FULTON, CHERYL L., Ph.D. Mindful Awareness and Compassion, and Empathy and Anxiety in Counselor Trainees. (2012) Directed by Dr. Craig S. Cashwell. 277 pp. This study explored the relationships between two aspect of mindfulness, awareness and compassion, and empathy and anxiety in counselor trainees. Empathy and anxiety are two training variables that have strong associations with counseling performance. Empathy is widely regarded as important for the effective development of a therapeutic relationship and positive counseling outcomes while a higher level of anxiety in trainees can impede the cultivation of empathy and the development of counselor self- efficacy. Currently, there is little to guide educators in how to cultivate genuine empathy and also mitigate unproductive levels of anxiety in trainees. Mindfulness has been proposed as a potential method for addressing both empathy and anxiety, however, empirical evidence for these associations with counselors is limited. Additionally, the relative contribution of the compassion wing of mindfulness has been relatively unstudied. In this study, the relationships between mindful awareness and compassion and empathy and anxiety were examined. A total of 131 master’s level counseling interns were surveyed to determine their levels of mindful awareness, mindful compassion, empathy, and anxiety using the Five-Factor Mindfulness Questionnaire, the Self Other Four Immeasurables, the Interpersonal Reactivity Index, and the Trimodal Anxiety Questionnaire. Pearson Product Moment Coefficients revealed significant pairwise relationships between mindful awareness and compassion and anxiety in the expected directions. Mindful awareness and compassion for others had a significant relationship with cognitive empathy in the expected directions. Compassion for others had a significant relationship with affective empathy in the expected direction. In a linear regression model, awareness and compassion explained a modest amount of variance in affective empathy with compassion for others contributing significantly. Linear regression also revealed that awareness and compassion explained a moderate amount of variance in cognitive empathy with nonjudge, nonreact, and compassion for others emerging as significant predictors. A substantial amount of the variance in anxiety was explained by awareness, with describe, act with awareness, and nonjudge facets emerging as significant predictors. A hierarchal regression indicated that mindful compassion increased the variance explained in affective empathy, cognitive empathy, and anxiety, beyond that explained by mindful awareness alone, and offered the greatest increase for affective empathy. MINDFUL AWARENESS AND COMPASSION, AND EMPATHY AND ANXIETY IN COUNSELOR TRAINEES by Cheryl L. Fulton A Dissertation Submitted to the Faculty of The Graduate School at The University of North Carolina at Greensboro in Partial Fulfillment of the Requirements for the Degree Doctor of Philosophy Greensboro 2012 Approved by Committee Chair © 2012 Cheryl L. Fulton APPROVAL PAGE This dissertation has been approved by the following committee of the Faculty of The Graduate School at The University of North Carolina at Greensboro. Committee Chair Committee Members Date of Acceptance by Committee Date of Final Oral Examination ii ACKNOWLEDGMENTS This dissertation is not only a research project but also a very personal endeavor representing many aspects of my life journey. It serves as a landmark to an important career shift, a stake in my own future as well as my family’s, a reminder of the complex coexistence of maternal and career desires, and, most importantly, a symbol of the overwhelming support of family, friends, and faculty. In particular, I want to thank Dr. Craig Cashwell, my dissertation chair, for his endless generosity. He offered patience, clarity, gentle guidance, independence, and grounded support. I am grateful for his compassionate presence and hope to extend these gifts to others during my career. I would also like to thank Dr. Wester, Dr. Gill, and Dr. Ackerman for their time, energy, help, and support through this process. This gratitude also extends to the many faculty and supervisors who offered guidance and support along the way. I also want to thank my cohort and fellow students who offered solidarity. We laughed, we cried, we wrote, we swore, and we wrote some more. You will always hold a special place in my heart. Lastly, and most importantly, I want to thank my husband Jeff, and my lovely daughters Sydney and Samantha for their patience, sacrifice, and support. Like an astronaut needs a rocket to reach the moon, I could not have completed this dissertation without Jeff’s countless hours of listening to me think out loud, walks in the park to center me, hours of editing my work, and herculean effort caring for our girls. I am grateful for your love, support, and endless belief in me. Sydney and Samantha, you iii brought me the joy I needed to persevere and I only hope that I have been a model for what women can do . . . at any age! iv TABLE OF CONTENTS Page LIST OF TABLES ...............................................................................................................x CHAPTER I. INTRODUCTION ................................................................................................1 Empathy .......................................................................................................4 Anxiety .........................................................................................................5 Mindfulness..................................................................................................6 Statement of the Problem ...........................................................................12 Purpose of the Study ..................................................................................13 Research Questions ....................................................................................13 Need for the Study .....................................................................................14 Definition of Key Terms ............................................................................15 Organization of the Study ..........................................................................17 II. REVIEW OF THE LITERATURE ....................................................................18 Empathy .....................................................................................................18 Defining Empathy ..........................................................................20 Nature of empathy..............................................................20 Cognitive empathy defined ....................................21 Affective empathy defined .....................................23 Cognitive-affective empathy ..................................28 Neurological empathy ............................................29 Empathy constructs ............................................................31 Personality trait ......................................................31 Situation-specific ...................................................33 Observable skill .....................................................34 Interpersonal process .............................................36 Empathy in Counseling ..................................................................37 Empathy and counseling outcomes ....................................38 Limitations of research on empathy ...................................40 Models of Empathy Development .................................................41 Hoffman’s Model ...............................................................41 Feshbach’s Three-Factor Model ........................................42 Buddhist psychology and Mindfulness Model ..................43 Methods for Developing Counselor Empathy ...............................44 Self-exploration..................................................................44 v Microskills training ............................................................45 Alternative methods ...........................................................47 Mindfulness training ..........................................................48 Summary of Empathy ....................................................................49 Anxiety .......................................................................................................50 Defining Anxiety ...........................................................................53 Components of anxiety ......................................................54 Cognitive ................................................................55 Somatic ..................................................................55 Affective ................................................................56 Behavioral ..............................................................57 Trait and state anxiety ........................................................57 Counselor Trainee Anxiety ............................................................58 Origins of counselor trainee anxiety ..................................59 Supervision and evaluation ....................................60 Counseling .............................................................62 Self-awareness .......................................................63 Other sources of trainee anxiety ............................66 Effects of Counselor Trainee Anxiety ...........................................68 Cognitive functioning and abilities ....................................68 Self-efficacy .......................................................................70 Empathy .............................................................................71 Supervision ........................................................................72 Other effects of trainee anxiety ..........................................73 Reducing Trainee Anxiety .............................................................74 Summary of Anxiety ......................................................................78 Mindfulness................................................................................................78 Defining Mindfulness ....................................................................80 Buddhist roots of mindfulness ...........................................82 Westernization of mindfulness ..........................................83 Two Wings of Mindfulness: Awareness and Compassion ...............................................................................86 Defining mindful awareness ..............................................89 Conceptual definition .............................................89 Operational definition ............................................90 Defining mindful compassion ............................................92 Conceptual definition .............................................92 Operational definition ............................................94 Mechanisms of Change ..................................................................95 Exposure ............................................................................96 Self-regulation and self-management ................................97 Acceptance .........................................................................98 Intention .............................................................................98 vi Reperceiving ......................................................................99 Relaxation ........................................................................100 Social neurophysiology ....................................................101 Benefits of Counselor Mindfulness .............................................102 Client outcomes ...............................................................103 Therapeutic relationship...................................................104 Empathy ...............................................................104 Attunement ...........................................................107 Affect tolerance/experiential avoidance ........................................................107 Self and other compassion ...................................108 Therapeutic presence ...........................................110 Emotion regulation...............................................111 Unconditional positive regard ..............................113 Counseling skills ..................................................114 Anxiety .............................................................................115 Self-efficacy .....................................................................117 Wellness ...........................................................................117 Mindfulness Practice and Training ..............................................119 Informal and formal practice ...........................................119 Mindfulness programs .....................................................121 Mindfulness Based Stress Reduction (MBSR) ...........................................................121 Mindfulness Based Cognitive Therapy (MBCT)...........................................................121 Mindfulness Based Role Play (MBRP) ...............122 Mindful Therapy program (MT) ..........................123 Meditation Enhanced Empathy Training (MEET) ............................................124 Summary of Mindfulness .........................................................................124 III. METHODOLOGY ...........................................................................................126 Research Questions and Hypotheses .......................................................126 Participants ...............................................................................................128 Instrumentation ........................................................................................129 Awareness—The Five Facet Mindfulness Questionnaire (FFMQ) ..........................................................129 Compassion—The Self-Other Four Immeasurables (SOFI) .....................................................................................134 Empathy—The Interpersonal Reactivity Index (IRI) ..................139 Anxiety—The Trimodal Anxiety Questionnaire (TAQ) ......................................................................................142 vii
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