Progress in Mathematics Volume 195 Series Editors H. Bass 1. Oesterle A. Weinstein Moduli of Abelian Varieties CareI Faber Gerard van der Geer Frans Oort Editors Springer Basel AG Editors: Carei Faber Gerard van der Geer Institutionen for Matematik Korteweg de Vries Instituut Kungliga Tekniska H6gskolan (KTH) Universiteit van Amsterdam 10044 Stockholm Plantage Muidergracht 24 Sweden 10 18 TV Amsterdam The Netherlands Frans Oort Mathematisch Instituut Universiteit Utrecht Budapestlaan 6 3508 TA Utrecht The Netherlands 2000 Mathematics Subject Classification 14J60, 14D20, 11 G 15 A CIP catalogue record for this book is available from the Library of Congress, Washington D.C., USA Deutsche Bibliothek Cataloging-in-Publication Data Moduli of Abelian varieties / Carei Faber ... ed. - Basel ; Boston; Berlin: Birkhăuser, 2001 (Progress in mathematics ; VoI. 195) ISBN 978-3-0348-9509-5 ISBN 978-3-0348-8303-0 (eBook) DOI 10.1007/978-3-0348-8303-0 This work is subject to copyright. AH rights are reserved, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, re-use of illustrations, broadcasting, reproduction on microfilms or in other ways, and storage in data banks. For any kind ofuse whatsoever, permission from the copyright owner must be obtained. © 2001 Springer Basel AG Originally published by Birkhăuser Verlag in 2001 Softcover reprint of the hardcover 1s t edition 2001 Printed on acid-free paper produced of chlorine-free pulp. TCF 00 ISBN 978-3-0348-9509-5 987654321 CONTENTS Participants vii Contributors IX Introduction xi On extra components in the functorial compactification ofA 1 g V. Alexeev On Mumford's uniformization and Neron models ofJacobians of semistable curves over complete rings 11 F. Andreatta Torelli theorem via Fourier-Mukai transform 127 A. Beilinson and A. Polishchuk On the Andre-Oort conjecture for Hilbert modular surfaces 133 B. Edixhoven Toroidal resolutions for some matrix singularities 157 G. Faltings Formal Brauer groups and moduli ofabelian surfaces 185 G. van der Geer and T. Katsura Isogeny classes ofabelian varieties with no principal polarizations 203 E. Howe Igusa's modular form and the classification ofSiegel modular threefolds 217 K. Hulek Mirror symmetry and quantization ofabelian varieties 231 Yu.I. Manin Group schemes with additional structures and Weyl group cosets 255 B. Moonen Moduli space ofelliptic curves with Heisenberg level structure 299 I. Nakamura and T. Terasoma Singularities ofthe height strata in the moduli ofK3 surfaces 325 A.Ogus v Astratification ofa moduli space ofabelian varieties 345 F. Dort Newton polygon strata in the moduli space ofabelian varieties 417 F. Dort The dimension ofOort strata ofShimura varieties ofPEL-type 441 T. Wedhorn Hyperelliptic Jacobians and modular representations 473 Yu.G. Zarhin Windows for displays ofp-divisible groups 491 Th. Zink vi PARTICIPANTS The following is the list of participants of the conference Moduli ofAbelian Varieties, Texel '99, which was held on Texel Island during the last week of April 1999. Dan Abramovich (Boston), Valery Alexeev (Athens), Fabrizio Andreatta (Utrecht), Christina Birkenhake (Erlangen), Michael Bogouslavsky (Amsterdam), Brad Brock (Malibu), Oliver Biiltel (Kaln), Ching-Li Chai (Philadelphia), Ciro Ciliberto (Roma), Elisabetta Colombo (Milano), Tim Dokshitzer (Utrecht), Bas Edixhoven (Rennes), Torsten Ekedahl (Stockholm), Hel~me Esnault (Essen), Carel Faber (Stillwater, Stockholm), Gerd Faltings (MPI, Bonn), Gavril Farkas (Amsterdam), Gerard van der Geer (Amsterdam), Eyal Goren (Montreal), Ulrich Gartz (Kaln), Joost van Hamel (Utrecht), Gunter Harder (Bonn), Everett Howe (San Diego), Johan Huisman (Rennes), Klaus Hulek (Hannover), Elham Izadi (Athens), Johan de Jong (MIT, Cambridge), T. Katsura (Tokyo), David Lehavi (Jerusalem), Ron Livne (Jerusalem), Andrea Miller (Bonn), A. Mokrane (Paris), Ben Moonen (Utrecht), Laurent Moret-Bailly (Rennes), Stefan Muller-Stach (Essen), I. Nakamura (Sapporo), Wieslawa Niziol (Salt Lake City), Rutger Noot (Rennes), K. Oguiso (Tokyo), Arthur Ogus (Berkeley), Cathy O'Neil (MIT, Cambridge), Frans Oort (Utrecht), Sascha Orlik (Kaln), Pierre Parent (Rennes), Gian-Pietro Pirola (Pavia), Gregory Sankaran (Bath), Utpal Sarkar (Amsterdam), Rene Schoof (Roma), Vasily Shabat (Amsterdam), Bart de Smit (Leiden), Tomasz Szemberg (MPI, Bonn), Valerio Talamanca (Amsterdam), Halszka Tutaj-Gasinska (Krakow), Eckart Viehweg (Essen), Maja Volkov (Kaln), Vitaly Vologodsky (Athens), Mike Zieve (Los Angeles), Thomas Zink (Bielefeld). Vll CONTRIBUTORS V. Alexeev Department of Mathematics, University of Georgia, Athens, GA 30602, USA. E-mail: [email protected] F. Andreatta Department of Mathematics and Statistics, McGill University, 805 Sherbrooke St. West, Montreal, Quebec, Canada H3A 2K6. E-mail: [email protected] A. Beilinson Department ofMathematics, UniversityofChicago, 5734S. Uni versity Avenue, Chicago, IL 60637, USA. E-mail: [email protected] B. Edixhoven IRMAR, Campus de Beaulieu, 35042 Rennes cedex, France. E-mail: [email protected] G. Faltings Max-Planck-Institut fur Mathematik, Postfach 7280, D-53072 Bonn, Germany. E-mail: [email protected] G. van der Geer Korteweg-de Vries Instituut, Universiteit van Amsterdam, Plantage Muidergracht 24, 1018 TV Amsterdam, The Netherlands. E-mail: [email protected] E. Howe Center for Communications Research, 4320 Westerra Court, San Diego, CA 92121-1967, USA. E-mail: [email protected] K. Hulek Institut fur Mathematik (C), Universitat Hannover, Postfach 6009, D-30060 Hannover, Germany. E-mail: [email protected] T. Katsura Graduate School of Mathematical Sciences, University ofTokyo, 3-8-1 Komaba, Meguro, Tokyo 153-8914, Japan. E-mail: [email protected] Yu.I. Manin Max-Planck-Institut fur Mathematik, Postfach 7280, D-53072 Bonn, Germany. E-mail: [email protected] B. Moonen Mathematisch Instituut, Universiteit Utrecht, Postbus 80010, NL 3508 TA Utrecht, The Netherlands. E-mail: [email protected] I. Nakamura Department ofMathematics, Hokkaido University, Sapporo 060 810, Japan. E-mail: [email protected] A. Ogus Department ofMathematics, University of California, Berkeley, CA 94720, USA. E-mail: [email protected] ix F. Oart MathematischInstituut, Universiteit Utrecht, Postbus80010, NL-3508 TA Utrecht, The Netherlands. E-mail: [email protected] A. Palishchuk Department ofMathematics and Statistics, Boston University, III Cummington Street, Boston, MA 02215, USA. E-mail; [email protected] T. Terasama Graduate SchoolofMathematical Sciences, UniversityofTokyo, 3-8-1 Komaba, Meguro, Tokyo 153-8914, Japan. E-mail;[email protected] T. Wedham Mathematisches Institut, Universitiit zu Koln, Weyertal 86-90, D-50931 Koln, Germany. E-mail;[email protected] Yu.G. Zarhin Department of Mathematics, Pennsylvania State University, University Park, PA 16802, USA. Email: [email protected] Th. Zink Fakultiit fill Mathematik, Universitat Bielefeld, Postfach 100131, D-33501 Bielefeld, Germany. E-mail: [email protected] x INTRODUCTION That moduli spaces of abelian varieties are intriguing mathematical ob jects became clear in the 19th century through the work of Kronecker, Klein, Weber, and many others on the moduli of elliptic curves. Not only did the modular curves and their function theory illustrate the new concept of Rie mann surfaces in a beautiful way, the theorem of Kronecker-Weber pointed to much deeper arithmetic properties ofthese modular curves. It took a long time before the tools were shaped that made it possible to study the arith metic properties ofmodular curves and then these modular curves became the focus of intense study after the early 1970's, which resulted in Mazur's theo rem on the rational points ofXo(N). The insight that all motives comingfrom elliptic curves defined over Q are present in the motives defined by modular curves (Shimura-Taniyama-WeiI) came slowly but developed into a main goal ofresearch, culminating in the proof by Wiles ofFermat's Last Theorem. Inthemeantimethemoduliofhigher-dimensionalabelianvarietiesstarted to attract attention and the ground was prepared by work of Siegel, Satake, Igusa, Baily and others on the complex analytic case. A definitive advance was made by the work of Mumford who proved in the 1960's the existence of moduli spaces for polarized abelian varieties in the sense of Grothendieck. Moreover, Mumford and his collaboratorsdesigned the tools to construct com pactifications ofthese moduli spaces over the complex numbers. By the work ofFaltings and Chai we now have good compactifications of moduli spaces of abelian varieties over the integers. This does not mean, however, that everything is now set for an explo ration ofthe moduli ofabelian varieties ofhigher dimension. We do not doubt that fascinating facts are waiting to be discovered by those who will venture into this terrain, but they will face great obstacles and will need endurance be cause progress will come slowly. The links with such fields as algebraic groups, representation theory, algebraic geometry, and number theory vote for the im portanceofthesubjectbutthedifficultiesseemtorepelmanyandtheattention that these spaces got so far is limited. One of the insights obtained in recent years is that maybe the moduli spaces in positive characteristic are more ac cessible than their characteristic zero counterparts. Since abelian varieties and their moduli constitute in our view one of the most important subjects in algebraic geometry and possess an enormous potential for number theory, we decided to devote the 3rd Texel conference to this topic. It was held during the last week of April 1999. This volume appears on the occasion of the conference, but the articles presented here are not necessarily connected to lectures given at the conference. We would like to take the opportunity to thank the participants and the speakers who made the conference to a success. We also like to thank the institutions that financed the conference: NWO, het Korteweg-de Vries Xl
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