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Moving Out of Poverty (Volume 1): Cross-disciplinary Perspectives on Mobility (Stand Alones) PDF

394 Pages·2007·1.22 MB·English
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Deepa Narayan Patti Petesch and , editors Out of Cross-Disciplinary Perspectives on Mobility MOVING OUT OF POVERTY, VOLUME 1 Cross-Disciplinary Perspectives on Mobility Moving Out of Poverty VOLUME 1 Cross-Disciplinary Perspectives on Mobility Deepa Narayan and Patti Petesch, editors A COPUBLICATION OF PALGRAVE MACMILLAN AND THE WORLD BANK © 2007 The International Bank for Reconstruction and Development / The World Bank 1818 H Street NW Washington DC 20433 Telephone: 202-473-1000 Internet: www.worldbank.org E-mail: [email protected] All rights reserved 1 2 3 4 :: 10 09 08 07 A copublication of The World Bank and Palgrave Macmillan. Palgrave Macmillan Houndmills, Basingstoke, Hampshire RG21 6XS and 175 Fifth Avenue, New York, N. Y. 10010 Companies and representatives throughout the world Palgrave Macmillan is the global academic imprint of the Palgrave Macmillan division of St. Martin’s Press, LLC and of Palgrave Macmillan Ltd. Macmillan® is a registered trademark in the United States, United Kingdom and other countries. Palgrave® is a registered trademark in the European Union and other countries. This volume is a product of the staff of the International Bank for Reconstruction and Development / The World Bank. The findings, interpretations, and conclusions expressed in this volume do not necessarily reflect the views of the Executive Directors of The World Bank or the governments they represent. The World Bank does not guarantee the accuracy of the data included in this work. The boundaries, colors, denominations, and other information shown on any map in this work do not imply any judg- ment on the part of The World Bank concerning the legal status of any territory or the endorsement or acceptance of such boundaries. Rights and Permissions The material in this publication is copyrighted. Copying and/or transmitting portions or all of this work without permission may be a violation of applicable law. The International Bank for Reconstruction and Development / The World Bank encourages dissemination of its work and will normally grant permis- sion to reproduce portions of the work promptly. For permission to photocopy or reprint any part of this work, please send a request with complete information to the Copyright Clearance Center Inc., 222 Rosewood Drive, Danvers, MA 01923, USA; telephone: 978-750-8400; fax: 978-750-4470; Internet: www.copyright.com. All other queries on rights and licenses, including subsidiary rights, should be addressed to the Office of the Publisher, The World Bank, 1818 H Street NW, Washington, DC 20433, USA; fax: 202-522-2422; e-mail: [email protected]. Cover photo: Arne Hoel/World Bank Cover design by Drew Fasick ISBN : 978-0-8213-6991-3 (softcover) ISBN : 978-0-8213-7111-4 (hardcover) eISBN : 978-0-8213-6992-0 (softcover) DOI : 10.1596/978-0-8213-6991-3 Library of Congress Cataloging-in-Publication Data has been applied for. Contents Foreword ix Preface xi Acronyms xiii Contributors xv 1 Agency, Opportunity Structure, and Poverty Escapes 1 Deepa Narayan and Patti Petesch 2 Poverty and the Politics of Exclusion 45 Charles Tilly 3 Moving On, Staying Behind, Getting Lost: Lessons on Poverty Mobility from Longitudinal Data 77 Stefan Dercon and Joseph S. Shapiro 4 Intragenerational Income Mobility: Poverty Dynamics in Industrial Societies 127 Brian Nolan and Robert Erikson 5 Escaping Poverty and Becoming Poor in Three States of India, with Additional Evidence from Kenya, Uganda, and Peru 165 Anirudh Krishna 6 Poverty, Caste, and Migration in South India 199 T. Scarlett Epstein 7 Elusive Pathways Out of Poverty: Intra- and Intergenerational Mobility in the Favelas of Rio de Janeiro 227 Janice E. Perlman 8 Resisting Extreme Poverty: Learning from Families in Burkina Faso and Peru 273 Xavier Godinot, Claude Heyberger, Patricia Heyberger, Marco Ugarte, and Rosario Ugarte 9 Moving Away from Poverty: Migrant Remittances, Livelihoods, and Development 307 Anthony L. Hall 10 Migration, Remittances, and Ethnic Identity: The Experience of Guatemalan Maya in the United States 333 Shelton H. Davis v vi Contents Tables 3.1 Proportion of Households That Are Always, Sometimes, or Never Poor 82 3.2 Estimates of Poverty Movements in Transition Matrices percent 84 3.3 Household Characteristics by Poverty Transition in Ethiopia 86 3.4 Linear Regression: Explaining Changes in Consumption in Ethiopia 88 3.5 Estimated Determinants of Escaping or Falling into Poverty from Selected Studies 90 3.6 Attrition Rates for Different Follow-up Methods for Selected Panel Data Surveys 98 3.7 Attrition in Selected Panel Surveys 99 3.8 Poverty and Spatial Mobility in Kagera, Tanzania: Comparing the Poverty Head Count between 1991 and 2004 by Initial Locality 107 3.A Duration of Panel Surveys Used in Recent Research 110 3.B Datasets Used in Recent Research 111 4.1 Percentage Remaining in Bottom Income Group Over Five Years, Alternative Approaches, Selected EU Countries and United States, 1990s 146 4.2 Alternative Cross-sectional Poverty Measures, Ireland, 1994–2000 148 4.A Poverty Rates, Exit Rates, and Poverty Persistence in the European Union, Canada, and the United States, 1993–95, 50 Percent Threshold 152 4.B Poverty Persistence in the European Union, Canada, and the United States, 1993–95, 60 Percent Threshold 153 4.C Income Poverty Dynamics in the European Union, 1993–97 153 4.D Poverty Rates and Poverty Persistence in Germany, the United Kingdom, Canada, and the United States over Six or Eight Years 154 4.E Income Mobility in Sweden 1992–98, for Men and Women Born 1940–61 155 4.F Income Mobility in Sweden 1992–98, for Men and Women Born 1920–39 157 4.G Income Mobility in Sweden 1967–2000, for Men and Women Born 1916–37 158 5.1 Stages of Progress and the Poverty Cutoff in Three States of India 170 5.2 Stage of Progress Recalled Versus Assets Actually Possessed Seven Years Earlier in 61 Communities of Rajasthan, India 174 5.3 Poverty Trends in Villages of Three States of India 176 5.4 Divergent Poverty Trends at the Local Level in Six Indian Villages 177 5.5 Reasons for Falling into Poverty in Three States of India 180 5.6 Reasons for Escaping Poverty in Three States of India 183 7.1 Location of Original Interviewees and Their Descendants in 2001 237 Contents vii 7.2 Improvements over Time and Generations 240 7.3 Perceptions of Progress toward a Good Life 251 7.4 Intra- and Intergenerational Transmission of SES 256 7.5 Emergent Themes from Life Narratives 257 Figures 1.1 Overview of the Conceptual Framework 15 2.1 A Crude Typology of Escapes from Poverty 68 4.1 Poverty Rates, Exit Rates, and Poverty Persistence in the European Union, Canada, and the United States, 1993–95 131 4.2 Income Poverty Dynamics in Three European Union Countries, 1993–97 133 4.3 Poverty Rates and Poverty Persistence in Germany, the United Kingdom, Canada, and the United States over Eight Years 136 4.4 Persistence of Poverty among Poor, Sweden, 1991–2000 143 4.5 Rate and Persistence of Poverty by Sex and Social Class, Sweden, 1991–2000 144 4.6 Persistence of Poverty among Working-Class Persons by Social Origin, 145 6.1 Rural-Urban Partnership Linkages 220 7.1 TSES of Children Whose Parents Stayed in a Favela 238 7.2 Income Returns to Education for Favela Dwellers and Others 242 7.3 OI Children’s Views on Most Important Factor for a Successful Life 242 7.4 Reported Experiences of Violent Crime 244 7.5 Participation in Community Organizations, 1969 and 2001 245 7.6 Sources of Stigma: Perceptions of Three Generations 247 7.7 Analytical Framework for Successful Outcomes 249 7.8 Optimism about the Future 253 7.9 Virtuous Cycle: Two-Way Positive Correlations 254 9.1 Worker Remittance Flows to Latin America and the Caribbean, 2004 309 9.2 Remittances to Selected Latin American and Caribbean Countries, 2005 310 9.3 Effect of Remittances on Community Income 326 Boxes 1.1 The Family as a Unit of Analysis 8 1.2 Campaigning for Institutional Change 21 2.1 Crucial Assets and Capabilities of Poor People 46 2.2 Historically Prominent Inequality-Generating Resources 61 2.3 An All-Purpose Questionnaire for Analyzing Escapes from Poverty 63 viii Contents 8.1 ATD Fourth World 275 9.1 Hometown Associations Assist Zacatecas, Mexico 319 9.2 Financing for Micro, Small, and Medium Enterprises through Formal Financial Intermediaries 321 Case Studies Shivagowda, a Wangala Peasant 214 Shivaram, a Dalena Peasant 217 Putta, a Scheduled Caste Person from Wangala 218 Ramana, a Scheduled Caste Person from Dalena 222

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This book brings together the latest thinking about poverty dynamics from diverse analytic traditions. While covering a vast body of conceptual and empirical knowledge about economic and social mobility, it takes the reader on compelling journeys of multigenerational accounts of three villages in Ka
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