focused ion beams for nano-machining and imaging 116 M. Utlaut, University of Portland, USA 4.1 Introduction 116 4.2 An adumbrated history of focused ion beams (FIBs) 118 4.3 Sources of ions: a quartet of types 119 4.4 Charged particle optics 125 4.5 Ion-matter interactions 128 4.6 Milling 138 4.7 Deposition 145 4.8 Imaging 147 4.9 Spectroscopy 153 4.10 Conclusion and future trends 153 4.11 References 155 5 Masks for micro- and nanolithography 158 E. Gallagher and M. Hibbs, IBM Microelectronics Inc., USA 5.1 Introduction 158 5.2 Mask materials 162 5.3 Mask process 167 5.4 Mask metrology 168 5.5 Defects and masks 172 5.6 Conclusion 177 5.7 References 178 © Woodhead Publishing Limited, 2014 Contents vii 6 Maskless photolithography 179 M. E. Walsh and F. Zhang, LumArray, Inc., USA, R. Menon, University of Utah, USA, and H. I. Smith, LumArray, Inc. and Massachusetts Institute of Technology, USA 6.1 Introduction 179 6.2 The use of photons as opposed to charged particles 180 6.3 Forms of maskless photolithography 181 6.4 Zone-plate-array lithography (ZPAL) 183 6.5 Proximity-effect correction 186 6.6 Extending the resolution of ZPAL 187 6.7 Commercialization of ZPAL by LumArray, Inc. 189 6.8 Conclusion 191 6.9 References 192 7 Chemistry and processing of resists for nanolithography 194 A. Novembre, Princeton University, USA and S. Liu, IBM Corporation, USA 7.1 Introduction 194 7.2 Resists for optical lithography: synthesis and radiation induced chemistry of resists as a function of exposure technology 200 7.3 Chemically amplifi ed resist process considerations 215 7.4 Chemically amplifi ed resists for 193 nm lithography 217 7.5 Resists for extreme ultraviolet lithography (EUVL) 231 7.6 Resists for electron beam lithography 234 7.7 Resists for selected forward looking lithographic technologies 265 7.8 Resist resolution limitations 268 7.9 Conclusion 270 7.10 References 271 8 Directed assembly nanolithography 287 S. Matsui, University of Hyogo, Japan, M. Takenaka, Kyoto University, Japan and H. Yoshida, Hitachi Research Laboratory, Japan 8.1 Introduction 287 8.2 Block copolymers in lithography 287 8.3 Directed self-assembly of block copolymers 294 © Woodhead Publishing Limited, 2014 viii Contents 8.4 Programmable three-dimensional lithography 302 8.5 Conclusion 310 8.6 References 311 9 Nanoimprint lithography 315 D. Resnick, Molecular Imprints Inc., USA 9.1 Introduction 315 9.2 An overview of imprint lithography 320 9.3 Soft lithography 321 9.4 Thermal imprint lithography 322 9.5 Alternative thermal imprint processes 327 9.6 Ultraviolet (UV) nanoimprint lithography overview 330 9.7 Jet and fl ash imprint lithography 331 9.8 Roll to roll imprint lithography 340 9.9 Defectivity 342 9.10 Conclusions 344 9.11 Acknowledgments 345 9.12 References 345 10 Nanostructures: fabrication and applications 348 X. Cheng, Texas A&M University, USA 10.1 Introduction 348 10.2 Characterization of nanostructures 350 10.3 Methods to create nanostructures: top-down fabrication of nanostructures 350 10.4 Methods to create nanostructures: bottom-up fabrication of nanostructures 358 10.5 Properties of nanostructures 364 10.6 Applications of nanostructures 370 10.7 References 371 11 Nanophotonics: devices for manipulating light at the nanoscale 376 P. Dastmalchi, A. Haddadpour and G. Veronis, Louisiana State University, USA 11.1 Introduction 376 11.2 Photonic crystals 377 11.3 Ring resonators 379 11.4 Extraordinary optical transmission through subwavelength apertures 382 © Woodhead Publishing Limited, 2014 Contents ix 11.5 Optical nanoantennas 384 11.6 Plasmonic focusing 387 11.7 Near-fi eld optical microscopy 390 11.8 Plasmonic waveguides 392 11.9 Enhancement of nonlinear processes 393 11.10 Application in photovoltaics 395 11.11 Conclusion 395 11.12 References 396 12 Nanodevices: fabrication, prospects for low dimensional devices and applications 399 T. Daniels-Race, Louisiana State University, USA 12.1 Introduction 399 12.2 Motivation for nanodevices 401 12.3 Nanofabrication: creating the building blocks for devices 403 12.4 Prospects for low dimensional devices 408 12.5 Beyond the bottom-up: hybrid nanoelectronics 413 12.6 Conclusion and future trends 417 12.7 References 417 13 Microfl uidics: technologies and applications 424 L. Jiang and N. S. Korivi, Tuskegee University, USA 13.1 Introduction 424 13.2 Current trends in microfl uidics 425 13.3 Present state of technology 429 13.4 Applications 434 13.5 Future trends 436 13.6 Conclusion 440 13.7 Sources of further information and advice 440 13.8 References 441 14 Modeling of nanolithography processes 444 A. Isoyan and L. S. Melvin III, Synopsys Inc., USA 14.1 Introduction 444 14.2 Optical lithography modeling 445 14.3 The optical system in optical lithography modeling 449 14.4 Photoresist model 453 14.5 Model critical dimension (CD) extraction 454 14.6 Diffi culties in modeling 455 © Woodhead Publishing Limited, 2014 x Contents 14.7 Extreme ultraviolet (EUV)/electron beam lithography modeling 457 14.8 Conclusion 462 14.9 References 462 15 Mask-substrate alignment via interferometric moiré fringes 466 E. E. Moon, Massachussetts Institute of Technology, USA 15.1 Introduction 466 15.2 Background to alignment methods 467 15.3 Fundamentals of interferometric-spatial-phase imaging 472 15.4 Implementation of moiré 475 15.5 Characteristics of moir é fringe formation 479 15.6 Performance of ISPI 494 15.7 Backside ISPI 497 15.8 Conclusion and future trends 500 15.9 References 501 16 Sidewall roughness in nanolithography: origins, metrology and device effects 503 V. Constantoudis and E. Gogolides, NCSR Demokritos, Greece and G. P. Patsis, Technological Educational Institution of Athens, Greece 16.1 Introduction 503 16.2 Metrology and characterization 505 16.3 Process and material effects: modeling and simulation 513 16.4 Process and material effects: experimental results 515 16.5 Impact on device performance 523 16.6 Conclusions 530 16.7 References 532 17 New applications and emerging technologies in nanolithography 538 F. Yesilkoy, C. Ropp, Z. Cummins, R. Probst, E. Waks, B. Shapiro and M. Peckerar, University of Maryland, USA 17.1 Introduction 538 17.2 Applications of high-resolution patterning to new device structures: advances in tunneling structures 541 17.3 Geometry control of the tunnel junctions 543 17.4 The quantum dot placement problem 547 © Woodhead Publishing Limited, 2014