Imperial College London Department of Chemical Engineering Modelling, Optimisation and Explicit Model Predictive Control of Anaesthesia Drug Delivery Systems Alexandra Krieger December 2013 Supervised by Professor Stratos Pistikopoulos Submitted in part fulfilment of the requirements for the degree of Doctor of Philosophy in Chemical Engineering of Imperial College London and the Diploma of Imperial College London Declaration I herewith certify that all material in this dissertation which is not my own work has been properly acknowledged. Alexandra Krieger 3 © The copyright of this thesis rests with the author and is made available under a Creative Commons Attribution Non-Commercial No Derivatives licence. Researchers are free to copy, distribute or transmit the thesis on the condition that they attribute it, that they do not use it for commercial purposes and that they do not alter, transform or build upon it. For any reuse or redistribution, researchers must make clear to others the licence terms of this work. 5 Abstract The contributions of this thesis are organised in two parts. Part I presents a mathematical model for drug distribution and drug effect of volatile anaesthe- sia. Part II presents model predictive control strategies for depth of anaesthe- sia control based on the derived model. Closed-loop model predictive control strategies for anaesthesia are aiming to improve patient’s safety and to fine-tune drug delivery, routinely performed by the anaesthetist. The framework presented in this thesis highlights the advantages of ex- tensive modelling and model analysis, which are contributing to a detailed understanding of the system, when aiming for the optimal control of such sys- tem. As part of the presented framework, the model uncertainty originated from patient-variability is analysed and the designed control strategy is tested against the identified uncertainty. An individualised physiologically based model of drug distribution and up- take, pharmacokinetics, anddrugeffect, pharmacodynamics, ofvolatileanaes- thesiaispresented,wherethepharmacokineticmodelisadjustedtotheweight, height, gender and age of the patient. The pharmacodynamic model links the hypnotic depth measured by the Bispectral index (BIS), to the arterial con- centration by an artificial effect site compartment and the Hill equation. The individualised pharmacokinetic and pharmacodynamic variables and parame- tersareanalysedwithrespecttotheirinfluenceonthemeasurableoutputs,the end-tidal concentration and the BIS. The validation of the model, performed with clinical data for isoflurane and desflurane based anaesthesia, shows a good prediction of the drug uptake, while the pharmacodynamic parameters are individually estimated for each patient. The derived control design consists of a linear multi-parametric model pre- dictive controller and a state estimator. The non-measurable tissue and blood concentrationsareestimatedbasedontheend-tidalconcentrationofthevolatile anaesthetic. The designed controller adapts to the individual patient’s dy- namics based on measured data. In an alternative approach, the individual patient’s sensitivity is estimated on-line by solving a least squares parameter estimation problem. 7 Acknowledgements This thesis was funded by the European Research Council (MOBILE, ERC Advanced Grant, No: 226462). Further I would like to acknowledge the finan- cial support by the CPSE Industrial Consortium. I would like to thank Dr. med. Rainer R¨ohrig and the Department of Medical Informatics in Anesthe- siology and Intensive Care Medicine of the University of Gießen in Germany for providing the anonymised patient data used in this study. I would like to thankmysupervisorStratosPistikopoulosforhisguidanceandencouragement during the time in his group at Imperial College London. Further, I would also like to thank my examiners, Prof. Robin de Keyser and Prof. Claire Adjiman, who provided detailed comments and constructive feedback on my thesis. A great thank you to all my colleagues for their good friendship, fruit- ful discussions and occasional weekend activities. My time in London would not have been the same without participating actively in the volleyball com- munity. Thanks to all of you. You truly kept me fit and busy. I met so many amazing personalities from all over the world during my PhD. You all made my time worthwhile. Most of all I would like to thank my flatmates. You were my family abroad and always there for me. We are truly “the best flat ever”. I also would like to thank my friends back home in Germany, who kept in touch and dropped me occasional visits. You gave me the feeling nothing changed although I was away. Finally I would like to thank my sister and my parents for their support. You were always there for me. Danke. 9
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