Morphological Evolution, Aptations, Homoplasies, Constraints and Evolutionary Trends Catfishes as a Case Study on General Phylogeny and Macroevolution Morphological Evolution, Aptations, Homoplasies, Constraints and Evolutionary Trends Catfishes as a Case Study on General Phylogeny and Macroevolu tion Rui Diogo University of Liege Liege, Belgium Science Publishers, Inc. Enfield (NH), USA Plymouth, UK SCIENCE PUBLISHERS, INC. Post Office Box 699 Enfield, New Hampshire 03748 United States of America Internet site: http://www.scipub.net [email protected]( marketing department) [email protected] (editorial department) [email protected] (for all other enquiries) Library of Congress Cataloging-in-Publication Data Diogo, Rui. Morphological evolution, aptations, homoplasies, constraints and evolutionary trends: catfishes as a case study on general phylogeny and macroevolution/Rui Diogo. p. cm. Includes bibliographical references and index. ISBN 1-57808-291-9 1. Catfishes--Phylogeny. 2. Macroevolution. I. Title QL637.9.S5D56 2004 597l.49--dc22 ISBN 1-57808-291-9 O 2005, Copyright Reserved All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying or otherwise, without the prior permission. Published by Science Publishers, Inc., NH, USA Printed in India. Preface The catfishes, or Siluriformes, are included in the superorder Ostariophysi, a major group of teleosts including, apart the Siluriformes, the Gonorynchiformes, the Cypriniformes, the Characiformes and the Gymnotiformes. With their 34 families, about 437 genera and more than 2700 species, catfishes represent about one third of all freshwater fishes and are one of the most diverse and economically important groups of fresh and brackish fishes in the world. They have a particularly wide and complex geographical distribution, being found in North, Central and South America, Africa, Eurasia, South-East Asia, Japan and Australia, with fossil catfishes having even being reported in Antarctica. The amazing diversity and complexity of order Siluriformes renders very difficult the study of higher level phylogeny and thus general evolution of this group as a whole. As highlighted by De Pinna (1998), in such a diverse and complex group, historical processes such as phylogenetic convergences, parallel adaptations to similar habitats or evolutionary reversions (e.g. in subterranean catfishes) may expectedly be quite frequent. Such frequency of alterations in historical processes raise serious problems in correctly inferring the relationships among catfish groups from all continents, however, and consequently from similar habitats within different regions of the globe. More- over, such broad general studies are further complicated by another serious drawback, related to the logistics of obtaining and including an appropriate number of representatives of all major groups of catfishes in the phylogenetic analysis. And not to be overlooked is the challenging and time-consuming task of analysing and controlling, for each of these numerous terminal taxa, the even more numerous characters necessarily obligatory to undertake such a general phylogenetic analysis in a satisfactory manner. The logistical difficulties probably explain why in spite of long-standing scientific interest in the phylogeny of Siluriformes the only cladistic analyses to date dealing with the interfamilial relationships of the order as a whole are Mo's published work (1991) and De Pinna's unpublished thesis (1993). vi Morphological Evolution, Aptations, Homoplasies, Constraints and Evolutionary Trends Logistical difficulties might well account for neglect of muscular characters in traditional studies of catfish interrelationships as these are often not readily detectable nor readily documented and, as just mentioned, analysing and controlling a large number of such features in each taxon constitutes a rather difficult task. Moreover, museums are much more reluctant to loan the specimens necessary for complete muscular dissection than specimens for osteological observations. Given all the obstacles mentioned above and the associated fact that the only general cladistic studies on Sjluriformes are those of Mo (1991) and De Pinna (1993), it is not surprising that the vast majority of catfish researchers continue to view siluriform higher level phylogeny as a largely unresolved issue (see Alves-Gomes, 2001; Chardon et al., 2003; Gayet and Meunier, 2003; Ng, 2003; Teugels, 2003). One of the major purpose of this book is tc, analyse the puzzling, intriguing, higher-level interrelationships of catfishes, and to discuss the general evolution of these fishes. To achieve this purpose meant devoting a large part of the work to a cladistic analysis of the higher level phylogeny of the group. Some terminal taxa not included in previous analy- ses, and particularly a large number of characters traditionally excluded from those analyses, such as those concerning catfish myology, have been incorpo- rated in this analysis, which lends particular importance to complex struc- tures. The cladistic analysis of catfish general phylogeny and the focus on their complex structures thus pave the way for a discussion on the evolution of these complex structures within the whole order Siluriformes and on cat- fish general evolution. Lastly, the focus on catfish higher level phylogeny and evolution allows a broader, theoretical discussion on general phylogeny and macroevolution. Liege, Belgium RUI DIOGO February 2nd, 2004 Acknowledgement This project greatly benefited from the precious help of P. Vandewalle and M. Chardon, to whom I owe a deep debt of gratitude. Since they accepted me in the Laboratory of Functional and Evolutionary Morphology, in 1998, they have introduced me to the anatomy, functional morphology, phylogeny and systematics of Vertebrates in general and of Teleostei in particular. They have shown me how interesting are the Siluriformes, not only in what concerns the study of many different issues concerning the order itself, but also in what refers to the ample and diverse implications that the analysis of these issues has for a general discussion on theoretical Biology. They have not only spared their time continuously to discuss various points concerning the project and biological sciences in general, but also introduced me to Belgium and common life in this beautiful country. I also want to thank very, very much my laboratory's colleague, E. Parmentier. He is really one of the brightest young scientists I have ever met, and his persistence, the remarkably ability that he has to solve all the different type of problems, and the courage he has to enter and to get deep involved in all type of scientific areas were really inspiring for me. A very special thanks to the late G. G. Teugels (Muske Royal de 1'Afrique Centrale), for kindly providing several specimens studied in this work, for participating in so many projects and for discussing catfish phylogeny and systematics with me, and for allowing me to undertake bibliographical re- search on his Museum, which revealed to be fundamental for this work. I am also particularly thankful to R. Vari, as well as their colleagues S. Weitzman, J. Williams and S. Jewett (National Museum of Natural History), for accept- ing me in his amazing Museum during two academic years, for providing a large part of the specimens analyzed in this work, and for reading and com- menting several papers included in this work. I am thankful to I. Doadrio (Museu Nacional de Ciencias Naturales) and F. Poyato-Ariza (Universidade Autonoma de Madrid) for also receiving me in their laboratories and for valuable scientific discussions. viii Morphological Evolution, Aptations, Homoplasies, Constraints and Evolutio?~ya Trends I acknowledge J. Cambray (Albany Museum of Grahamstown), P. Laleyk (Universitk Nationale du Bknin), P. Duhamel (Muskum National D'Histoire Naturelle), W. L. Fink, D. W. Nelson and H. H. Ng (Museum of Zoology, University of Michigan), and M. Stiassny (American Museum of Natural History) for providing numerous specimens studied in this work. Thanks to R. Bills and P. Skelton (South African Institute for Aquatic Biodiversity) for the kind donation of three austroglanidid specimens to the Laboratory of Functional and Evolutionary Morphology, as well as to B. Hall, F. Galis, T. Grande, T. Abreu, C. Ferraris, J. Lundberg, M. Brito, M.M. de Pinna, P. Skelton, R. Reis, L. Soares-Porto, P. Bockmann, A. Zanata, E. Trajano, B.G. Kapoor, F. Meunier, C. Oliveira, P. Peng, M. Hardman, S. He, D. Adriaens, F. Wagemans, H. Gebhardt, M. Ebach, A. Wyss, J. Waters, B. Perez-Moreno, G. Cuny, A. Choudhury, M. Vences, S.H. Weitzman, L. Cavin, F. Santini, J.C. Briggs, L.M. Gahagan, M. Philiphe, J.G. Maisey, J. Alves-Gomes, T. Roberts, M.J.L. Stiassny, R. Winterbottom and M. Gayet, P. Lecointre and L. Taverne for their helpful criticism, advice and assistance. I would like to thank very, very much G. Arratia. Being closely in contact with her work while editing the book "Catfishes", seeing the seriousness and the remarkable quality of her research, and hearing from her many and many comments and, sometimes, I must say, hard critiques, has been extremely important for me and for my personal formation as a scientist. Thank you so much. My special thanks to all my friends, particularly to Pedro Brito, Gregory Piskula, Joao Malcato, Pedro Castro, Henry Evrard, Denoel Mathieu, Neo Toumbos, Thomas Stokart and particularly Claudia Oliveira. Thank you very much to you, Alejandrita Pelito Lindo. A very, very, very special thanks to my parents, Valter and Fatima, to my brothers, Hugo and Luis, and to my grandfather, Raul. I really would also like to thank R. Primlani, who kindly invited me to publish this work as a book of the prestigious company Science Publishers Co. Thank you very much for the confidence in my work and for the several projects we have together. I hope J will not disappoint you. A particularly thorough review of the whole book was done by Margaret Majithia, from Oxford & IBH Publishing Co., for which I am especially grateful. Finally, thanks to all those who were involved in administering my PhD scholarship (PRAXIS XXI/BD/19533/99, FundacZo para a Ciencia e a Tecnologia, Portuguese Government) and other grants and/or awards received during the last years, without whom this work would really not had been possible. Thanks to ALL of you!!! Contents Preface Acknowledgement vii 1. Catfishes: Introduction 1. I Phylogenetic Position within Teleostei 1.2 Catfish Families 1.3 Historical Overview of Higher Level Phylogeny of Catfishes 1.4 Catfish, an Exceptional Biological Group 2. Methodology and Material 2.1 Phylogenetic Methodology 2.2 Delimitation of Terminal Taxa 2.3 Material, Techniques and Nomenclature 3. Phylogenetic Analysis 3.1 Character Description and Comparison 3.2 Cladistic Analysis, Diagnosis for Clades, and Comparison with Previous Hypotheses 3.3 Character State Changes for Individual Genera 3.4 Results of Phylogenetic Analysis: Major Outlines 4. Higher-level Phylogeny and Macroevolution of Catfishes: A Discussion 4.1 Structures Associated with Movements of the Mandibular Barbels 4.2 Pectoral Girdle Complex 4.3 Adductor Mandibulae Complex 4.4 Palatine-maxillary System 4.5 Suspensorium and Associated Structures 4.6 Elastic Spring Apparatus 4.7 A Discussion on the Origin and Biogeographic Distribution of Catfishes
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