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Modern Management of Cancer of the Rectum Springer-Verlag London Ud. Riccardo A. Audisio, James G. Geraghty and Walter E. Longo (Eds) Modern Management of Cancer of the Rectum , Springer Riccardo A. Audisio, MD University of Liverpool Department of Surgery, Whiston Hospital, Prescot, Merseyside L35 5DR, UK James G. Geraghty, MD, PhD, MCh, FRCS (Irel) Professorial Department of Surgery, Nottingham City Hospital, Hucknall Road, Nottingham NG5 lPB, UK Walter E. Longo, MD, FACS, FASCRS Saint Louis University Health Sciences Center, Department of Surgery, SectÎon of Colon and Rectal Surgery, 3635 Vista @ Grand Blvd., PO Box 15250, Saint Louis, M0631 10-0250, USA British Library Cataloguing in Publication Data Modern management of cancer of the rectum 1. Rectum - Cancer - Treatment 1. Audisio, Riccardo A. II. Geraghty, James G. III. Longo, WaIter 616.9'9435'06 ISBN 978-1-4471-1070-5 Library of Congress Cataloging-in-Publication Data Modern management of cancer of the rectum/Ricardo Audisio, James Geraghty, and Walter Longo (eds.). p.;cm. Includes bibliographical references and index. ISBN 978-1-4471-1070-5 ISBN 978-1-4471-0331-8 (eBook) DOI 10.1007/978-1-4471-0331-8 1. Rectum - Cancer. 1. Audisio, Riccardo A. II. Geraghty,J.G. (James G.), 1955- III. Longo, Walter E. [DNLM: 1. Rectal Neoplasms - therapy. 2. Rectal Neoplasms - diagnosis. 3. Rectal Neoplasms - surgery. WI 610 M689 2001] RC280.R37 M632001 616.99'435 - dc21 00-053782 Apart from any fair dealing for the purposes of research or private study, or criticism or review, as permitted under the Copyright, Designs and Patents Act 1988, this publication may only be reproduced, stored or transmitted, in any form or by any means, with the prior permission in writing of the publishers, or in the case of reprographic reproduction in accordance with the terms of licences issued by the Copyright Licensing Agency. Enquiries concerning reproduction outside those terms should be sent to the publishers. ISBN 978-1-4471-1070-5 http://www.springer.co.uk © Springer-Verlag London 2001 Originally published by Springer-Verlag London Berlin Heidelberg in 2001 Softcover reprint of the hardcover Ist edition 2001 The use of registered names, trademarks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant laws and regulations and therefore free for general use. Product liability: The publisher can give no guarantee for information about drug dosage and application thereof contained in this book. In every individual case the respective user must check its accuracy by consulting other pharmaceutica1literature. Typeset by EXPO Holdings, Malaysia 28/3830-543210 Printed on acid-free paper SPIN 10682016 To Frank W. Longo, M.D. a 31-year survivor of rectal cancer Foreword The management of rectal cancer has changed very considerably over the last twenty years. New imaging techniques have improved pre-operative assessment which have facilitated treatment planning that should lead to a reduction in local recurrence. Radiotherapy used in appropriate cases has been shown to reduce local treatment failure which is also potentially reducible by modern surgery based upon anatomical and patho- logical principles of locoregional spread. Modern Management of Cancer of the Rectum covers the entire field of the disease from the history of its development to aetiology, pathology, imaging, treatment, quality of life and palliative care. Radiotherapy is considered in two excellent chapters devoted to pre and post-operative treatment respectively. There are separate chapters on aspects of surgical technique dealing with restorative and non-restorative major procedures, laparo- scopic resection and minimal access surgery. The role of chemotherapy is described with a clear review of the present position. The important question of follow up is considered in detail and there are chapters on the management of treatment failure both local and distant. Each chapter is written by acknowledged experts of world standing reputation. The referencing is excellent supplying a bibliography including classical publications leading on to an invaluable list of modern citations. The book is well laid out with excellent tables and illustrations. As a statement of the present position regarding all aspects of rectal cancer, this is an excellent book which will be an invaluable source of information, opinion and references to all practitioners involved in management of the disease. It shows the importance of multidisciplinary care from screening to treatment of the primary disease and the management of failure. R.J. Nicholls MA, MB, M.Chair, FRCS(Eng), FRCS(Glasg) Consultant Surgeon, St Mark's Hospital, London Professor of Colorectal Surgery, Imperial College of Science, Technology and Medicine, London vii Contents List of Contributors. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xvii Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xxi 1. Evolution of the Surgical Management of Rectal Cancer A.A. Shelton and S.M. Goldberg. . . . . . . . . . . . . . . . . . . . . . . . . . .. 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 1 Perineal Approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 1 Transanal Excision. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 2 Transsacral Resection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ., 2 Abdominosacral Resection . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 3 Abdominoperineal Resection. . . . . . . . . . . . . . . . . . . . . . . . . . . .. 3 Abdominoanal Approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 3 Anterior Resection. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 4 The Present. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ., 5 References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 2. Pathology and Staging K.R Birbeck, A. Cairns and P. Quirke . . . . . . . . . . . . . . . . . . . . . . . .. 7 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 7 Resection Specimen . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 7 Total Mesorectal Excision . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ., 7 Histological Features of Rectal Cancer and Their Prognostic Significance . . .. 8 Histological Type . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ., 8 Tumour Differentiation . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 9 Invasive Growth Pattern and Peritumoral. . . . . . . . . . . . . . . . . . ., 9 Lymphocytic Infiltration . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 9 Completeness of Excision. . . . . . . . . . . . . . . . . . . . . . . . . . . .. 9 Serosal Involvement. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 9 Lymph Node Metastases. . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 9 Extramural Vascular Invasion. . . . . . . . . . . . . . . . . . . . . . . . . .. 9 Surgical Resection Margins and Local Recurrence . . . . . . . . . . . . . . . .. 10 Local Recurrence ................................. , 10 Longitudinal Resection Margin. . . . . . . . . . . . . . . . . . . . . . . . .. 10 Circumferential Resection Margin. . . . . . . . . . . . . . . . . . . . . . .. 10 Staging of Rectal Cancer. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 11 Staging Systems Currently in Existence . . . . . . . . . . . . . . . . . . . .. 11 Dukes' Staging . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 12 TNM Staging System. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 12 Dukes' Staging Versus TNM. . . . . . . . . . . . . . . . . . . . . . . . . . .. 14 Role of Pathology in Assessing the Quality of Rectal Cancer Surgery . . . . . .. 14 Quality of Preoperative Imaging and Pathology Reporting, and the Use of Reporting Proformas . . . . . . . . . . . . . . . . . . . . . . . . .. 16 Conclusions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 18 References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 ix x Contents 3. Genetics, Screening and Chemoprevention J. Puig-La Calle and J.G. Guillem . . . . . . . . . . . . . . . . . . . . . . . . . .. 21 Introduction .................................... " 21 Genetics ...................................... . 21 Tumor Suppressor Genes . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 22 MMR Genes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 24 Oncogenes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 24 Screening . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 25 Average Risk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 26 Moderate Risk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . " 26 Increased Risk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 26 Chemoprevention . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 28 NSAIDs ..................................... " 28 Calcium. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 29 Antioxidant Vitamins . . . . . . . . . . . . . . . . . . . . . . . . . . . . . " 30 Circumin ..................................... . 30 Perillyl Alcohol. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 Oltipraz ...................................... . 30 Selenium ..................................... . 30 References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31 4. The Role of Imaging in the Diagnosis and Staging of Primary and Recurrent Rectal Cancer S. Sironi, C. Ferrero, L. Gianolli, C. Landoni, A. Del Maschio, F. Fazio and A.P. Zbar. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 33 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 33 Diagnostic Imaging in the Staging of Primary Rectal Cancer . . . . . . . . . .. 33 Clinical Evaluation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 33 Contrast Examinations . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 34 Endorectal Ultrasound . . . . . . . . . . . . . . . . . . . . . . . . . . . . " 35 Computed Tomography. . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 36 Magnetic Resonance Imaging. . . . . . . . . . . . . . . . . . . . . . . . . .. 38 Positron Emission Tomography . . . . . . . . . . . . . . . . . . . . . . . .. 41 Radioimmunoscintigraphy . . . . . . . . . . . . . . . . . . . . . . . . . . " 43 Diagnostic Imaging in the Diagnosis and Staging of Recurrent Rectal Cancer. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 43 Ultrasound Techniques . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 44 Computed Tomography. . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 44 Magnetic Resonance Imaging. . . . . . . . . . . . . . . . . . . . . . . . . .. 44 Positron Emission Tomography and Immunoscintigraphy . . . . . . . . .. 45 Conclusions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . " 45 References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46 5. Neo-adjuvant Therapy B.D. Minsky, C.H. Kohne and C. Greco . . . . . . . . . . . . . . . . . . . 51 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . " 51 Preoperative Therapy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 51 Rationale . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 51 Predictors of Response to Preoperative Therapy . . . . . . . . . . . . . . .. 51 Results ofpreoperative Therapy . . . . . . . . . . . . . . . . . . . . . . . .. 52 Intensive Short Course Preoperative Radiation . . . . . . . . . . . . . . . " 53 Sphincter Preservation with Preoperative Radiation . . . . . . . . . . . . .. 54 Is Adjuvant Therapy Necessary in Patients Undergoing a Total Mesorectal Resection? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 57 Investigational Approaches . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 58 Altered Radiation Fractionation Schemes. . . . . . . . . . . . . . . . . . .. 58 New Chemotherapeutic Agents. . . . .................... " 58 Contents xi Summary .. 58 References. . . . 59 6. Restorative Procedures J. W. Milsom and H.J. Cho. . . . . . . . . . . . . . . . . . . 63 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 63 Relevant Anatomy of the Rectum and Perirectal Tissues . 63 Surgical Options in Restorative Procedures . . . . 65 Preoperative Evaluation and Patient Preparation . . . 66 Oncologic Principles in Rectal Surgery. . . . . . . . . . . . 67 Extent of Resection . . . . . . . . . . . . . . . . . . . . . . . . . . 67 Radial Margin and Complete Mesorectal Resection . . . . . . . . 69 Final Preparations for Restorative Procedures . . 70 Technical Details . . . . . . . . . . . . . . . 71 Proctosigmoidectomy. . . . . . . . . . . . . . 71 Low Anterior Resection . . . . . . . . . . . . . . 73 Special Consideration: Coloanal Anastomosis. . . . . . . . . . . . . . . 74 Special Consideration: Colonic Reservoir (I-Pouch) ............ . 75 Outcome After Low Anterior Resection Versus Abdominoperineal resection. . 75 Laparoscopic Rectal Cancer Surgery . . . . . . . . 76 Conclusions. . . . . . . . . 76 References. . . . . . . . . . . . . . . . . . 76 7. Abdominoperineal Resection D.]. Schoetz and P.L. Roberts. . . . . . . . . . . . . . . . 79 Introduction . . . . . . . . . . . . . . . . . . . . . . . . 79 Selection Factors for Abdominoperineal Resection. . . 79 Tumor-Related Factors . . . . . . . . . . 80 Patient Factors . . . . . . . . . 80 Intraoperative Considerations 80 Preoperative Preparation . . . . . 80 Operative Technique. . . . . . . . . . . 81 Intraoperative and Postoperative Complications 85 Bleeding ...................... . 85 Unhealed Perineal Wound. . . . . . . . . . . 85 Inadvertent Perforation of the Rectum ..... 86 Perineal Hernia . . . . . . . . . . . . . 86 Urogenital Complications. 86 Urethral Injury. . . . . . . 87 Colostomy Complications. 87 Other complaints. 87 Concluding Remarks. . . . .. ..... . 87 References. . . . . . . . . . . . . . . . . . . 87 8. Total Mesorectal Excision with Autonomic Nerve Preservation: "Optimized Surgery" N.J. Kafka and W.E. Enker . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89 Rationale of Total Mesorectal Excision and its Relationship to the Anatomy of Spread of Rectal Cancer. . . . . . . . . . . . . . . . . . . . . . 89 Technique of Total Mesorectal Excision with Autonomic Nerve Preservation . . . . . . . . . . . . . . . . . . 91 Outcome of Total Mesorectal Excision . . . . . . . . . . . . . . . 93 Morbidity of Total Mesorectal Excision . . . . . . . . . . . . . . 96 Sexual and Urinary Function After Total Mesorectal Excision . . 96 Extended Lateral Lymphadenectomy. . . . 97 Role of the Colonic J- Pouch. . . . . . . . . . . . . . . . . . . . . 97 xii Modern Management of Cancer of the Rectum Role of Total Mesorectal Excision in Upper Rectal Cancer . . . . . . . . . . . .. 98 Summary. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 98 References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . " 98 9. Laparoscopic Resections for Large Bowel Malignancy: Laparoscopic Colectomy D. Rosenfeld and R. W. Beart. . . . . . . . . . . . . . . . . . . . . . . . . . . 10 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101 Laparoscopic Colectomy. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101 Physiologic Aspects of Laparoscopic Surgery. . . . . . . . . . . . . . . . . . 102 Laparoscopic Surgery for Benign Colonic Disease . . . . . . . . . . . . . . . 103 Laparoscopic Surgery for Malignant Colonic Disease . . . . . . . . . . . . . 106 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108 Laparoscopic Rectal Cancer Surgery H.]. Cho and]. w. Milsom . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108 Laparoscopic Surgery for Rectal Carcinoma. . . . . . . . . . . . . . . . . . . 108 Procedures of Laparoscopic Proctosigmoidectomy. . . . . . . . . . . . . . . 109 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 112 References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 112 10. Minimal Access Surgery for Rectal Cancer v.w. Fazio and F. Lopez-Kostner. . . . . . . . . . . . . . . . . . . . . . . . . . . . 115 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115 Preoperative Assessment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115 Tumor Invasion .................................. 115 Patient Selection for Local Treatment. . . . . . . . . . . . . . . . . . . . . . . . . 116 Size ......................................... 116 Exophytic Lesions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 116 Mobile Lesions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 116 Depth ........................................ 117 Favorable Histology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 117 Margin of Excision ................................. 118 Therapeutic Modalities for Local Treatment. . . . . . . . . . . . . . . . . . . . . 118 Local Excision . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118 Contact Radiotherapy. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 120 Electrocoagulation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121 Adjuvant Therapy after Local Treatment. . . . . . . . . . . . . . . . . . . . . . . 122 Salvage Treatment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123 Palliative Local Surgery . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 123 References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 124 11. Postoperative Adjuvant Combined Modality Therapy B.D. Minsky, C.H. Kohne and C. Greco . . . . . . . . . . . . . . . . . . . . . . . . 127 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127 Postoperative Therapy. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127 Rationale of Postoperative Combined Modality Therapy . . . . . . . . . . . 127 Results of Postoperative Therapy. . . . . . . . . . . . . . . . . . . . . . . . . 127 Functional Results with Postoperative Therapy. . . . . . . . . . . . . . . . . 129 Decreasing the Toxicity of Pelvic Radiation Therapy . . . . . . . . . . . . . . . . 129 Is Adjuvant Therapy Necessary after Total Mesorectal Excision? . . . . . . . . . 130 Investigational Approaches . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131 Altered Radiation Fractionation Schemes. . . . . . . . . . . . . . . . . . . . 131 New Chemotherapeutic Agents. . . . . . . . . . . . . . . . . . . . . . . . . . 131 Summary. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131 References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131

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