Health Technology Assessment 2003;Vol.7:No.10 Evaluation of molecular tests for prenatal diagnosis of chromosome abnormalities GM Grimshaw A Szczepura M Hultén F MacDonald NC Nevin F Sutton S Dhanjal HTA Health Technology Assessment NHS R&D HTA Programme HTA How to obtain copies of this and other HTA Programme reports. An electronic version of this publication, in Adobe Acrobat format, is available for downloading free of charge for personal use from the HTA website (http://www.hta.ac.uk). A fully searchable CD-ROM is also available (see below). Printed copies of HTA monographs cost £20 each (post and packing free in the UK) to both public and private sector purchasers from our Despatch Agents. Non-UK purchasers will have to pay a small fee for post and packing. For European countries the cost is £2 per monograph and for the rest of the world £3 per monograph. 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Evaluation of molecular tests for prenatal diagnosis of chromosome abnormalities GM Grimshaw1* NC Nevin4 A Szczepura1 F Sutton5 M Hultén2 S Dhanjal2 F MacDonald3 1 Centre for Health Services Studies,University of Warwick,Coventry,UK 2 Biological Sciences,University ofWarwick,Coventry,UK 3 West Midlands Regional Genetic Laboratory and Consultancy Services, Birmingham Womens Health Care Trust,Birmingham,UK 4 University of Belfast,Belfast,Northern Ireland 5 Statistician,Learning and Skills Council,Coventry,UK * Corresponding author Declared competing interests of the authors:none Published May 2003 This report should be referenced as follows: Grimshaw GM,Szczepura A,Hultén M,MacDonald F,Nevin NC,Sutton F,et al.Evaluation of molecular tests for prenatal diagnosis of chromosome abnormalities.Health Technol Assess 2003;7(10). Health Technology Assessment is indexed in Index Medicus/MEDLINE and Excerpta Medica/ EMBASE.Copies of the Executive Summaries are available from the NCCHTA website (see opposite). NHS R&D HTA Programme The NHS R&D Health Technology Assessment (HTA) Programme was set up in 1993 to ensure that high-quality research information on the costs, effectiveness and broader impact of health technologies is produced in the most efficient way for those who use, manage and provide care in the NHS. Initially, six HTA panels (pharmaceuticals, acute sector, primary and community care, diagnostics and imaging, population screening, methodology) helped to set the research priorities for the HTA Programme. 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Health Technology Assessment 2003;Vol.7:No.10 Contents List of abbreviations .................................. i Test costs under different laboratory conditions ...................................................... 40 Executive summary .................................... iii Discussion ...................................................... 42 5 Methods used to evaluate benefits to 1 Introduction and background.................... 1 parents and other test users...................... 45 Introduction .................................................. 1 Patient parameters ........................................ 45 Chromosome abnormalities in the fetus...... 1 Clinician surveys............................................ 47 Prenatal risk assessment................................ 3 Health commissioners surveys...................... 49 Prenatal diagnostic testing............................ 4 Summary ........................................................ 49 Developments in prenatal diagnostic testing ............................................................ 4 6 Patient and physician choices.................... 51 Background to the current research............ 5 Introduction .................................................. 51 Aims of the research...................................... 6 Results of regional and national survey Study design .................................................. 6 of obstetricians .............................................. 51 Obstetricians’ test choice for individual 2 Development and technical evaluation patients .......................................................... 55 of molecular tests........................................ 9 Midwives’ test preferences............................ 57 Introduction .................................................. 9 Stakeholders’ test preferences...................... 57 Background to the FISH test........................ 9 Discussion ...................................................... 58 Background to the Q-PCR test...................... 9 Development of the Q-PCR test.................... 10 7 Estimating the cost-effectiveness of Technical evaluation of molecular tests ...... 11 molecular tests ............................................ 61 Fineberg level 1: technical capacity of Introduction .................................................. 61 molecular tests .............................................. 12 Cost-effectiveness of molecular tests as a Fineberg level 2: diagnostic accuracy of replacement for karyotyping ........................ 62 molecular tests .............................................. 16 Cost-effectiveness of molecular tests as Sensitivity and specificity of molecular a routine add-on to karyotyping .................. 64 tests ................................................................ 18 Cost-effectiveness of testing regimes with Conclusions.................................................... 23 varying levels of karyotyping replacement .. 65 Costs of alternative testing regimes.............. 66 3 Current laboratory testing practices ...... 25 Incremental cost-effectiveness ratios............ 71 Introduction .................................................. 25 Discussion ...................................................... 72 UK survey of NHS genetics laboratories...... 25 Existing and planned use of molecular 8 Valuing benefits for parents and tests in NHS cytogenetics laboratories ........ 25 other stakeholders ...................................... 75 Staffing and equipment for molecular Introduction .................................................. 75 tests in NHS cytogenetics laboratories ........ 27 Parental anxiety ............................................ 75 Prenatal services and activity in NHS Parental health status.................................... 77 cytogenetics laboratories .............................. 28 Cost–utility analysis........................................ 80 Study sites: structuring of prenatal testing Extending the cost-effectiveness analysis .... 81 services............................................................ 30 Valuing preferences: the cost–benefit Conclusions.................................................... 32 approach ........................................................ 86 Overview of economic evaluation 4 Costs of karyotyping and molecular techniques...................................................... 91 tests................................................................ 33 Introduction .................................................. 33 9 Summary and conclusions ........................ 97 Capital costs.................................................... 34 Service delivery.............................................. 97 Labour costs .................................................. 35 Evaluation framework.................................... 99 Consumable costs.......................................... 36 Conclusions.................................................... 104 Cost per sample tested.................................. 37 Recommendations ........................................ 105 © Queen’s Printer and Controller of HMSO 2003.All rights reserved. Contents Acknowledgements .................................... 107 Appendix 7 General public questionnaire.... 129 References .................................................... 109 Appendix 8 Willingness to pay: contingent Appendix 1 Development and valuation and conjoint analysis ...................... 133 preliminary assessment of single Q-PCR test for Down syndrome................................ 113 Appendix 9 Possible test strategy .............. 135 Appendix 2 The number and type of abnormalities undetected if using 5-probe Appendix 10 Aspects of assessing FISH or multiplex Q-PCR ............................ 117 diagnostic technologies ................................ 137 Appendix 3 First questionnaire Appendix 11 National Screening to women........................................................ 119 Committee’s criteria for appraising the Appendix 4 Obstetricians’ criteria viability, effectiveness and appropriateness for undertaking amniocentesis for of a screening programme............................ 145 specific patients.............................................. 123 Health Technology Assessment reports Appendix 5 Influence of throughput on published to date ........................................ 147 test costs.......................................................... 125 Appendix 6 Calculation of weighted Health Technology Assessment cost-effectiveness analysis.............................. 127 Programme .................................................. 153 Health Technology Assessment 2003;Vol.7:No.10 List of abbreviations CVS chorionic villus sampling QoL quality of life FISH fluorescence in situhybridisation Q-PCR quantitative polymerase chain reaction HTA Health Technology Assessment ROC receiver operating characteristic MLA Medical Laboratory Assistant STR small tandem repeat MTO Medical Technical Officer NS not significant WTP willingness to pay QALY quality-adjusted life-year VAS visual analogue scale All abbreviations that have been used in this report are listed here unless the abbreviation is well known (e.g. NHS), or it has been used only once, or it is a non-standard abbreviation used only in figures/tables/appendices in which case the abbreviation is defined in the figure legend or at the end of the table. i © Queen’s Printer and Controller of HMSO 2003.All rights reserved. Health Technology Assessment 2003;Vol.7:No.10 Executive summary Background • assess the cost-effectiveness of molecular tests, and consider possible changes in current Many women undergo prenatal tests for chromo- testing protocols. some abnormalities in their baby, usually following identification of an increased risk of the baby having Down syndrome. One test that can show up Design abnormalities likely to lead to mental or physical handicap is done by sampling the amniotic fluid Two-stage trial; technical performance assessed that surrounds the baby, usually around 14 weeks through a blinded comparison of molecular tests of pregnancy. There is a very small risk of mis- against the accepted gold standard (karyotyping) carriage with this procedure and parents are in a laboratory setting in the first stage; effective- warned of this. If the test shows there is chromo- ness and cost-effectiveness measured in a service some abnormality, parents may want to discuss setting in the second stage. Measurement of whether to continue with the pregnancy. anxiety and health status of women; willingness to pay (WTP) for four stakeholder groups; and Until now parents have had to wait for up to survey of UK obstetricians and midwives. 3 weeks for the results of this test (karyotyping), which is based on culturing the cells sampled from the amniotic fluid. Karyotyping allows Setting examination of all the baby’s chromosomes. New DNA tests have been developed that can Two study sites – the catchment areas for the give results in 2–3 days. These new molecular West Midlands Regional Genetic Laboratory tests, using fluorescence in situhybridisation and the Northern Ireland Regional Genetics (FISH) or the quantitative polymerase chain Centre, Belfast. reaction (Q-PCR), search for abnormalities in specific chromosomes. Errors in chromosomes other than in those tested will not be disclosed. Participants The abnormalities not tested for are much more rare. For example, only 4 in every 1000 babies Blinded samples: 2376 Down only molecular tests; tested will have one of these rarer abnormalities 1576 multiplex/5-probe tests; 3952 karyotyping. and some of these may be identified during other examinations, for example during routine Trial: 194 women (141 intervention group; ultrasound examinations. 53 control group). Many parents will welcome the quicker result from WTP: 1000 general public; 141 women; a more focused test but some may be prepared to 84 partners; 105 health commissioners. wait for the result of a test that examines all the chromosomes. Interventions (diagnostic tests) Objectives • Molecular tests for the five most common chromosome abnormalities. The objectives of this study were to: • Molecular tests for Down syndrome only. • Karyotyping. • measure the technical performance of FISH and Q-PCR tests versus karyotyping • estimate the relative costs of molecular tests Main outcome measures under various conditions • establish the value to women, clinicians and Technical capacity, diagnostic accuracy, diagnostic others of more rapid molecular test results impact, patient outcome and cost-effectiveness. iii © Queen’s Printer and Controller of HMSO 2003.All rights reserved. Executive summary Results preferred. Five testing regimes were assessed in terms of cost-effectiveness: Technical capacity – does the test perform reliably and deliver accurate (i.e. precise) information? 1. Molecular test and karyotyping for all women. 2. Molecular test as a replacement for karyotyping FISH and Q-PCR test results are as reliable and 3. Molecular test for all plus karyotyping for precise as karyotyping for the five most common high-risk women. chromosome abnormalities. 4. Karyotyping for all plus molecular test for high-risk women. Diagnostic accuracy – does the test contribute 5. Parental choice plus karyotyping for high- to an accurate diagnosis (of chromosome risk women. abnormalities)? Simple cost-effectiveness analysis based on the The ability to detect the five most common cost per case detected (all cases) demonstrates chromosome abnormalities, absolute sensitivity that regimes 2, 3 and 5 are more cost-effective and specificity, are 1.00 and 1.00 for FISH and than karyotyping and 1 and 4 are not. This 0.9565 and 0.9997 for Q-PCR, respectively. pattern does not change if cost-effectiveness analysis is limited to clinically significant The ability to detect all clinically significant cases only. chromosome abnormalities, relative sensitivity and relative specificity, are 0.8605 and 0.9999 for FISH Cost–utility analysis estimates a cost per quality- and 0.8234 and 0.9996 for Q-PCR, respectively. adjusted life-year gained of £23,542–£41,939 for regime 1; it was not possible to assess regimes 2–5 Diagnostic impact – will the test replace other using this technique. diagnostic tests or procedures? Regimes 2, 3 and 5 will not detect some rare Preferences of clinicians, women and other chromosome abnormalities (approximately 2–4, stakeholders will influence diagnostic impact. 1–2 and 1 per 1000 women tested, respectively). Fifty-seven per cent of obstetricians expressed a Introduction of regime 1 could increase annual preference for molecular tests for most patients UK test costs by up to £2.8 million. Regimes 2 and and karyotyping for a minority; only 15% would 3 should result in savings of up to £1.76 million choose both tests. The views of midwives were per annum, and regime 5 approximately two- similar. thirds of these savings. Regime 4 would be largely cost neutral. Most women (67%) and 54% of partners expressed a pre-test preference for molecular tests. Health commissioners were undecided. Conclusions The general public expressed a preference for karyotyping (60%). Implications for healthcare In the current climate, the use of prenatal Patient outcome – does the test contribute to testing is determined by individual clinicians, improved health/reduced anxiety for the patient? laboratories and hospitals. There is evidence of a lack of equity of provision, and of regional Quality of life measure (EuroQol EQ-5D) and local variations with regard to primary risk demonstrated significantly increased health status assessment. This may well be replicated with linked to more rapid test results. Anxiety measure regard to final diagnosis if molecular tests are (Speilberger) exhibited similar impact. introduced without discussion of appropriate implementation protocols based on this report. Cost-effectiveness – does the test use improve Debate and consensus will be necessary to develop cost-effectiveness compared to alternative clinical protocols for introduction of molecular interventions? tests and prevent continuation of inequities and variations. Important ethical issues must not be Molecular tests are less expensive than karyo- overlooked and crucial to this debate will be the typing. As a replacement within larger laboratories needs and wishes of parents as well as the views (> 1100 specimens per annum), Q-PCR is pre- of other stakeholders such as scientists, iv ferred; for smaller laboratories (< 450), FISH is obstetricians and midwives.
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