Communications and Control Engineering Series Editors: A. Fettweis . 1. L. Massey· 1. W Modestino . M. Thoma Rolf Unbehauen, Andrzej Cichocki MOS Switched-Capacitor and Continuous-Time Integrated Circuits and Systems Analysis and Design With 284 Figures Springer-Verlag Berlin Heidelberg New York London Paris Tokyo Prof. Dr.-Ing. ROLF UNBEHAUEN Lehrstuhl flir Allgemeine und Theoretische Elektrotechnik Universitat Erlangen-Niirnberg CauerstraBe 7 D-8520 Erlangen Dr.-Ing.ANDRZEJ CICHOCKI Technical University Koszykowa 75 PL-OO-661 Warsaw Poland ISBN- 13: 978-3-642-83679-4 e-ISBN -13: 978-3-642-83677-0 DOl: 10.1007/978-3-642-83677-0 This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, re-use of illustrations, recitation, broad casting, reproduction on microfilms or in other ways, and storage in data banks. Duplication of this publication or parts thereof is only permitted under the provision of the German Copyright Law of September9, 1965, in its version ofJ une 24, 1985,and a copyright fee must always be paid. Violations fall under the prosecution act of the German Copyright Law. © Springer-Verlag Berlin Heidelberg 1989 Softcover reprint of the hardcover 1st edition 1989 The use ofr egistered names,trademarks,etc. in this publication does not implY,even in the absence ofa specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. Camera-ready copy prepared by the authors using Troff. 216113020 543210 -Printed on acid-free paper Preface The purpose of this book is to present analysis and design principles, procedures and techniques of analog integrated circuits which are to be implemented in MOS (metal oxide semiconductor) technology. MOS technology is becoming dominant in the realization of digital systems, and its use for analog circuits opens new pos sibilities for the design of complex mixed analog/digital VLSI (very large scale in tegration) chips. Although we are focusing attention in this book principally on circuits and systems which can be implemented in CMOS technology, many con siderations and structures are of a general nature and can be adapted to other promising and emerging technologies, namely GaAs (Gallium Arsenide) and BI MOS (bipolar MOS, i.e. circuits which combine both bipolar and CMOS devices) technology. Moreover, some of the structures and circuits described in this book can also be useful without integration. In this book we describe two large classes of analog integrated circuits: • switched capacitor (SC) networks, • continuous-time CMOS (unswitched) circuits. SC networks are sampled-data systems in which electric charges are transferred from one point to another at regular discrete intervals of time and thus the signal samples are stored and processed. Other circuits belonging to this class of sampled-data systems are charge transfer devices (CTD) and charge coupled dev ices (CCD). In contrast to SC circuits, continuous-time CMOS circuits operate continuously in time. They can be considered as subcircuits or building blocks (e.g. operational amplifiers) of SC networks. However, they can also be used independently of SC circuits to construct whole filtering and non-filtering nonlinear signal processing systems. In fact continuous-time CMOS circuits represent potential contenders to SC circuits for the realization of monolithic analog microsystems. This book is especially intended for advanced and graduate electrical engineer ing students and engineers in industry working in the area of analog circuit design. We hope that the book may serve as a text for graduate level courses on analog integrated circuits for signal processing. Certain parts of the book can also be used to supplement existing courses in electrical engineering curricula of universities on related topics, for instance courses on filter design, nonlinear circuits, analysis and design of sampled-data systems. The book may also be useful as training and VI Preface quick-reference material for practising engineers. This book is virtually self-contained although some mathematical background (matrix algebra, simple ordinary differential equations, Laplace transform etc.) is very helpful. A knowledge of elementary courses on electronics and circuit theory is a desirable prerequisite for studying the book. Some background in sampled data systems and the physics of semiconductors will also be helpful but not neces sary. Although we do not expect that readers will be totally satisfied, we hope that all who seek some ideas, hints, guidance or enlightenment on the subject of linear and/or nonlinear analog circuits will find something of value in this book. One can read through this book sequentially, but it is not necessary since each chapter is essentially self-contained with as few cross-references as possible. The authors believe that the following aspects are important features of the book: • Many new ideas and concepts as expressed in recent publications and symposia on circuit and system theory and design (from 1977 to 1988) have been brought together, described in detail,compared and illustrated with many prac tical examples. Some results are also new and have not been published till now. • The book presents a unified approach to the design of complex analog func tions using a library of standard building blocks (macrocells). In this approach the circuit designer has the possibility of using predesigned and proved macro cells, often without getting involved in the design of these blocks themselves. The designer should rather choose appropriate building blocks and intercon nect them to realize a desired system. • Many illustrative examples with detailed step-by-step solutions have been presented to explain the topics and to enable students to obtain a thorough grasp of the principles involved. • A detailed state-of-the-art list of references and sources for further reading which have theoretical and/or practical significance can be found at the end of each chapter. The book consists of seven chapters. Chapter I provides an introduction and overview of the basic properties of sampled-data signals and systems. Where it seems useful similarities to or differ ences from continuous-time signals and systems are emphasized. Various useful interrelationships between continuous-time and discrete-time signals in the time and frequency domains are also discussed. In Chapter II we focus our attention principally on MOS devices and their modeling. Properties and characteristics of MOS transistors, switches and capaci tors are discussed. In this chapter basic CMOS subcircuits are also presented, e.g. biasing circuits, current mirrors, gain stages and transconductor elements which are building blocks of more complex devices such as operational amplifiers and transconductance operational amplifiers. Moreover, properties, parameters and limitations of CMOS operational amplifiers are discussed in detail. Chapter III provides insight into the principles of operation of linear SC net works. The main purpose of this chapter is to give a straightforward analysis method of SC networks in the time-, frequency- and z -domains. In particular it is Preface VII shown how to construct z -domain equivalent circuits. Techniques for evaluation of arbitrary network functions in closed (symbolic) form are described. Next, starting from the equivalent z -domain and continuous-time circuits it is shown how SC circuits can be analyzed and/or optimized using general purpose simula tion programs such as SPICE or NAP. Chapter IV covers the description of linear SC building blocks such as sample and-hold circuits, summing amplifiers, instrumentation amplifiers, integrators, dif ferentiators, equalizers, analog delay lines, decimators and interpolators. For most of the macrocells realizable transfer functions as well as the best way to imple ment them are determined. Some parasitic effects such as clock-feedthrough, offset voltage and finite gain of the operational amplifiers, which influence the performance of such building blocks, are also discussed. Chapter V is entirely devoted to the design of SC filters which represent the largest application area of the SC technique up to now. The discussion is limited to three very important and actual approaches: • design of SC biquad filters, • ladder type simulation, • SC wave filter design. Chapter VI describes CMOS nonlinear and adaptive building blocks such as modulators, demodulators, comparators, Schmitt triggers, multipliers, oscillators, function generators, etc. The first purpose of this chapter is to describe basic non linear building blocks, i.e. their practical realizations, performance and limitations. The second purpose is to illustrate their applications in the' design of more com plex systems consisting of many basic building blocks (both linear and nonlinear). Lastly we discuss the applicability of CMOS circuits in the design of nonlinear and adaptive systems. Digital-to-analog and analog-to-digital converters are the subject of Chapter VII. Such converters build up the interface between sampled-data or digital sys tems and analog systems. Different conversion techniques between continuous time and digital signals, which are compatible with CMOS technology, are described in this chapter. The performance and the main characteristics of such converters are discussed. The authors would like to express their appreciation and gratitude to a number of people who have contributed in a variety of ways to the development of this work. Special thanks must go to Professor G.O. Martens of the University of Manitoba in Canada for reading an early version of the text and his very helpful comments and suggestions. We are grateful to our colleagues Dr.-Ing. U. Forster, Dr.-Ing. KP. Frohmader, Dipl.-Ing. J. Kintscher, Dipl.-Ing. H. Rossmanith, Dr. lng. W. G6ttlicher, Dipl.-Ing. F. Heinrichmeyer, Dr.-Ing. D. Lehner, Dr.-Ing. M. Doss for review, discussion, criticism and help with the computer simulation of circuits. All the artwork was designed on a computer by Dipl.-Ing. H. Weglehner. The authors would also like to acknowledge the artwork assistance of our students: Mr. Heinzelmann, Mr. Gramann, Mr. Heinkel and Miss Schmidt. VIII Preface Most of the original manuscript and its revisions were processed on a computer with remarkable efficiency and accuracy by Mrs. H. Geisenfelder-G6hl, Miss H. G6rzig, Mrs. H. Schadel and Miss M. V6lkner. We are grateful for their help and patience through endless revisions. The second author would like to express his gratitude to the Alexander von Humboldt Foundation, Federal Republic of Germany, for making possible a fruit ful scientific cooperation with the first author. Rolf Unbehauen Andrzej Cichocki Contents Chapter 1. Fundamentals of Sampled-Data Systems ...................... . 1 1.1. Introduction ............................................................ . 1 1.2. Sampled-Data Signals and Systems and Their Representa- tions ...................................................................... . 2 1.2.1. Classification of Signals ............................................. . 2 1.2.2. Systems .................................................................. . 7 1.3. Review of Laplace Transforms .................................... . 10 1.4. Review of the Theory of z-Transforms and Their use in the Analysis of Sampled-Data Systems ............................... . 16 1.4.1. Definition and Properties ........................................... . 16 1.4.2. Evaluation of the Inverse z-Transform .......................... . 22 1.4.3. Z-Transforms and Difference Equations ........................ . 25 1.4.4. Systems with Non-Synchronous Sampling: the Modified (Non-Standard) z-Transform ...................................... . 27 1.5. Representation of Sampled-Data Systems by Block-Dia- grams and Signal-Flow Graphs .................................... . 29 1.6. Review of Fourier Transforms and Frequency Responses .. . 34 1.6.1. Frequency Response of Sampled-Data Systems, Discrete- Time Fourier Transform ............................................ . 34 1.6.2. Properties of D1Ff .................................................. . 39 1.6.3. Discrete Fourier Transform ........................................ . 41 1.6.4. The Relationship Between Time-Continuous Sampled and Discrete-Time Signals in the Frequency- and Time-Domain 42 1.6.5. The Sampling Theorem ............................................. . 48 1.7. Reconstruction of Signals ........................................... . 50 1.7.1. Zero-Order Sample-and-Hold Element. ........................ . 51 1.7.2. First-Order Sample-and-Hold Element with Correction. ... . 56 1.7.3. The Piecewise Linear Interpolator ............................... . 58 1.8. Mapping Between the s-Plane and the z-Plane ................ . 59 x Contents 1.8.1. Poles and Zeros; Relations Between Signals and Location of Poles and Zeros..................................................... 59 1.8.2. Sampled-Data Simulation of Analog Systems: s- z-Trans- formation... .. . ... ..... .. ...... ....... . . .. .. .. .. ... . ...... .... .. . ... . .. . . 64 References and Sources for Further Reading. ... .. .... . .. . .. . . . 81 Chapter 2. MOS Devices for Linear Analog Integrated Circuits........ 83 2.1. Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83 2.2. The MOS Transistor Operation and Modeling................. 84 2.2.1. Physical Structure and Operation Principles. . . . . . . . . . . . . . . . . . . . 84 2.2.2. DC Characteristics of MOS Transistors - Large Signal Modeling.. . .. . ... . .. .. ... .. .. .... . ... . . .. .. . . .. .. . . . . . . . . . .. .. . . . .. . . . . . . 88 2.2.3. Body Effect. . .. . .. . .. .. .. .. .. .. .. .. . ... . .. .. .. .. .. . .. .. ... . . . . . .. . . . . . . . 93 2.2.4. Channel Length Modulation.. . ... . .. .. .. .. .. . . . . . . . . . . . . . .. . .. . . .. . 96 2.2.5. Effective Mobility Reduction and Series Resistance Effect. 97 2.2.6. MOSF!3T Model in the Subthreshold (Weak Inversion) Region.................................................................... 99 2.2.7. A Compact Model of MOS Transistors with Small Geo- metry ..................................................................... 103 2.2.8. A Small Signal Equivalent Model of MOS Transistors....... 106 2.3. Noise in MOS Transistors.................................. ......... 111 2.4. MOS Switches.......................................................... 112 2.5. MOS Capacitors....................................................... 117 2.6. Basic MOS Analog Subcircuits..................................... 120 2.6.1. MOS Bias Voltage Circuits ......................................... 120 2.6.2. MOS Current Sources................................................ 122 2.6.3. Inverter and Cascode Amplifying Stages......................... 127 2.6.4. Composite MOS Transistor Operating in Saturation......... 131 2.7. CMOS Voltage-to-Current Transducers......................... 132 2.8. MOS Operational Amplifiers: Basic Parameters and Pro- perties .... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 140 2.9. CMOS Operational Amplifier Architecture..................... 158 2.9.1. Differential Gain Stages...................... ... ..... ... ........ ..... 158 2.9.2. CMOS Two-Stage Operational Amplifiers...................... 162 2.9.3. Single-Stage Operational Amplifiers.... ............... ........... 165 Reference and Sources for Further Reading.................... 169 Chapter 3. Basic Properties and Systematic Analysis of S\\itcbed- Capacitor Networks.. .. . . .. . .. .. ... . ...... . .. ... .. ... .. . .. . . ... . . . . . . 172 3.1. Introduction............................................................. 172
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