MOLECULARBEAMEPITAXIALLYGROWNCOPPERINDIUMDISELENIDE ANDCOPPERGALLIUMDISELENIDEFILMS By SEOKHYUNYOON ADISSERTATIONPRESENTEDTOTHEGRADUATESCHOOL OFTHEUNIVERSITYOFFLORIDAINPARTIALFULFILLMENT OFTHEREQUIREMENTSFORTHEDEGREEOF DOCTOROFPHILOSOPHY UNIVERSITYOFFLORIDA 2005 Tomywife,JeongyunYang;andmychildren,Yeolim,Edward,andJake. Copyright2005 by SeokhyunYoon ACKNOWLEDGMENTS TheauthorwouldliketothankDrs.OscarD.Crisalle,FanRen,ShengS.Liand PaulHollowayforservingassupervisorycommitteeandthoughtfuladvice.Hewould liketopresenthissinceregratitudetohiscommitteechair,Dr.TimothyJ.Anderson.His encouragementandinsightintotheresearchtopichavebeenveryhelpfultothecandidate throughouthisstudy. TheauthoralsowantstoshowhisgratitudetohispredecessorsincludingBillyJ. Stanbery,SukuKim,andSerkanKincalfortheireffortinconstructingthePMEEsystem andfortheprecedingstudyonCu(In,Ga)Se2materials.Itwasalsoagreatpleasureforthe authortoworkwithcolleaguesincludingWooKyoungKim,RyanKaczynski,Ryan AcherandothermembersinthephotovoltaicsgroupandDr.Anderson’sresearchgroup. TheauthorwouldalsoliketothankDr.ChinhoPark,whoprovidedphotoluminescence measurements.HealsowishestoexpresshisappreciationtoMr.D.VinceandMr.J. HinnantfortheirkindsupportforhisexperimentsandS.Gapinskiforhissupportofthe infrastructureatMicrofabritechwherethePMEEreactorislocated.Healsobelievesthat thestaffmembersinthedepartmentalofficedeservehisgratitude.Theauthorwouldlike tothanktheLGChemicalResearchParkforthesupportduringhisdoctoratestudy. Finally,theauthorwouldliketothankhiswife,JeongyunYang;hisparents, GumjaParkandSungjungYoon;andhismother-in-law,SukheeAhn.Withouttheir support,encouragement,andlove,hecouldnothavesucceeded. IV 311 TABLEOFCONTENTS Page ACKNOWLEDGMENTS iv LISTOFTABLES viii LISTOFFIGURES xi ABSTRACT xx CHAPTER INTRODUCTION 1 1 1.1TheoreticalBackground 1 1.1.1HistoryofSolarCells 1 1.1.2DevicePhysics 3 11..11..34CThueI6rn.2mSoec2haenmdisCturGyaaSned2-sbtrauscetdurpahlotporovpoelrttaiiecsdoefviCcIeSsorCGSmaterials 78 1.1.4.1Chalcopyriteora-CIS 11 1.1.4.2Sphaleriteor8-CIS 1 1.1.4.3P-CIS(Cu2In4Se7andCuIn3Se5) 14 1.1.4.4CuAu-likeCIS 14 1.1.5DefectsinchalcopyriteCISorCGS 15 1.1.5.1DefectsinCIS 17 1.1.5.2DefectsinCGS 18 1.1.5.3ComparisonofdefectsinCISandCGS 21 1.1.5.4NaandCIGS 23 1.1.5.5Firstprinciplescalculationofdefectenergies 27 1.1.5.6SummaryofDefectStatesandEnergyLevelsinCISandCGS 29 1.1.6Reviewoftheliteratureontheeffectsofgrainboundaries(GBs) 3 11..11..66..21IStmupdaicetsoofnGGBBsEofnfeCcItsGSuscienlglsaOne-DimensionalModel 332 1.1. StudiesonGBEffectsusingaTwo-DimensionalModel 35 1.1.7GBmodelsforCIGScells 36 1.2ExperimentalMethods 38 1.2.1ReactorSpecification 38 1.3ScopeoftheThesiswork 40 v 791 2EPITAXIALGROWTHOFCuInSe2ATLOWTEMPERATURE 44 2.1Backgrounds 44 2.2ExperimentalApproach 45 2.3Composition,PhaseandSurfaceMorphologyofEpitaxialFilms 47 2.4TEMAnalysisofas-grownEpitaxialFilms 59 2.5StrainAnalysisofEpitaxialCISFilmgrownatLowTemperature 68 2.6SummaryandConclusions 74 3EPITAXIALGROWTHOFCuInSe2ATHIGHTEMPERATURE 78 3.1Introduction 78 3.2ExperimentalApproach 79 3.3Composition,PhaseandSurfaceMorphologyofCISFilms 80 3.3.1EPMAAnalysis 85 3.3.2Cross-sectionSEMImages 89 3.4XRDAnalysisofCISFilmsgrownatHighTemperature 90 3.4.1.XRD0-20Scanandco-rockingCurveAnalysisofCISFilmsGrownat HighTemperature 90 3.4.2StrainAnalysisofCISFilmsGrownatHighTemperature 93 3.5TEMAnalysisofCISFilmsGrownatHighTemperature 96 3.5.1TEMAnalysisofCu-richCISFilm(W558) 97 3.5.2TEMAnalysisofIn-richCISFilm(W560) 102 3.5.3TEMAnalysisofCu-richandNa-dosedCISfilm(W584) 106 3.5.4TEMAnalysisofIn-richandNa-dosedCISfilm,W590 11 3.6SummaryandConclusions 114 4EPITAXIALGROWTHOFCuGaSe2ATHIGHTEMPERATURE 117 4.1Introduction 11 4.2ExperimentalApproach 118 4.3Composition,PhaseandSurfaceMorphologyofCGSFilms 11 4.3.1EPMAAnalysis 124 4.3.2Cross-sectionSEMImages 126 4.4XRDAnalysisofCGSFilmsgrownatHighTemperature 128 4.4.1XRD0-20Scanandco-rockingCurveAnalysisofCGSFilmsGrownat FlighTemperature 128 4.4.2StrainAnalysisofCGSFilmsgrownatHighTemperature 131 4.5TEMAnalysisofCGSFilmsGrownatHighTemperature 133 4.5.1TEMAnalysisofCu-richCGSFilm(W552) 134 4.5.2TEMAnalysisofGa-richCGSFilm(W567) 140 4.5.3TEManalysisofCISfilmW583 144 4.6SummaryandConclusions 148 5STUDYOFDEFECTSTRUCTUREBYPHOTOLUMINESCENCE SPECTROSCOPY 152 vi 5.1Introduction 152 5.2TheoreticalBackground 153 5.3ExperimentalApproach 157 55..44PLMeasurementofEpitaxialCGSFilms 158 5.4.1PLSpectra 158 5.4.2ThermalQuenchingofPLPeaks 167 SummaryandConclusions 170 6STUDYOFGRAINBOUNDARYEFFECTSINCISSOLARCELLS 174 6.1TheoreticalBackground 174 6.2Electrostaticsofp-nJunctionSolarCells 174 6.3One-dimensionalSimulation 179 6.3.1ReferenceCase(CIS-1) 182 6.3.2ImpactofDeeperAcceptorandCompensatingDonorsinCISLayer 183 6.3.3ImpactofElectronandHoleTrapsandRecombinationCenterinthe CISLayer 184 6.4.2 6.3.4ImpactofGrainBoundaries 186 6.4Two-DimensionalSimulation 189 6.4.1TheGBEffectoftheSquareRectangularGrain 189 6.4.2EffectoftheGBorientation 205 EffectoftheJunctionDepletionRegionontheGBEffect 210 6.5SummaryandConclusions 216 7CONCLUSIONS 212 7.1EpitaxialGrowthofCuInSe2atLowTemperature 220 7.2EpitaxialGrowthofCuInSe2andCuGaSe2atHighTemperature 222 7.3PhotoluminescenceStudyofEpitaxialCuGaSe2Films 225 7.4StudyoftheGrainBoundaryEffectonCuInSe2SolarCell 226 LISTOFREFERENCES 230 BIOGRAPHICALSKETCH 237 vii 11 LISTOFTABLES Table page 1- 1-1.Defectstatesandenergylevelabovethevalencebandandformationenergyfor acceptorsinCIS 29 21--2.Defectstatesandenergylevelbelowtheconductionbandandformationenergyfor donorsinCIS 31 3.Defectstatesandenergylevelabovethevalencebandandformationenergyfor acceptorsinCGS 3 2- 31--4.DedfoencotrsstianteCsGaSndenergylevelbelowtheconductionbandandformationenergyfor3 1.BulkcompositionofthreeCISfilmsonMo-coatedglassdeterminedbyICP 74 2-2EPMAanalysisforthematrixandislandregionsofeachCISfilmgrownon (100)GaAssubstrates 50 2-3.EPMAanalysisforthematrixandislandregionofeachCISfilmgrownon(100) GaAsafteretchingin10%KCN 52 4.TheoreticalpeakpositionsforGaAs:Spacegroup(Fm-3m),A.=1.54056A 74 1.BulkcompositionofCISfilmsonMo-coatedglassdeterminedbyICP 83 3-2.EPMAanalysisforthematrixandislandregionofCISfilm 88 3-3.co,20,cpandpsivaluesfortheGaAs(224)planeandCIS(228)plane 96 3-4.LatticeconstantsandlatticemismatchwithGaAsforeachCISfilm 97 3-5.LatticeparametersofGaAsandCIScalculatedfromSADPat[1-10]zoneaxisfor Cu-richCISfilm(W558) 100 3-6.LatticeparametersofGaAsandCISregionforIn-richCISfilm(W560)calculated fromSADPat[-110]zoneaxis 104 3-7.AssignmentofdiffractionspotsofIn-richCISfilm(W560)fortheregionnearthe interface 105 1 3-8.LatticeparametersofGaAsandCISregionforIn-richCISfilm(W560)nearthe interfacecalculatedfromSADPat[-1 10]zoneaxis 105 33--9.LatticeparametersofGaAsandCIScalculatedfromSADPat[-103]zoneaxis..109 34--10.LatticeparametersofGaAsandCIScalculatedfromSADPat[-103]zoneaxis?iL =20.65 110 11.LatticeconstantsofGaAsandCIScalculatedfromSADPat[01-1]zone 113 1.BulkcompositionofCGSfilmsgrownonMo-coatedglassdeterminedbyICP....120 4-2EPMAanalysisforthematrixandtheislandregionofCGSfilm 123 4-3.(to,20,cp,psi)valuesfortheGaAs(224)planeandCGS(228)plane 130 4-4.LatticeconstantsandlatticemismatchwithGaAsforeachCGSfilm 130 4- 45--5.LatticeparametersofCu-richCGSfilm(W552)calculatedfromSADPat[-1-12] 5- zoneaxis 133 46--6.LatticeparametersofislandtopregioncalculatedfromSADPat[-1-12]zoneaxis... 134 4-7.LatticeparameterscalculatedfromSADPat[1-10]zoneaxisinFigure4-24 140 4-8.LatticeparameterscalculatedfromSADPat[01-1]zoneaxis 143 9.LatticeparameterscalculatedfromSADPat[01-1]zoneaxis 144 1.PeakenergiesandtheirassignmentsobservedinCGSfilmsinthisstudy 170 2.PeakenergiesandtheirassignmentsobservedinCGSfilmsafterSeannealinginthis study 170 1.Theelectricalpropertiesofeachlayerinthedevice 179 6-2.Propertiesofeachcellforthestudyofthecompensationeffect 183 6-3.Performancesfordifferentacceptorlevelandforcompensatingdonors 183 6-4.Propertiesofeachcellforthestudyoftheeffectoftraps 184 6-5.Performanceofeachsolarcellforthestudyoftheeffectoftraps 186 6-6.ThelengthofthedepletionregionintheCISlayerandbuilt-inpotentialineach dopingratio 21 IX 6-7.TheparametersforthecalculationofthedepletionregionintheCISwith heterojunctionsequations 212 6-8.ThelengthofthedepletionregionintheCISlayerandbuilt-inpotentialineach dopingratiowithheterojunctionsequations 212 x