II I IMS IIAll!I IQpiific ftJMD THE PHARMACEUTICAL SCIENCES A Series of Textbooks and Monographs edited by James Swarbrlck Applied Analytical Industries, Inc. Wilmington, North Carolina 1. Pharmacokinetics, Milo Gibaldi and Donald Perrier 2. Good Manufacturing Practices for Pharmaceuticals: A Plan for Total Quality Control, Sidney H. Willig, Murray M. Tuckerman, and William S. Hitchings IV 3. Microencapsulation, edited by J. R. Nixon 4. Drug Metabolism: Chemical and Biochemical Aspects, Bernard Testa and Peter Jenner 5. New Drugs: Discovery and Development, edited by Alan A. Rubin 6. Sustained and Controlled Release Drug Delivery Systems, edited by Joseph R. Robinson 7. Modern Pharmaceutics, edited by Gilbert S. Banker and Christopher T. Rhodes 8. Prescription Drugs in Short Supply: Case Histories, Michael A. Schwartz 9. Activated Charcoal: Antidotal and Other Medical Uses, David 0. Cooney 10. Concepts in Drug Metabolism (in two parts), edited by Peter Jenner and Bernard Testa 11. Pharmaceutical Analysis: Modern Methods (in two parts), edited by James W. Munson 12. Techni< s of Solubilization of Drugs, edited by Samuel H. Yalkowsky 13. Orphar ugs, edited by Fred E. Karch 14. Novel [ I Delivery Systems: Fundamentals, Developmental Concepts, Biomec Assessments, Vie W. Chien 15. Pharm< nineties: Second Edition, Revised and Expanded, Milo Gibaldi and Do 1 Perrier 16. Good Manufacturing Practices for Pharmaceuticals: A Plan for Total Quality Control, Second Edition, Revised and Expanded, Sidney H. Willig, Murray M. Tuckerman, and William S. Hitchings IV 17. Formulation of Veterinary Dosage Forms, edited by Jack Blodinger 18. Dermatoiogical Formulations: Percutaneous Absorption, Brian W. Barry 19. The Clinical Research Process in the Pharmaceutical Industry, edited by Gary M. 21. Drugs and Nutrients: The Interactive Effects, edited by Daphne A. Roe and T. Colin Campbell 22. Biotechnology of Industrial Antibiotics, Erich J. Vandamme 23. Pharmaceutical Process Validation, edited by Bernard T. Loftus and Robert A. Nash 24. Anticancer and Interferon Agents: Synthesis and Properties, edited by Raphael M. Ottenbrite and George B. Butler 25. Pharmaceutical Statistics: Practical and Clinical Applications, Sanford Bolton 26. Drug Dynamics for Analytical, Clinical, and Biological Chemists, Benja min J. Gudzinowicz, Burrows T. Younkin, Jr., and Michael J. Gudzino- wicz 27. Modern Analysis of Antibiotics, edited by Adjoran Aszalos 28. Solubility and Related Properties, Kenneth C. James 29. Controlled Drug Delivery: Fundamentals and Applications, Second Edi tion, Revised and Expanded, edited by Joseph R. Robinson and Vincent H. Lee 30. New Drug Approval Process: Clinical and Regulatory Management, edited by Richard A. Guarino 31. Transdermal Controlled Systemic Medications, edited by Vie W. Chien 32. Drug Delivery Devices: Fundamentals and Applications, edited by Praveen Tyle 33. Pharmacokinetics: Regulatory • Industrial • Academic Perspectives, edited by Peter G. Welling and Francis L. S. Tse 34. Clinical Drug Trials and Tribulations, edited by Allen E. Cato 35. Transdermal Drug Delivery: Developmental Issues and Research Ini tiatives, edited by Jonathan Hadgraft and Richard H. Guy 36. Aqueous Polymeric Coatings for Pharmaceutical Dosage Forms, edited by James W. McGinity 37. Pharmaceutical Peptization Technology, edited by Isaac Ghebre- Sellassie 38. Good Laboratory Practice Regulations, edited by Allen F. Hirsch 39. Nasal Systemic Drug Delivery, Yie W. Chien, Kenneth S. E. Su, and Shyi-Feu Chang 40. Modern Pharmaceutics: Second Edition, Revised and Expanded, edited by Gilbert S. Banker and Christopher T. Rhodes 41. Specialized Drug Delivery Systems: Manufacturing and Production Tech nology, edited by Praveen Tyle 42. Topical Drug Delivery Formulations, edited by David W. Osborne and Anton H. Amann 43. Drug Stability: Principles and Practices, Jens T. Carstensen 44. Pharmaceutical Statistics: Practical and Clinical Applications, Second Edition, Revised and Expanded, Sanford Bolton 45. Biodegradable Polymers as Drug Delivery Systems, edited by Mark Chasin and Robert Langer 46. Preclinical Drug Disposition: A Laboratory Handbook, Francis L. S. Tse and James J. Jaffe 47. HPLC in the Pharmaceutical Industry, edited by Godwin W. Fong and Stanley K. Lam 48. Pharmaceutical Bioequivalence, edited by Peter G. Welling, Francis L S. Tse, and Shrikant V, Ding he 49. Pharmaceutical Dissolution Testing, Umesh V. Banakar 50. Novel Drug Delivery Systems: Second Edition, Revised and Expanded, 51. Managing the Clinical Drug Development Process, David M. Cocchetto and Ronald V. Nardi 52. Good Manufacturing Practices for Pharmaceuticals: A Plan for Total Quality Control, Third Edition, edited by Sidney H. Willig and James R. Stoker 53. Prodrugs: Topical and Ocular Drug Delivery, edited by Kenneth B. Sloan 54. Pharmaceutical Inhalation Aerosol Technology, edited by Anthony J. Mickey 55. Radiopharmaceuticals: Chemistry and Pharmacology, edited by Adrian D. Nunn 56. New Drug Approval Process: Second Edition, Revised and Expanded, edited by Richard A. Guarino 57. Pharmaceutical Process Validation: Second Edition, Revised and Ex panded, edited by Ira R. Berry and Robert A. Nash 58. Ophthalmic Drug Delivery Systems, edited by Ashim K. Mitra 59. Pharmaceutical Skin Penetration Enhancement, edited by Kenneth A. Walters and Jonathan Hadgraft 60. Colonic Drug Absorption and Metabolism, edited by Peter R. Bieck 61. Pharmaceutical Particulate Carriers: Therapeutic Applications, edited by Alain Rolland 62. Drug Permeation Enhancement: Theory and Applications, edited by Dean S. Hsieh 63. Glycopeptide Antibiotics, edited by Ramakrishnan Nagarajan 64. Achieving Sterility in Medical and Pharmaceutical Products, Nigel A. Hails 65. Multiparticulate Oral Drug Delivery, edited by Isaac Ghebre-Sellassie 66. Colloidal Drug Delivery Systems, edited by Jorg Kreuter ADDITIONAL VOLUMES IN PREPARATION HI III HI U|§ HHIIBWI * edited by Isaac Ghebre-Sellassie Parke-Davis Pharmaceutical Research Division Wamer-Lamhert Company Morris Plains, Mew Jersey informa healthcare CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 1994 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Version Date: 20130509 International Standard Book Number-13: 978-1-4822-1526-7 (eBook - PDF) This book contains information obtained from authentic and highly regarded sources. While all reasonable efforts have been made to publish reliable data and information, neither the author[s] nor the publisher can accept any legal responsibility or liability for any errors or omissions that may be made. 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Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com Preface Although multiparticulates, which comprise minitablets, pellets, and granules, have been taken by patients in one dosage form or another for quite some time, it is only in the last two decades that the full potential of multiparticulates as drug delivery systems has been realized in terms of both flexibility during formulation development and therapeutic benefits to patients. Not only can multiparticulates be divided into desired doses without formulation and process changes, but they can also be blended to deliver simultaneously incompatible bioactive agents, or particles with different release profiles at the same site or at different sites within the gastrointestinal tract. In addition, technological advances in dosage form design, the advent of highly specialized pieces of equipment, and the popularity of controlled-release dosage forms as a means of drug delivery have made multiparticulates a viable and attractive alternative to single-unit dosage forms. Multiparticulates also have numerous therapeutic advantages over single units. When taken orally, multiparticulates generally disperse freely in the gastrointestinal tract, maximize absorption, minimize side effects, and reduce inter- and intrapatient variability. As a result, interest in multiparticulates as oral drug delivery systems has been growing steadily over the last few years, and there is a multimillion dollar market for Wurster coaters, rotary granulators, and extruders/spheronizers. Multiparticulates are diverse in size and shape, and are manufactured by employing a variety of technologies, some of which have already been discussed extensively elsewhere (e.g., Pharmaceutical Pelletization Technology and Mi croencapsulation, Marcel Dekker, Inc.). The objective of the book is fourfold: to review additional manufacturing technologies for multiparticulates, to describe the various aspects of multiparticulate dosage form development, to assess the in 111 iv PREFACE vivo behavior and performance of multiparticulates, and to compare the market position of multiparticulates relative to other dosage forms. Balling (spherical agglomeration), spray congealing, and cryopelletization are discussed in Chapters 1 through 3, respectively. While all three processes produce core pellets that may or may not require subsequent coating to generate a target release profile, the formulation and processing requirements are drastically different, and are discussed at length in the respective chapters. Coating of multiparticulates using polymeric solutions, polymeric dispersions, and molten materials is covered in Chapters 4 through 6. Both formulation factors and processing variables that affect film formation, integrity, and performance are critically discussed. In addition, conditions that minimize agglomeration of the particles during the coating process are described. After multiparticulates are manufactured, they may be filled into hard-shell gelatin capsules, compressed into tablets, suspended in liquids or packaged in sachets, as described in Chap ters 7 through 9. Chapter 10 addresses key formulation and process factors that are critical to the development of controlled-release products. It highlights the various conditions that can adversely affect the functional performance of the rate-controlling membranes used in in vitro dissolution testing. Chapter 11 delineates the main chemical and physical forces that control the release of drugs from coated multiparticulate dosage forms. Chapters 12 and 13 discuss at length the biopharmaceutical aspects and in vivo performance of multiparticulates and the therapeutic advantages they offer over single units such as tablets. Chapter 14 describes in detail the intricate and well-controlled manufacturing process of hard-shell gelatin capsules. The composition of various packaging materials, a description of packaging machinery, and the importance of packaging during and beyond the development phase are articulated in Chapter 15. A thorough discus sion on the assessment of the marketing potential of multiparticulate oral drug delivery system vis-a-vis other oral dosage forms is given in Chapter 16. This book is intended to complement other volumes that deal with multi particulate oral dosage forms. As such, it will provide scientists engaged in pharmaceutical research and development with the necessary information re quired to develop multiparticulate drag delivery systems systematically. I would like to express my sincere thanks to the outstanding contributors, who devoted their time and effort to bring about the successful completion of the project. Thanks also to Dr. Mahdi B. Fawzi, Vice President, and Dr. Russell U. Nesbitt, Senior Director, Product Development, Parke-Davis Pharmaceutical Research Division, Warner-Lambert Company, for their continuous support and encouragement. Isaac Ghebre-Sellassie Preface Hi Contributors vii 1. Manufacture of Core Pellets by Balling 1 Lucy S. C. Wan 2. Preparation of Micropellets by Spray Congealing 17 A. Atilld Hincal and H. Suheyla Ka§ 3. Cryopelletization 35 Axel Knock 4. Coating of Multiparticulates Using Polymeric Solutions: Formulation and Process Considerations 51 Klaus Lehmann 5. Coating of Multiparticulates Using Polymeric Dispersions: Formulation and Process Considerations 79 Yoshinobu Fukumori 6. Coating of Multiparticulates Using Molten Materials: Formulation and Process Considerations 113 David M. Jones and Phillip J. Percel 7. Suspensions and Dispersible Dosage Forms of Multiparticulates 143 Roland Bodmeier and Ornlaksana Paeratakul ¥