food contact > e-book Migration from Printing Inks: A Food Contact Study this e-book is designed to examine the concerns, possible solutions in the form of new ink formulations and materials and define the responsibilities of the members of the packaging supply chain in the packaging area. www.PIrA-InternAtIonAl.CoM Migration from Printing Inks: A Food Contact Study Pira Business Intelligence linda M. Casatelli The worldwide authority on the packaging, paper and print Published by About viewing this ebook industry supply chains Pira International Ltd this document will attempt to open in established in 1930, Pira provides strategic and technical consulting, testing, Cleeve road, full page viewing mode by default for intelligence and events to help clients gain market insights, identify opportunities, leatherhead a more immersive reading experience evaluate product performance and manage compliance. we offer a wealth of Surrey Kt22 7rU and to maximize screen space. 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Spear, Jr. www.pira-international.com [email protected] Contact: Pira International Sales Assistant editor Stephen Hill Mina odavic +44 (0)1372 802025 [email protected] [email protected] Customer services manager Denise Davidson [email protected] t +44 (0)1372 802080 www.PIrA-InternAtIonAl.CoM table of contents Executive Summary 3 4 Introduction Packaging trends regulatory landscape Shared responsibility Printing Inks for Food Packaging Regulatory Landscape Printing Inks for Food Packaging Printing Ink Components Introduction Materials types of Inks United States Future trends Printing Methods Canada 1 4Flexography Japan 4Gravure european Union 4Inkjet 4Framework regulation (eC) no. 1935/2004 4offset 4european Council resolution resAP (2005)2 Introduction and Methodology 4electron Beam 4GMP regulation (eC) no. 2023/2006 objective 4Screen Switzerland Scope Parameters in Printing 4Swiss ordinance 817.023.21 Methodology types of Food Packaging Material Brand owner Guidelines Definitions 4Glass and Metal Summary 2 4Fiber Materials 5 4Plastics 4Biomaterials Migration Mechanisms The Food Packaging Industry 4Migration levels Future Trends for Printing Inks Introduction Migration Assessment via worst-Case Calculation Introduction Food Packaging trends 4Factors Contributing to Migration Material Considerations recurrent Concerns about Migration Summary 4Functional Barriers Shared responsibility 4Bio-Based Polymers Summary Ink Formulations 4low-Migration Inks 4Additional Considerations Brand owner Involvement emerging regulations Summary List of Tables and Figures www.PIrA-InternAtIonAl.CoM food contact > e-book > migration from printing inks: a food contact study Executive Summary Introduction this movement is a concern for product safety. there have been Packaging has always played an important role in the food supply several instances in the past several years where migration from today, there are chain, protecting food stuffs and establishing brand identity. even inks printed on the package has transferred into the food. In 2005, several significant in tough times, it has been a growth area. today, there are several food contamination was linked to 2-isopropylthioxanthone (ItX) trends in food significant trends in food packaging: graphics, sustainability and a low-weight photoinitiator that is used is several UV-curable inks packaging: graphics, regulation, each of which presents challenges to ink suppliers. formulations. It was found in nestlé’s infant products manufactured sustainability and by tetra Pak. A more recent incident involved 4-methylbenzophene Packaging Trends and benzophenone—again, a low-weight photoinitiator used in regulation, each Because so many buying decisions are made in the retail store some UV inks. the contaminant was found to be above threshold of which presents itself, packaging has become a means of promoting brands levels in chocolate muesli in Germany in early 2009, even though challenges to ink with the use of colorful and intricate graphics and special the breakfast cereal was packed in polyethylene pouches inside the suppliers. effects. However, these specialty inks and materials can often cardboard boxes. decrease production efficiencies. In the packaging area, as in so many aspects of our lives, concern for the environment has also Regulatory Landscape become a driving force. In the effort to reduce packaging waste, A consequence of the ItX case was the regulation (eC) downgauging and source reduction have become important in 2023/2006 issued by the european Commission. while earlier package design. Moreover, there is a further movement towards regulations stated that food contact materials should be safe, this sustainability, so there is a push for inks and materials that are was the first time that printing inks were explicitly targeted for manufactured from renewable resources. However, sustainable inks regulation. with each successive incident, there is a move towards are not always the best choice for specific packaging situations. For more restrictive regulation, particularly in europe, and ink makers example, for many packaging materials, particularly non-absorbent have to convince brand owners once again that their inks will not substrates used in flexible packaging, water-based inks do not migrate into food via packaging in harmful amounts. In the United always offer the needed properties and production efficiencies. the States, the FDA regulates direct and indirect food additives. while challenge in this area for the ink maker is helping their customer it does not regulate indirect food contact materials such as printing understand that the ink printed on a package represents a small inks, it does stipulate that when such materials come in contact portion of the total carbon footprint. with food, they must meet indirect food additive criteria for safety. the trend in packaging that concerns us most in this e-book is the TABLE 0.1 Comparison of global regulations CLICK TO VIEW TABLE increasing regulation of packaging inks. the overriding force in 4 CHAPTER ES 1 2 3 4 5 TOC www.PIrA-InternAtIonAl.CoM food contact > e-book > migration from printing inks: a food contact study the latest regulation is a Swiss ordinance, which creates an A actually cure to form a solid, almost plastic, film. electron beam list of substances that can be used in printing inks and a B list (eB) inks contain no photoinitiators and cure by means of an of unevaluated substances. Sources speculate that the Swiss electron beam. regulations, which are the most restrictive, might become the standard for all of europe. Because of the diversity of packaging products, many different inks are needed, and many different printing processes are used. In Shared Responsibility the past, gravure was the dominant printing process because of its Another consequence of the migration occurrence was the high quality and process reliability. As flexo’s quality has increased, realization that there needs to be cooperation on the part of all the so has its role in the packaging market. offset is used mainly members of the food supply chain. Although the new regulations for printing folding cartons, with some expansion into flexible explicitly state that the final package must meet compliance—an packaging. Despite it set-up advantages, digital printing is a low area that falls under the printer/converter’s responsibility—that throughput process, so it is still not very mainstream for packaging. compliance cannot happen unless everyone does their part to work However, that is also changing as technological developments together towards that goal. Package design, specification, choice of improve production efficiencies. offset uses paste inks; the other printing process, as well as ink, substrate, printing plant conditions, printing processes use liquid inks. drying method—these are but some of the factors that can affect potential ink migration and final compliance. All printing processes and all standard printing inks have the potential to migrate. the materials which contain the greatest FIGURE 0.1 Steps and responsibilities for food packaging compliance potential to migrate would be plasticizers, monomers, solvents, and other low molecular-weight (typically with a molecular weight of Printing Inks for Food Packaging less than 1000 Daltons) components of inks and coatings. Graphic arts inks are a mixture of pigments or dyes (which provides CLICK TO VIEW color) suspended in a vehicle/varnish (resin, which provides specific Materials characteristics) along with additives to enable it to transfer to there are a variety of materials used for food packaging including a substrate. this third component—additives— provides special glass, metal, plastic, fiber-based and bio-based materials. Glass and properties that cannot be achieved by the pigment and varnish metal offer excellent protection and act as functional barriers. the alone. Ultraviolet (UV) inks are a different breed, containing others have potential for ink migration in varying degrees. photoinitiators and oligomers, which enable the components in the ink to cross link into a polymer when exposed to UV light and 5 CHAPTER ES 1 2 3 4 5 TOC www.PIrA-InternAtIonAl.CoM food contact > e-book > migration from printing inks: a food contact study TABLE 0.2 Barrier properties of different materials Future Trends Barrier properties Materials As the package printing industry moves forward, many of the Poor Coated paper, uncoated paper, coated board, uncoated trends in the market today will continue. there will be movement board, regenerated cellulose, polyethylene, polypropylene, towards sustainability, thus source reduction and downgauging; adhesive layers, printing varnish or lacquer coating layers. coupled with a move towards more flexible packaging. the use limited Polyamide, polyethylene terephthalate, polyvinylidene chloride, metallization layers. of bio-based materials will increase, but not without challenges. Better Appropriate silicon dioxide aluminum oxide layers on However, the most significant factor driving the industry will polyethylene terephthalate, sufficiently thick layers of be the movement to ensure food safety. As such, low migration polypropylene. inks, already introduced, will become more widespread as ink Source: Siegwerk Ink manufacturers seek to develop products to meet customer needs and comply with increasingly strict regulations. Migration can occur through three different methods: 1. Diffusion migration, whereby the substance transfers or diffuses, can happen both while the printed material is not yet converted into a food package or after it is filled with food. 2. Set-off migration occurs when migrants ‘jump’ from one layer to another, for example from a printed layer to a non-printed layer. later, that non-printed layer is brought into contact with food and the migrants contaminate the food. 3. Gas phase migration is a term used when migrants ‘fly’ from one layer to another. Potential migrants from a printed surface in most cases result from ink additives. there are also several conditions that may increase the amount of migrants in an ink layer and/or affect the diffusion of migrants. these include the drying process, print shop behavior and packing. 6 CHAPTER ES 1 2 3 4 5 TOC www.PIrA-InternAtIonAl.CoM food contact > e-book > migration from printing inks: a food contact study 1 Introduction and Methodology Objective Because these inks are not supposed to come in contact with the Because of several cases of food contamination as a result of food and may be toxic, a transfer or migration of small molecules this e-book is migration from packaging inks, there is increased concern about through a material layer from such inks can cause a safety issue. intended to food safety in the printed package. the e-book is designed to examine current examine the concerns, possible solutions in the form of new ink the e-book will first examine current trends in the packaging issues surrounding formulations and materials and define the responsibilities of the industry and the effect those trends have on the selection of migration from members of the packaging supply chain in the packaging area. packaging inks. It will also discuss the concerns that have arisen in ensuring the ultimate safety and compliance of the final printed regard to migration of packaging inks into food substances. It will packaging inks. package is a collaborative effort requiring cooperation from all the outline the role of the various members of the packaging supply players along the supply chain. chain in minimizing migration. these members include package designers, ink manufacturers, printers/converters, and brand owner. Scope this e-book is intended to examine current issues surrounding Because so many different products are printed with packaging migration from packaging inks. Packaging inks are printing inks inks, the term encompasses all types of inks used in most of the and varnishes intended to be printed on the non-food contact major printing processes, including flexo, gravure, inkjet, offset and surface of materials and articles intended to come into contact screen including solvent-based, waterborne, oleo-resinous or energy- with foodstuffs. Substances, including packaging inks that might curing (UV or electron beam) formulas. the study will examine come in contact with food, such as on the outside of a food bag or the various components of packaging inks and their potential as carton, are defined as indirect contact. migrant substances. Because it is the printed package, not just the inks that must meet regulatory compliance, the study will include there is a category of inks that are non-toxic and can therefore information on conditions within the printing environment that be used to print directly on food. In essence, they become an can affect migration, as well as the various substrates used as indirect food additive. Used for food, medical and pharmaceutical packaging materials. products, these substances/inks are considered direct food contact. An example of such inks is those used to print the ‘M’ on M&M As safety concerns increase due to migration potential, the candies. there is one company, Colorcon no-tox Products that inevitable government regulations follow. A section is dedicated manufacturers the majority (if not the entirety) of direct food to the various frameworks, regulations, resolutions and ordinances contact inks. these inks are not within the scope of this e-book. currently mandated in europe, as well as the U.S and Canadian this study will only examine indirect or non-contact packaging inks. guidelines. 7 CHAPTER ES 1 2 3 4 5 TOC www.PIrA-InternAtIonAl.CoM